The ONE Group Hospitality Inc.

05/08/2024 | Press release | Distributed by Public on 05/08/2024 17:23

Initial Statement of Beneficial Ownership - Form 3

Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
ROSS SCOTT I
2. Date of Event Requiring Statement (Month/Day/Year)
2024-05-01
3. Issuer Name and Ticker or Trading Symbol
ONE Group Hospitality, Inc. [STKS]
(Last) (First) (Middle)
150 EAST 58TH STREET , 33RD FLOOR
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)
NEW YORK NY 10155
6. Individual or Join/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security 2. Amount of Securities Beneficially Owned 3. Ownership Form: Direct (D) or Indirect (I) 4. Nature of Indirect Beneficial Ownership
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Date Exercisable and Expiration Date 3. Title and Amount of Securities Underlying Derivative Security 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 6. Nature of Indirect Beneficial Ownership
Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ROSS SCOTT I
150 EAST 58TH STREET
33RD FLOOR
NEW YORK, NY10155




HPC III Kaizen LP
150 EAST 58TH STREET
33RD FLOOR
NEW YORK, NY10155



See Remarks
Hill Path Capital Partners III GP LLC
150 EAST 58TH STREET
33RD FLOOR
NEW YORK, NY10155



See Remarks
Hill Path Investment Holdings III LLC
150 EAST 58TH STREET
33RD FLOOR
NEW YORK, NY10155



See Remarks
Hill Path Capital LP
150 EAST 58TH STREET
33RD FLOOR
NEW YORK, NY10155



See Remarks
Hill Path Holdings LLC
150 EAST 58TH STREET
33RD FLOOR
NEW YORK, NY10155



See Remarks

Signatures

HPC III Kaizen LP, By: Hill Path Capital LP, By: /s/ Scott Ross, Managing Partner 2024-05-08
**Signature of Reporting Person Date
Hill Path Capital Partners III GP LLC, By: Hill Path Investment Holdings III LLC, By: /s/ Scott Ross, Managing Partner 2024-05-08
**Signature of Reporting Person Date
Hill Path Investment Holdings III LLC, By: /s/ Scott Ross, Managing Partner 2024-05-08
**Signature of Reporting Person Date
Hill Path Capital LP, By: Hill Path Holdings LLC, By: /s/ Scott Ross, Managing Partner 2024-05-08
**Signature of Reporting Person Date
Hill Path Holdings LLC, By: /s/ Scott Ross, Managing Partner 2024-05-08
**Signature of Reporting Person Date
/s/ Scott Ross 2024-05-08
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) This Form 3 is filed jointly by HPC III Kaizen LP ("HPC III Kaizen"), Hill Path Capital Partners III GP LLC ("Hill Path III GP"), Hill Path Investment Holdings III LLC ("Hill Path Investment Holdings III"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
(2) Securities owned directly by HPC III Kaizen. Hill Path III GP, as the general partner of HPC III Kaizen, may be deemed to beneficially own the securities owned directly by HPC III Kaizen. Hill Path Investment Holdings III, as the managing member of Hill Path III GP, may be deemed to beneficially own the securities owned directly by HPC III Kaizen.
(3) Hill Path, as the investment manager of HPC III Kaizen, may be deemed to beneficially own the securities owned directly by HPC III Kaizen. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HPC III Kaizen. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings III, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HPC III Kaizen.
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