Byrna Technologies Inc.

05/09/2024 | Press release | Distributed by Public on 05/09/2024 18:01

Initial Statement of Beneficial Ownership - Form 3

Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Brasseur John
2. Date of Event Requiring Statement (Month/Day/Year)
2024-05-01
3. Issuer Name and Ticker or Trading Symbol
Byrna Technologies Inc. [BYRN]
(Last) (First) (Middle)
100 BURTT ROAD
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
Chief Operating Officer /
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)
ANDOVER MA 01810
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security 2. Amount of Securities Beneficially Owned 3. Ownership Form: Direct (D) or Indirect (I) 4. Nature of Indirect Beneficial Ownership
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Date Exercisable and Expiration Date 3. Title and Amount of Securities Underlying Derivative Security 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 6. Nature of Indirect Beneficial Ownership
Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Brasseur John
100 BURTT ROAD

ANDOVER, MA01810


Chief Operating Officer

Signatures

/s/ Lisa Klein Wager by Power of Attorney 2024-05-09
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The restricted stock units ("RSUs") will vest with respect to 20% of the RSUs on October 18, 2024, with respect to 30% of the RSUs on October 18, 2025, and with respect to 50% of the RSUs on October 18, 2026, in each case subject to the reporting person's continued service with Byrna Technologies Inc. (the "Issuer") through the applicable vesting date. The RSUs were granted on November 14, 2023.
(2) Each restricted stock unit represents a contingent right to receive one share of the common stock of the Issuer.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.