Ownership Submission
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL
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OMB Number:3235-0104Expires:January 31, 2005Estimated average burden hours per response...0.5
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1. Name and Address of Reporting Person *
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Allison Jerry
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2. Date of Event Requiring Statement (Month/Day/Year)
2022-06-16
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3. Issuer Name and Ticker or Trading Symbol
Quanergy Systems, Inc. [QNGY]
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(Last)
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(First)
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(Middle)
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C/O QUANERGY SYSTEMS, INC. , 433 LAKESIDE DRIVE
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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_____ Director
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_____ 10% Owner
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_____ Officer (give title below)
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_____ Other (specify below)
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General Counsel /
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5. If Amendment, Date Original Filed(Month/Day/Year)
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(Street)
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SUNNYVALE
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CA
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94085
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6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
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2. Amount of Securities Beneficially Owned
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3. Ownership Form: Direct (D) or Indirect (I)
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4. Nature of Indirect Beneficial Ownership
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
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2. Date Exercisable and Expiration Date
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3. Title and Amount of Securities Underlying Derivative Security
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
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6. Nature of Indirect Beneficial Ownership
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Date Exercisable
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Expriation Date
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Title
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Amount or Number of Shares
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Allison Jerry
C/O QUANERGY SYSTEMS, INC.
433 LAKESIDE DRIVE
SUNNYVALE, CA94085
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General Counsel
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Signatures
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/s/ Jerry Allison
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2022-06-27
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**Signature of Reporting Person
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Date
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Explanation of Responses:
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(*)
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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(**)
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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Subject to the reporting person's continuous service with the Company, the award shall vest and become exercisable over four (4) years. One-fourth (1/4th) of the award shall vest August 26, 2022 and thereafter shall vest quarterly on November 15th, February 15th, May 15th, August 15th.
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(2)
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Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's common stock.
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(3)
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Subject to the reporting person's continuous service with the Company, the award, granted on May 19, 2022, shall vest and become exercisable quarterly over three (3) years starting on August 15, 2022 and each November 15th, February 15th, May 15th and August 15th thereafter.
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Quanergy Systems Inc.