Ownership Submission
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL
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OMB Number:3235-0104Expires:January 31, 2005Estimated average burden hours per response...0.5
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1. Name and Address of Reporting Person *
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Gerber Brianna
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2. Date of Event Requiring Statement (Month/Day/Year)
2022-08-11
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3. Issuer Name and Ticker or Trading Symbol
ChromaDex Corp. [CDXC]
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(Last)
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(First)
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(Middle)
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10900 WILSHIRE BLVD. SUITE 600
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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_____ Director
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_____ 10% Owner
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_____ Officer (give title below)
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_____ Other (specify below)
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SVP Finance / Interim CFO /
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5. If Amendment, Date Original Filed(Month/Day/Year)
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(Street)
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LOS ANGELES
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CA
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90024
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6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
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2. Amount of Securities Beneficially Owned
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3. Ownership Form: Direct (D) or Indirect (I)
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4. Nature of Indirect Beneficial Ownership
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
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2. Date Exercisable and Expiration Date
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3. Title and Amount of Securities Underlying Derivative Security
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
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6. Nature of Indirect Beneficial Ownership
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Date Exercisable
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Expriation Date
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Title
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Amount or Number of Shares
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Gerber Brianna
10900 WILSHIRE BLVD. SUITE 600
LOS ANGELES, CA90024
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SVP Finance / Interim CFO
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Signatures
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/s/ Jeong James Lee, Attorney-in-Fact
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2022-08-12
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**Signature of Reporting Person
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Date
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Explanation of Responses:
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(*)
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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(**)
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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1,238 shares held by Jacob Gerber who is a spouse of Brianna Gerber.
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(2)
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One-third of the shares subject to the option vested on September 17, 2017 and the remaining shares subject to the option have vested in a series of 24 equal monthly installments thereafter. The stock options are fully vested as of August 11, 2022.
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(3)
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One-third of the shares subject to the option vested on February 21, 2020 and the remaining shares subject to the option have vested in a series of 24 equal monthly installments thereafter. The stock options are fully vested as of August 11, 2022.
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(4)
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One-third of the shares subject to the option vested on February 25, 2021 and the remaining shares subject to the option are vesting in a series of 24 equal monthly installments thereafter.
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(5)
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One-third of the shares subject to the option vested on August 6, 2021 and the remaining shares subject to the option are vesting in a series of 24 equal monthly installments thereafter.
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(6)
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One-third of the shares subject to the option vested on March 15, 2022 and the remaining shares subject to the option are vesting in a series of 24 equal monthly installments thereafter.
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(7)
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One-third of the shares subject to the option shall vest on February 17, 2023 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter.
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
