Gerresheimer AG
Gerresheimer AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
21.06.2022 / 17:11
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
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Gerresheimer AG
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Street:
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Klaus-Bungert-Str. 4
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Postal code:
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40468
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City:
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Düsseldorf
Germany
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Legal Entity Identifier (LEI):
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5299006GD4UWSYZOKC28
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2. Reason for notification
X
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Acquisition/disposal of shares with voting rights
|
X
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Acquisition/disposal of instruments
|
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares
(total of 7.a.)
|
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
|
New
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1.65 %
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3.36 %
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5.01 %
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31400000
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Previous notification
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1.60 %
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3.26 %
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4.85 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
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Absolute
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In %
|
|
Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
|
Direct
(Sec. 33 WpHG)
|
Indirect
(Sec. 34 WpHG)
|
DE000A0LD6E6
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0
|
516657
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0.00 %
|
1.65 %
|
Total
|
516657
|
1.65 %
|
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Voting rights absolute
|
Voting rights in %
|
Right of recall over securities lending agreements
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at any time
|
at any time
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464564
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1.48 %
|
|
|
Total
|
464564
|
1.48 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Cash or physical settlement
|
Voting rights absolute
|
Voting rights in %
|
Retail Structured Product
|
20.11.2069
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at any time
|
Cash
|
1
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0 %
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Call Option
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20.07.2022
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at any time
|
Cash
|
10509
|
0.03 %
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Equity Swap
|
From 23.03.2023 to 23.06.2023
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at any time
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Cash
|
580878
|
1.85 %
|
|
|
|
Total
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591388
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1.88 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
|
Name
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% of voting rights (if at least 3% or more)
|
% of voting rights through instruments (if at least 5% or more)
|
Total of both (if at least 5% or more)
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Morgan Stanley
|
%
|
%
|
%
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Morgan Stanley Capital Management, LLC
|
%
|
%
|
%
|
Morgan Stanley Domestic Holdings, Inc.
|
%
|
%
|
%
|
Morgan Stanley & Co. LLC
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
Morgan Stanley
|
%
|
%
|
%
|
Morgan Stanley International Holdings Inc.
|
%
|
%
|
%
|
Morgan Stanley International Limited
|
%
|
%
|
%
|
Morgan Stanley Investments (UK)
|
%
|
%
|
%
|
Morgan Stanley & Co. International plc
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
Morgan Stanley
|
%
|
%
|
%
|
Morgan Stanley Capital Management, LLC
|
%
|
%
|
%
|
Morgan Stanley Domestic Holdings, Inc.
|
%
|
%
|
%
|
Morgan Stanley & Co. LLC
|
%
|
%
|
%
|
Prime Dealer Services Corp.
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
Morgan Stanley
|
%
|
%
|
%
|
Morgan Stanley Capital Management, LLC
|
%
|
%
|
%
|
Morgan Stanley Domestic Holdings, Inc.
|
%
|
%
|
%
|
ETCM Holdings, LLC
|
%
|
%
|
%
|
E*TRADE Securities LLC
|
%
|
%
|
%
|
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
|
Proportion of instruments
|
Total of both
|
%
|
%
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%
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10. Other explanatory remarks:
Date
21.06.2022 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
|