09/17/2021 | Press release | Distributed by Public on 09/17/2021 11:13
As filed with the Securities and Exchange Commission on September 17, 2021
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO
SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
Alpha Architect ETF Trust
(Exact name of registrant as specified in its charter)
Delaware
(State of incorporation or organization)
See List Below
(I.R.S. Employer Identification Number)
213 Foxcroft Road
Broomall, Pennsylvania 19008
(Address of registrant's principal executive offices)
Title of each class of securities to be registered | Name of each exchange on which each class is to be registered | |
Discipline Fund ETF |
NYSE Arca, Inc. |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. þ
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act Registration file number to which this form relates: 333-195493
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable.
Item 1. Description of Registrant's Securities to be Registered.
Reference is made to Post-Effective Amendment No. 86 to the Registrant's Registration Statement on Form N-1A (File Nos. 333-195493 and 811-22961), as filed with the U.S. Securities and Exchange Commission ('SEC') via EDGAR (Accession No. 0001829126-21-010016) on September 15, 2021, which is incorporated herein by reference.
The Trust currently consists of 16 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:
Title of Each Class of Securities to be Registered | IRS Employer ID Number | |
Discipline Fund ETF |
86-3951630 |
Item 2. Exhibits
2 |
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
Alpha Architect ETF Trust September 17, 2021 /s/ Patrick R. Cleary Patrick R. Cleary Secretary |
3 |