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Zalando SE
19.10.2021 / 17:39
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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Zalando SE
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Street:
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Valeska-Gert-Straße 5
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Postal code:
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10243
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City:
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Berlin
Germany
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Legal Entity Identifier (LEI):
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529900YRFFGH5AXU4S86
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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|
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Acquisition/disposal of instruments
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|
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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2.98 %
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1.30 %
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4.28 %
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261989033
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Previous notification
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3.15 %
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1.24 %
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4.39 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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|
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE000ZAL1111
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0
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7813871
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0.00 %
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2.98 %
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Total
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7813871
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2.98 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Call Option
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From 17.12.2021 to 18.03.2022
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at any time
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4800
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0 %
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Right of recall over securities lending agreements
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at any time
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at any time
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2801303
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1.07 %
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|
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Total
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2806103
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1.07 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Retail Structured Product
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From 08.05.2070 to 29.09.2071
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at any time
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Cash
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791
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0 %
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Retail Structured Product - Note
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13.10.2023
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at any time
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Cash
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2203
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0 %
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Equity Swap
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11.02.2022
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at any time
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Cash
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37
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0 %
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Compound Option
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From 07.07.2022 to 09.08.2024
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at any time
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Cash
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103464
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0.04 %
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Put Option
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From 17.12.2021 to 17.06.2022
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at any time
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Physical
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110000
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0.04 %
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Convertible Bond
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From 06.08.2025 to 06.08.2027
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at any time
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Physical
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374213
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0.14 %
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|
|
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Total
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590708
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0.23 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
|
%
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Morgan Stanley & Co. LLC
|
%
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%
|
%
|
|
-
|
%
|
%
|
%
|
|
Morgan Stanley
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%
|
%
|
%
|
|
Morgan Stanley International Holdings Inc.
|
%
|
%
|
%
|
|
Morgan Stanley International Limited
|
%
|
%
|
%
|
|
Morgan Stanley Investments (UK)
|
%
|
%
|
%
|
|
Morgan Stanley & Co. International plc
|
%
|
%
|
%
|
|
-
|
%
|
%
|
%
|
|
Morgan Stanley
|
%
|
%
|
%
|
|
Morgan Stanley Capital Management, LLC
|
%
|
%
|
%
|
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Morgan Stanley Domestic Holdings, Inc.
|
%
|
%
|
%
|
|
Morgan Stanley & Co. LLC
|
%
|
%
|
%
|
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Prime Dealer Services Corp.
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%
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%
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%
|
|
-
|
%
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%
|
%
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Morgan Stanley
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%
|
%
|
%
|
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Morgan Stanley International Holdings Inc.
|
%
|
%
|
%
|
|
Morgan Stanley B.V.
|
%
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%
|
%
|
|
-
|
%
|
%
|
%
|
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Morgan Stanley
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%
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%
|
%
|
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Morgan Stanley Capital Management, LLC
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%
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%
|
%
|
|
Morgan Stanley Domestic Holdings, Inc.
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%
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%
|
%
|
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E*TRADE Financial Holdings, LLC
|
%
|
%
|
%
|
|
ETCM Holdings, LLC
|
%
|
%
|
%
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E*TRADE Securities LLC
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
19.10.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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Zalando SE