Ayala Pharmaceuticals.

04/15/2024 | Press release | Distributed by Public on 04/15/2024 14:33

Post-effective Amendment to Registration Statement for Employee Benefit Plan - Form S-8 POS

As filed with the Securities and Exchange Commission on April 15, 2024

Registration No. 333-130080
Registration No. 333-193007
Registration No. 333-197465
Registration No. 333-204939
Registration No. 333-210285
Registration No. 333-217218
Registration No. 333-222483
Registration No. 333-223851
Registration No. 333-239469
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-130080
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-193007
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-197465
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-204939
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-210285
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-217218
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-222483
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-223851
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-239469

UNDER THE SECURITIES ACT OF 1933
___________________
AYALA PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
___________________
Delaware
84-1521955
(State or other jurisdiction
of incorporation or organization)
(I.R.S. Employer Identification No.)
9 Deer Park Drive, Suite K-1
Monmouth Junction, NJ 08852
(Address and Zip Code of Principal Executive Office)
Advaxis, Inc. 2004 Stock Option Plan
Advaxis, Inc. 2005 Stock Option Plan
Advaxis, Inc. Amended and Restated 2009 Stock Option Plan
Advaxis, Inc. 2011 Omnibus Incentive Plan
Advaxis, Inc. 2011 Employee Stock Purchase Plan
Advaxis, Inc. 2011 Omnibus Incentive Plan, as amended
Advaxis, Inc. 2015 Incentive Plan
Advaxis, Inc. 2018 Employee Stock Purchase Plan
(Full titles of the plans)
Kenneth A. Berlin, Chief Executive Officer
Ayala Pharmaceuticals, Inc.
9 Deer Park Drive, Suite K-1
Monmouth Junction, NJ 08852
(732) 545-1590
(Name, address, and telephone number,
including area code, of agent for service)

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act.
Large accelerated filer
Accelerated filer
Non-accelerated filer
Smaller reporting company
v
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. □






DEREGISTRATION OF SECURITIES
This Post-Effective Amendment (the "Post-Effective Amendment") filed by Ayala Pharmaceuticals, Inc., a Delaware corporation (the "Company"), deregisters all shares of common stock of the Company, par value $0.001 per share (the "Common Stock"), that remain unsold under the following Registration Statements on Form S-8 (each a "Registration Statement," and collectively, the "Registration Statements") filed by the Company with the U.S. Securities and Exchange Commission (the "Commission"):

















On March 25, 2024, the Company and Immunome, Inc. ("Purchaser") consummated the transactions contemplated by that certain Asset Purchase Agreement, dated as of March 5, 2024 (the "Asset Purchase Agreement") pursuant to which Purchaser agreed to acquire, and the Company agreed to sell, certain of the Company's assets and liabilities related to its AL101 and AL102 programs (the "Asset Sale"), which constitute substantially all of the Company's assets.

Following the completion of the Asset Sale, the Company wishes to terminate the offerings pursuant to the above-referenced Registration Statements. In accordance with undertakings made by the Company in the Registration Statements to remove from registration, by means of a post-effective amendment, any of the securities that remain unsold at the termination of the offerings, the Company hereby removes from registration any and all securities registered but unsold under each of the Registration Statements. Each of the Registration Statements is hereby amended, as appropriate, to reflect the deregistration of such securities.
SIGNATURE
Pursuant to the requirements of the Securities Act of 1933, as amended, the Company certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment to the above-referenced Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Monmouth Junction, State of New Jersey, on this 15th day of April, 2024.

Ayala Pharmaceuticals, Inc.
By:
/s/ Kenneth A. Berlin
Name:
Kenneth A. Berlin
Title:
President and Chief Executive Officer


*Pursuant to Rule 478 under the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the Registration Statement.