NioCorp Developments Ltd.

12/02/2021 | Press release | Distributed by Public on 12/02/2021 15:01

Submission of Matters to a Vote of Security Holders - Form 8-K


Washington, D.C. 20549




Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 2, 2021
NioCorp Developments Ltd.
(Exact name of registrant as specified in its charter)
British Columbia, Canada
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
7000 South Yosemite Street, Suite 115
Centennial, Colorado 80112
(Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code: (720) 639-4647

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Not Applicable Not Applicable Not Applicable

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ý

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ý

Item 5.07 Submission of Matters to a Vote of Security Holders.

NioCorp Developments Ltd (the "Company") held its 2021 Annual Meeting of Shareholders (the "Annual Meeting") on December 2, 2021. As of the record date for the Annual Meeting, there were 259,118,369 Common Shares issued and outstanding and entitled to vote, of which 80,465,203 Common Shares were present by proxy or in person at the Annual Meeting. The final results for each of the matters submitted to a vote of shareholders at the Annual Meeting are as follows:

Proposal One - To Set the Number of Directors for the Ensuing Year at Six.

Votes For: 47,097,186
Votes Against: 1,326,556
Abstentions: 0
Broker non-votes: 32,041,461

Proposal Two - Election of Directors.

Nominee Votes FOR Votes WITHHELD Broker Non-Votes
Mark A. Smith 47,004,711 1,419,031 32,041,461
Michael J. Morris 47,085,240 1,338,502 32,041,461
David C. Beling 47,103,719 1,320,023 32,041,461
Anna Castner-Wightman 47,013,057 1,410,685 32,041,461
Nilsa Guerrero-Mahon 46,977,673 1,446,069 32,041,461
Fernanda Reda Fenga Viana Klamas 47,018,306 1,405,436 32,041,461

Proposal Three - Appointment of BDO USA, LLP as Auditors of the Company for the Ensuing Year and Authorizing the Directors to Fix Their Remuneration.

Votes For: 78,533,377
Votes Withheld: 1,931,826
Broker non-votes: 0


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

DATE: December 2, 2021 By: /s/ Neal S. Shah

Neal S. Shah

Chief Financial Officer