National Grid plc

03/28/2024 | Press release | Distributed by Public on 03/28/2024 05:47

Voting Rights update - Form 6-K

nationalgridplc-marchbatc
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 28 March 2024
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation of registrant's name into English)
England and Wales
(Jurisdiction of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934. ☐ Yes ☒ No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a

EXHIBIT INDEX
Exhibit No.
Description
99.1
Exhibit 99.1 Announcement sent to the London Stock Exchange on 04March 2024 - Total Voting Rights
99.2
Exhibit 99.2 Announcement sent to the London Stock Exchange on 06 March 2024 - Director/PDMR Shareholding
99.3
Exhibit 99.3 Announcement sent to the London Stock Exchange on 08 March 2024 - Director/PDMR Shareholding
Exhibit 99.1
4 March 2024
National Grid plc ('National Grid' or 'Company')
Voting Rights update
National Grid's registered capital as of 29 February 2024 consisted of 3,967,138,214 ordinary shares, of which, 247,415,915 were held as treasury shares; leaving a balance of 3,719,722,299 with voting rights.
The figure of 3,719,722,299 may be used by shareholders as the denominator for the calculations by which they will determine if they are requiredto notify their interest in, or a change to their interest in, National Grid under the FCA's Disclosure Guidance and Transparency Rules.
Pritti Patel
Deputy Company Secretary and General Counsel, Corporate
Exhibit 99.2
6 March 2024
National Grid plc ('National Grid' or 'Company')
Notification of Transaction of Person Discharging Managerial Responsibilities ('PDMR')
This announcement is made in accordance with Article 19of the Market Abuse Regulation ('MAR') and relates to the following PDMR acquiring shares following the partial vesting of an award under the Company's Retention Award Plan ('RAP').
This vesting relates to RAP Awards made to PDMR's in December 2021 & June 2022 respectively. The awards were conditional on continued employment with the Company and on the satisfaction of the performance conditions approved by the Remuneration Committee,which (after tax on the gross award) must be retained until the shareholding requirement is met. The awards are subject to malus and clawback provisions.
In accordance with MAR the relevant Financial Conduct Authority modification is set out below.
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Ben Wilson
2
Reason for the notification
a)
Position/status
Chief Strategy and Regulation Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
National Grid plc
b)
LEI
8R95QZMKZLJX5Q2XR704
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 12 204/473p each
GB00BDR05C01
b)
Nature of the transaction
Vesting of the second tranche of shares in respect of the 10 December 2021 RAP Award.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
Nil
28,128
d)
Aggregated information
- Aggregated volume
- Price
e)
Date of the transaction
2024.03.01
f)
Place of the transaction
London Stock Exchange (XLON)
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 12 204/473p each
GB00BDR05C01
b)
Nature of the transaction
Automatic disposal of shares resulting from RAP Award exercise to cover tax liabilities.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£10.410000
13,267
d)
Aggregated information
- Aggregated volume
- Price
e)
Date of the transaction
2024.03.05
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Will Serle
2
Reason for the notification
a)
Position/status
Chief People & Culture Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
National Grid plc
b)
LEI
8R95QZMKZLJX5Q2XR704
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 12 204/473p each
GB00BDR05C01
b)
Nature of the transaction
Vesting of the fourth tranche of shares in respect of the 1 June 2022 RAP Award.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
Nil
11,471
d)
Aggregated information
- Aggregated volume
- Price
e)
Date of the transaction
2024.03.01
f)
Place of the transaction
London Stock Exchange (XLON)
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 12 204/473p each
GB00BDR05C01
b)
Nature of the transaction
Automatic disposal of shares resulting from RAP Award exercise to cover tax liabilities.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£10.410000
5,756
d)
Aggregated information
- Aggregated volume
- Price
e)
Date of the transaction
2024.03.05
f)
Place of the transaction
London Stock Exchange (XLON)
Exhibit 99.3
8 March 2024
National Grid plc ('National Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMRs')
This announcement is made in accordance with Article 19of the Market Abuse Regulation ('MAR') and relates to the National Grid Share Incentive Plan ('SIP') monthly purchases on behalf of PDMRs.
In accordance with MAR, the relevant Financial Conduct Authority ('FCA') notifications are set out below.
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Andy Agg
2
Reason for the notification
a)
Position/status
Chief Financial Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
National Grid plc
b)
LEI
8R95QZMKZLJX5Q2XR704
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 12 204/473p each
GB00BDR05C01
b)
Nature of the transaction
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 10.565
15
d)
Aggregated information
- Aggregated volume
- Price
e)
Date of the transaction
2024.03.07
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
John Pettigrew
2
Reason for the notification
a)
Position/status
Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
National Grid plc
b)
LEI
8R95QZMKZLJX5Q2XR704
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 12 204/473p each

GB00BDR05C01
b)
Nature of the transaction
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 10.565
14
d)
Aggregated information
- Aggregated volume
- Price
e)
Date of the transaction
2024.03.07
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Will Serle
2
Reason for the notification
a)
Position/status
Chief People and Culture Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
National Grid plc
b)
LEI
8R95QZMKZLJX5Q2XR704
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 12 204/473p each
GB00BDR05C01
b)
Nature of the transaction
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 10.565
15
d)
Aggregated information
- Aggregated volume
- Price
e)
Date of the transaction
2024.03.07
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Ben Wilson
2
Reason for the notification
a)
Position/status
Chief Strategy and Regulation Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
National Grid plc
b)
LEI
8R95QZMKZLJX5Q2XR704
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 12 204/473p each
GB00BDR05C01
b)
Nature of the transaction
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 10.565
15
d)
Aggregated information
- Aggregated volume
- Price
e)
Date of the transaction
2024.03.07
f)
Place of the transaction
London Stock Exchange (XLON)
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NATIONAL GRID plc
By:
/s/Sally Kenward
_______________________
Sally Kenward
Senior Assistant Company Secretary
Date: 28 March 2024