First Trust MLP and Energy Income Fund

08/02/2021 | Press release | Distributed by Public on 08/02/2021 13:45

Annual Proxy Voting Report by Investment Company (SEC Filing - N-PX)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act File No. 811-22738

First Trust MLP and Energy Income Fund

Exact Name of Registrant as Specified in Declaration of Trust

10 Westport Road, Suite C101a Wilton, Connecticut 06897

Address of Principal Executive Offices (Number, Street, City, State, Zip Code)

W. Scott Jardine

First Trust Portfolios L.P.

120 East Liberty Drive, Suite 400

Wheaton, Illinois 60187

Name and Address (Number, Street, City, State, Zip Code) of Agent for Service

(630) 765-8000

Registrant's Telephone Number, including Area Code

Date of fiscal year end: October 31

Date of reporting period: July 1, 2020 - June 30, 2021

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ('OMB') control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

Item 1. Proxy Voting Record

NEW JERSEY RESOURCES CORPORATION
Ticker: NJR
Primary CUSIP: 646025106
Meeting Date: 20-Jan-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director M. William Howard, Jr. Management For Yes No
Elect Director Donald L. Correll Management For Yes No
Elect Director James H. DeGraffenreidt, Jr. Management For Yes No
Elect Director M. Susan Hardwick Management For Yes No
Elect Director George R. Zoffinger Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
ATMOS ENERGY CORPORATION
Ticker: ATO
Primary CUSIP: 049560105
Meeting Date: 03-Feb-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director J. Kevin Akers Management For Yes No
Elect Director Robert W. Best Management For Yes No
Elect Director Kim R. Cocklin Management For Yes No
Elect Director Kelly H. Compton Management For Yes No
Elect Director Sean Donohue Management For Yes No
Elect Director Rafael G. Garza Management For Yes No
Elect Director Richard K. Gordon Management For Yes No
Elect Director Robert C. Grable Management For Yes No
Elect Director Nancy K. Quinn Management For Yes No
Elect Director Richard A. Sampson Management For Yes No
Elect Director Stephen R. Springer Management For Yes No
Elect Director Diana J. Walters Management For Yes No
Elect Director Richard Ware, II Management For Yes No
Elect Director Frank Yoho Management For Yes No
Amend Omnibus Stock Plan Management For Yes No
Ratify Ernst & Young LLP as Auditors Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
EDP RENOVAVEIS SA
Ticker: EDPR
Primary CUSIP: E3847K101
Meeting Date: 22-Feb-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Ratify Appointment of and Elect Miguel Stilwell de Andrade as Director Management For Yes No
Ratify Appointment of and Elect Ana Paula Garrido Pina Marques as Director Management For Yes No
Ratify Appointment of and Elect Joan Avalyn Dempsey as Director Management For Yes No
Dismiss Antonio Luis Guerra Nunes Mexia as Director Management For Yes No
Dismiss Joao Manuel Manso Neto as Director Management For Yes No
Fix Number of Directors at 12 Management For Yes No
Amend Articles Re: General Meetings Management For Yes No
Authorize Board to Ratify and Execute Approved Resolutions Management For Yes No
TC PIPELINES, LP
Ticker: TCP
Primary CUSIP: 87233Q108
Meeting Date: 26-Feb-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Approve Merger Agreement Management Against Yes Yes
EDP RENOVAVEIS SA
Ticker: EDPR
Primary CUSIP: E3847K101
Meeting Date: 12-Apr-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Approve Consolidated and Standalone Financial Statements Management For Yes No
Approve Allocation of Income and Dividends Management For Yes No
Approve Consolidated and Standalone Management Reports, and Corporate Governance Report Management For Yes No
Approve Non-Financial Information Statement Management For Yes No
Appraise Management of Company and Approve Vote of Confidence to Board of Directors and Executive Committee Management For Yes No
Reelect Miguel Stilwell de Andrade as Director Management For Yes No
Reelect Rui Manuel Rodrigues Lopes Teixeira as Director Management For Yes No
Reelect Vera de Morais Pinto Pereira Carneiro as Director Management For Yes No
Reelect Ana Paula Garrido de Pina Marques as Director Management For Yes No
Reelect Manuel Menendez Menendez as Director Management For Yes No
Reelect Acacio Liberado Mota Piloto as Director Management For Yes No
Reelect Allan J. Katz as Director Management For Yes No
Reelect Joan Avalyn Dempsey as Director Management For Yes No
Elect Antonio Sarmento Gomes Mota as Director Management For Yes No
Elect Miguel Nuno Simoes Nunes Ferreira Setas as Director Management For Yes No
Elect Rosa Maria Garcia Garcia as Director Management For Yes No
Elect Jose Manuel Felix Morgado as Director Management For Yes No
Approve Remuneration Policy Management For Yes No
Renew PricewaterhouseCoopers as Auditor Management For Yes No
Approve Capital Raising Management For Yes No
Approve Dividends Charged Against Reserves Management For Yes No
Authorize Board to Ratify and Execute Approved Resolutions Management For Yes No
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP
Primary CUSIP: 025537101
Meeting Date: 20-Apr-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Nicholas K. Akins Management For Yes No
Elect Director David J. Anderson Management For Yes No
Elect Director J. Barnie Beasley, Jr. Management For Yes No
Elect Director Art A. Garcia Management For Yes No
Elect Director Linda A. Goodspeed Management For Yes No
Elect Director Thomas E. Hoaglin Management For Yes No
Elect Director Sandra Beach Lin Management For Yes No
Elect Director Margaret M. McCarthy Management For Yes No
Elect Director Stephen S. Rasmussen Management For Yes No
Elect Director Oliver G. Richard, III Management For Yes No
Elect Director Daryl Roberts Management For Yes No
Elect Director Sara Martinez Tucker Management For Yes No
Ratify PricewaterhouseCoopers LLP as Auditors Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
NEXTERA ENERGY PARTNERS, LP
Ticker: NEP
Primary CUSIP: 65341B106
Meeting Date: 20-Apr-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Susan D. Austin Management For Yes No
Elect Director Robert J. Byrne Management For Yes No
Elect Director Peter H. Kind Management For Yes No
Elect Director James L. Robo Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG
Primary CUSIP: 744573106
Meeting Date: 20-Apr-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Ralph Izzo Management For Yes No
Elect Director Shirley Ann Jackson Management For Yes No
Elect Director Willie A. Deese Management For Yes No
Elect Director David Lilley Management For Yes No
Elect Director Barry H. Ostrowsky Management For Yes No
Elect Director Scott G. Stephenson Management For Yes No
Elect Director Laura A. Sugg Management For Yes No
Elect Director John P. Surma Management For Yes No
Elect Director Susan Tomasky Management For Yes No
Elect Director Alfred W. Zollar Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
Approve Non-Employee Director Restricted Stock Plan Management For Yes No
Approve Omnibus Stock Plan Management For Yes No
MAGELLAN MIDSTREAM PARTNERS, L.P.
Ticker: MMP
Primary CUSIP: 559080106
Meeting Date: 22-Apr-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Robert G. Croyle Management For Yes No
Elect Director Stacy P. Methvin Management For Yes No
Elect Director Barry R. Pearl Management Withhold Yes Yes
Amend Restricted Stock Plan Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify Ernst & Young LLP as Auditors Management For Yes No
CENTERPOINT ENERGY, INC.
Ticker: CNP
Primary CUSIP: 15189T107
Meeting Date: 23-Apr-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Leslie D. Biddle Management For Yes No
Elect Director Milton Carroll Management For Yes No
Elect Director Wendy Montoya Cloonan Management For Yes No
Elect Director Earl M. Cummings Management For Yes No
Elect Director David J. Lesar Management For Yes No
Elect Director Martin H. Nesbitt Management For Yes No
Elect Director Theodore F. Pound Management For Yes No
Elect Director Phillip R. Smith Management For Yes No
Elect Director Barry T. Smitherman Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN
Primary CUSIP: 294600101
Meeting Date: 27-Apr-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Vicky A. Bailey Management For Yes No
Elect Director Sarah M. Barpoulis Management For Yes No
Elect Director Kenneth M. Burke Management For Yes No
Elect Director Patricia K. Collawn Management For Yes No
Elect Director Margaret K. Dorman Management For Yes No
Elect Director Thomas F. Karam Management For Yes No
Elect Director D. Mark Leland Management For Yes No
Elect Director Norman J. Szydlowski Management For Yes No
Elect Director Robert F. Vagt Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Eliminate Supermajority Vote Requirement to Amend Articles and Bylaws and Remove Directors Outside of the Annual Process Management For Yes No
Ratify Ernst & Young LLP as Auditors Management For Yes No
EXELON CORPORATION
Ticker: EXC
Primary CUSIP: 30161N101
Meeting Date: 27-Apr-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Anthony Anderson Management For Yes No
Elect Director Ann Berzin Management For Yes No
Elect Director Laurie Brlas Management For Yes No
Elect Director Marjorie Rodgers Cheshire Management For Yes No
Elect Director Christopher Crane Management For Yes No
Elect Director Yves de Balmann Management For Yes No
Elect Director Linda Jojo Management For Yes No
Elect Director Paul Joskow Management For Yes No
Elect Director Robert Lawless Management For Yes No
Elect Director John Richardson Management For Yes No
Elect Director Mayo Shattuck, III Management For Yes No
Elect Director John Young Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify PricewaterhouseCoopers LLP as Auditors Management For Yes No
Report on Child Labor Audit Share Holder Against Yes No
THE WILLIAMS COMPANIES, INC.
Ticker: WMB
Primary CUSIP: 969457100
Meeting Date: 27-Apr-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Alan S. Armstrong Management For Yes No
Elect Director Stephen W. Bergstrom Management For Yes No
Elect Director Nancy K. Buese Management For Yes No
Elect Director Stephen I. Chazen Management For Yes No
Elect Director Charles I. Cogut Management For Yes No
Elect Director Michael A. Creel Management For Yes No
Elect Director Stacey H. Dore Management For Yes No
Elect Director Vicki L. Fuller Management For Yes No
Elect Director Peter A. Ragauss Management For Yes No
Elect Director Rose M. Robeson Management For Yes No
Elect Director Scott D. Sheffield Management For Yes No
Elect Director Murray D. Smith Management For Yes No
Elect Director William H. Spence Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify Ernst & Young LLP as Auditors Management For Yes No
ALTAGAS LTD.
Ticker: ALA
Primary CUSIP: 021361100
Meeting Date: 30-Apr-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For Yes No
Elect Director Victoria A. Calvert Management For Yes No
Elect Director David W. Cornhill Management For Yes No
Elect Director Randall L. Crawford Management For Yes No
Elect Director Jon-Al Duplantier Management For Yes No
Elect Director Robert B. Hodgins Management For Yes No
Elect Director Cynthia Johnston Management For Yes No
Elect Director Pentti O. Karkkainen Management For Yes No
Elect Director Phillip R. Knoll Management For Yes No
Elect Director Terry D. McCallister Management For Yes No
Elect Director Linda G. Sullivan Management For Yes No
Elect Director Nancy G. Tower Management For Yes No
Advisory Vote on Executive Compensation Approach Management For Yes No
DOMINION ENERGY, INC.
Ticker: D
Primary CUSIP: 25746U109
Meeting Date: 05-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director James A. Bennett Management For Yes No
Elect Director Robert M. Blue Management For Yes No
Elect Director Helen E. Dragas Management For Yes No
Elect Director James O. Ellis, Jr. Management For Yes No
Elect Director D. Maybank Hagood Management For Yes No
Elect Director Ronald W. Jibson Management For Yes No
Elect Director Mark J. Kington Management For Yes No
Elect Director Joseph M. Rigby Management For Yes No
Elect Director Pamela J. Royal Management For Yes No
Elect Director Robert H. Spilman, Jr. Management For Yes No
Elect Director Susan N. Story Management For Yes No
Elect Director Michael E. Szymanczyk Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
Report on Lobbying Payments and Policy Share Holder Against Yes No
Require Independent Board Chair Share Holder For Yes Yes
Amend Proxy Access Right Share Holder For Yes Yes
ENBRIDGE INC.
Ticker: ENB
Primary CUSIP: 29250N105
Meeting Date: 05-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Pamela L. Carter Management For Yes No
Elect Director Marcel R. Coutu Management For Yes No
Elect Director Susan M. Cunningham Management For Yes No
Elect Director Gregory L. Ebel Management For Yes No
Elect Director J. Herb England Management For Yes No
Elect Director Gregory J. Goff Management For Yes No
Elect Director V. Maureen Kempston Darkes Management For Yes No
Elect Director Teresa S. Madden Management For Yes No
Elect Director Al Monaco Management For Yes No
Elect Director Stephen S. Poloz Management For Yes No
Elect Director Dan C. Tutcher Management For Yes No
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For Yes No
Advisory Vote on Executive Compensation Approach Management For Yes No
EVERSOURCE ENERGY
Ticker: ES
Primary CUSIP: 30040W108
Meeting Date: 05-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Cotton M. Cleveland Management For Yes No
Elect Director James S. DiStasio Management For Yes No
Elect Director Francis A. Doyle Management For Yes No
Elect Director Linda Dorcena Forry Management For Yes No
Elect Director Gregory M. Jones Management For Yes No
Elect Director James J. Judge Management For Yes No
Elect Director John Y. Kim Management For Yes No
Elect Director Kenneth R. Leibler Management For Yes No
Elect Director David H. Long Management For Yes No
Elect Director William C. Van Faasen Management For Yes No
Elect Director Frederica M. Williams Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify Deloitte & Touche as Auditors Management For Yes No
DUKE ENERGY CORPORATION
Ticker: DUK
Primary CUSIP: 26441C204
Meeting Date: 06-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Michael G. Browning Management For Yes No
Elect Director Annette K. Clayton Management For Yes No
Elect Director Theodore F. Craver, Jr. Management For Yes No
Elect Director Robert M. Davis Management For Yes No
Elect Director Caroline Dorsa Management For Yes No
Elect Director W. Roy Dunbar Management For Yes No
Elect Director Nicholas C. Fanandakis Management For Yes No
Elect Director Lynn J. Good Management For Yes No
Elect Director John T. Herron Management For Yes No
Elect Director E. Marie McKee Management For Yes No
Elect Director Michael J. Pacilio Management For Yes No
Elect Director Thomas E. Skains Management For Yes No
Elect Director William E. Webster, Jr. Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Eliminate Supermajority Vote Requirement Management For Yes No
Require Independent Board Chair Share Holder For Yes Yes
Report on Political Contributions and Expenditures Share Holder For Yes Yes
FORTIS INC.
Ticker: FTS
Primary CUSIP: 349553107
Meeting Date: 06-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Tracey C. Ball Management For Yes No
Elect Director Pierre J. Blouin Management For Yes No
Elect Director Paul J. Bonavia Management For Yes No
Elect Director Lawrence T. Borgard Management For Yes No
Elect Director Maura J. Clark Management For Yes No
Elect Director Margarita K. Dilley Management For Yes No
Elect Director Julie A. Dobson Management For Yes No
Elect Director Lisa L. Durocher Management For Yes No
Elect Director Douglas J. Haughey Management For Yes No
Elect Director David G. Hutchens Management For Yes No
Elect Director Gianna M. Manes Management For Yes No
Elect Director Jo Mark Zurel Management For Yes No
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration Management For Yes No
Advisory Vote on Executive Compensation Approach Management For Yes No
CMS ENERGY CORPORATION
Ticker: CMS
Primary CUSIP: 125896100
Meeting Date: 07-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Jon E. Barfield Management For Yes No
Elect Director Deborah H. Butler Management For Yes No
Elect Director Kurt L. Darrow Management For Yes No
Elect Director William D. Harvey Management For Yes No
Elect Director Garrick J. Rochow Management For Yes No
Elect Director John G. Russell Management For Yes No
Elect Director Suzanne F. Shank Management For Yes No
Elect Director Myrna M. Soto Management For Yes No
Elect Director John G. Sznewajs Management For Yes No
Elect Director Ronald J. Tanski Management For Yes No
Elect Director Laura H. Wright Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify PricewaterhouseCoopers LLP as Auditors Management For Yes No
Report on Costs and Benefits of Environmental Related Expenditures Share Holder Against Yes No
TC ENERGY CORPORATION
Ticker: TRP
Primary CUSIP: 87807B107
Meeting Date: 07-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Stephan Cretier Management For Yes No
Elect Director Michael R. Culbert Management For Yes No
Elect Director Susan C. Jones Management For Yes No
Elect Director Randy Limbacher Management For Yes No
Elect Director John E. Lowe Management For Yes No
Elect Director David MacNaughton Management For Yes No
Elect Director Francois L. Poirier Management For Yes No
Elect Director Una Power Management For Yes No
Elect Director Mary Pat Salomone Management For Yes No
Elect Director Indira V. Samarasekera Management For Yes No
Elect Director D. Michael G. Stewart Management For Yes No
Elect Director Siim A. Vanaselja Management For Yes No
Elect Director Thierry Vandal Management For Yes No
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Management For Yes No
Advisory Vote on Executive Compensation Approach Management For Yes No
Amend By-law Number 1 Management For Yes No
KEYERA CORP.
Ticker: KEY
Primary CUSIP: 493271100
Meeting Date: 11-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Jim Bertram Management For Yes No
Elect Director Doug Haughey Management For Yes No
Elect Director Michael Norris Management For Yes No
Elect Director Charlene Ripley Management For Yes No
Elect Director Janet Woodruff Management For Yes No
Elect Director Blair Goertzen Management For Yes No
Elect Director Gianna Manes Management For Yes No
Elect Director Thomas O'Connor Management For Yes No
Elect Director Dean Setoguchi Management For Yes No
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration Management For Yes No
Advisory Vote on Executive Compensation Approach Management For Yes No
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK
Primary CUSIP: 030420103
Meeting Date: 12-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Jeffrey N. Edwards Management For Yes No
Elect Director Martha Clark Goss Management For Yes No
Elect Director Veronica M. Hagen Management For Yes No
Elect Director Kimberly J. Harris Management For Yes No
Elect Director Julia L. Johnson Management For Yes No
Elect Director Patricia L. Kampling Management For Yes No
Elect Director Karl F. Kurz Management For Yes No
Elect Director Walter J. Lynch Management For Yes No
Elect Director George MacKenzie Management For Yes No
Elect Director James G. Stavridis Management For Yes No
Elect Director Lloyd M. Yates Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify PricewaterhouseCoopers LLP as Auditors Management For Yes No
KINDER MORGAN, INC.
Ticker: KMI
Primary CUSIP: 49456B101
Meeting Date: 12-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Richard D. Kinder Management For Yes No
Elect Director Steven J. Kean Management For Yes No
Elect Director Kimberly A. Dang Management For Yes No
Elect Director Ted A. Gardner Management For Yes No
Elect Director Anthony W. Hall, Jr. Management For Yes No
Elect Director Gary L. Hultquist Management For Yes No
Elect Director Ronald L. Kuehn, Jr. Management For Yes No
Elect Director Deborah A. Macdonald Management For Yes No
Elect Director Michael C. Morgan Management For Yes No
Elect Director Arthur C. Reichstetter Management For Yes No
Elect Director C. Park Shaper Management For Yes No
Elect Director William A. Smith Management For Yes No
Elect Director Joel V. Staff Management For Yes No
Elect Director Robert F. Vagt Management For Yes No
Elect Director Perry M. Waughtal Management For Yes No
Amend Omnibus Stock Plan Management For Yes No
Ratify PricewaterhouseCoopers LLP as Auditors Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
CHENIERE ENERGY, INC.
Ticker: LNG
Primary CUSIP: 16411R208
Meeting Date: 13-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director G. Andrea Botta Management For Yes No
Elect Director Jack A. Fusco Management For Yes No
Elect Director Vicky A. Bailey Management For Yes No
Elect Director Nuno Brandolini Management For Yes No
Elect Director David B. Kilpatrick Management For Yes No
Elect Director Sean T. Klimczak Management For Yes No
Elect Director Andrew Langham Management For Yes No
Elect Director Donald F. Robillard, Jr. Management For Yes No
Elect Director Neal A. Shear Management For Yes No
Elect Director Andrew J. Teno Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify KPMG LLP as Auditors Management For Yes No
SEMPRA ENERGY
Ticker: SRE
Primary CUSIP: 816851109
Meeting Date: 14-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Alan L. Boeckmann Management For Yes No
Elect Director Andres Conesa Management For Yes No
Elect Director Maria Contreras-Sweet Management For Yes No
Elect Director Pablo A. Ferrero Management For Yes No
Elect Director William D. Jones Management For Yes No
Elect Director Jeffrey W. Martin Management For Yes No
Elect Director Bethany J. Mayer Management For Yes No
Elect Director Michael N. Mears Management For Yes No
Elect Director Jack T. Taylor Management For Yes No
Elect Director Cynthia L. Walker Management For Yes No
Elect Director Cynthia J. Warner Management For Yes No
Elect Director James C. Yardley Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Amend Proxy Access Right Share Holder For Yes Yes
Report on Corporate Climate Lobbying Aligned with Paris Agreement Share Holder Against Yes No
PPL CORPORATION
Ticker: PPL
Primary CUSIP: 69351T106
Meeting Date: 18-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Arthur P. Beattie Management For Yes No
Elect Director Steven G. Elliott Management For Yes No
Elect Director Raja Rajamannar Management For Yes No
Elect Director Craig A. Rogerson Management For Yes No
Elect Director Vincent Sorgi Management For Yes No
Elect Director Natica von Althann Management For Yes No
Elect Director Keith H. Williamson Management For Yes No
Elect Director Phoebe A. Wood Management For Yes No
Elect Director Armando Zagalo de Lima Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
SUBURBAN PROPANE PARTNERS, L.P.
Ticker: SPH
Primary CUSIP: 864482104
Meeting Date: 18-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Matthew J. Chanin Management For Yes No
Elect Director Harold R. Logan, Jr. Management For Yes No
Elect Director Jane Swift Management For Yes No
Elect Director Lawrence C. Caldwell Management For Yes No
Elect Director Terence J. Connors Management For Yes No
Elect Director William M. Landuyt Management For Yes No
Elect Director Michael A. Stivala Management For Yes No
Ratify PricewaterhouseCoopers LLP as Auditors Management For Yes No
Amend Restricted Stock Plan Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
ENPHASE ENERGY, INC.
Ticker: ENPH
Primary CUSIP: 29355A107
Meeting Date: 19-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Badrinarayanan Kothandaraman Management For Yes No
Elect Director Joseph Malchow Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Increase Authorized Common Stock Management For Yes No
Approve Omnibus Stock Plan Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
PLAINS ALL AMERICAN PIPELINE, L.P.
Ticker: PAA
Primary CUSIP: 726503105
Meeting Date: 19-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Greg L. Armstrong Management For Yes No
Elect Director John T. Raymond Management For Yes No
Elect Director Bobby S. Shackouls Management For Yes No
Elect Director Christopher M. Temple Management For Yes No
Ratify PricewaterhouseCoopers LLP as Auditor Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Amend Omnibus Stock Plan Management For Yes No
XCEL ENERGY INC.
Ticker: XEL
Primary CUSIP: 98389B100
Meeting Date: 19-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Lynn Casey Management For Yes No
Elect Director Ben Fowke Management For Yes No
Elect Director Robert Frenzel Management For Yes No
Elect Director Netha Johnson Management For Yes No
Elect Director Patricia Kampling Management For Yes No
Elect Director George Kehl Management For Yes No
Elect Director Richard O'Brien Management For Yes No
Elect Director Charles Pardee Management For Yes No
Elect Director Christopher Policinski Management For Yes No
Elect Director James Prokopanko Management For Yes No
Elect Director David Westerlund Management For Yes No
Elect Director Kim Williams Management For Yes No
Elect Director Timothy Wolf Management For Yes No
Elect Director Daniel Yohannes Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
Report on Costs and Benefits of Climate-Related Activities Share Holder Against Yes No
ALLIANT ENERGY CORPORATION
Ticker: LNT
Primary CUSIP: 018802108
Meeting Date: 20-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Roger K. Newport Management For Yes No
Elect Director Dean C. Oestreich Management For Yes No
Elect Director Carol P. Sanders Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
Report on Costs and Benefits of Environmental Related Expenditures Share Holder Against Yes No
DTE ENERGY COMPANY
Ticker: DTE
Primary CUSIP: 233331107
Meeting Date: 20-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Gerard M. Anderson Management For Yes No
Elect Director David A. Brandon Management For Yes No
Elect Director Charles G. McClure, Jr. Management For Yes No
Elect Director Gail J. McGovern Management For Yes No
Elect Director Mark A. Murray Management For Yes No
Elect Director Gerardo Norcia Management For Yes No
Elect Director Ruth G. Shaw Management For Yes No
Elect Director Robert C. Skaggs, Jr. Management For Yes No
Elect Director David A. Thomas Management For Yes No
Elect Director Gary H. Torgow Management For Yes No
Elect Director James H. Vandenberghe Management For Yes No
Elect Director Valerie M. Williams Management For Yes No
Ratify PricewaterhouseCoopers LLP as Auditors Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Amend Omnibus Stock Plan Management For Yes No
Report on Political Contributions Share Holder For Yes Yes
Report on Costs and Benefits of Environmental Related Expenditures Share Holder Against Yes No
EMERA INCORPORATED
Ticker: EMA
Primary CUSIP: 290876101
Meeting Date: 20-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Scott C. Balfour Management For Yes No
Elect Director James V. Bertram Management For Yes No
Elect Director Henry E. Demone Management For Yes No
Elect Director Kent M. Harvey Management For Yes No
Elect Director B. Lynn Loewen Management For Yes No
Elect Director John B. Ramil Management For Yes No
Elect Director Andrea S. Rosen Management For Yes No
Elect Director Richard P. Sergel Management For Yes No
Elect Director M. Jacqueline Sheppard Management For Yes No
Elect Director Karen H. Sheriff Management For Yes No
Elect Director Jochen E. Tilk Management For Yes No
Ratify Ernst & Young LLP as Auditors Management For Yes No
Authorize Board to Fix Remuneration of Auditors Management For Yes No
Advisory Vote on Executive Compensation Approach Management For Yes No
Amend Stock Option Plan Management For Yes No
IDACORP, INC.
Ticker: IDA
Primary CUSIP: 451107106
Meeting Date: 20-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Darrel T. Anderson Management For Yes No
Elect Director Odette C. Bolano Management For Yes No
Elect Director Thomas Carlile Management For Yes No
Elect Director Richard J. Dahl Management For Yes No
Elect Director Annette G. Elg Management For Yes No
Elect Director Lisa A. Grow Management For Yes No
Elect Director Ronald W. Jibson Management For Yes No
Elect Director Judith A. Johansen Management For Yes No
Elect Director Dennis L. Johnson Management For Yes No
Elect Director Richard J. Navarro Management For Yes No
Elect Director Mark T. Peters Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify Deloitte & Touche LLP as Auditor Management For Yes No
NEXTERA ENERGY, INC.
Ticker: NEE
Primary CUSIP: 65339F101
Meeting Date: 20-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Sherry S. Barrat Management For Yes No
Elect Director James L. Camaren Management For Yes No
Elect Director Kenneth B. Dunn Management For Yes No
Elect Director Naren K. Gursahaney Management For Yes No
Elect Director Kirk S. Hachigian Management For Yes No
Elect Director Amy B. Lane Management For Yes No
Elect Director David L. Porges Management For Yes No
Elect Director James L. Robo Management For Yes No
Elect Director Rudy E. Schupp Management For Yes No
Elect Director John L. Skolds Management For Yes No
Elect Director Lynn M. Utter Management For Yes No
Elect Director Darryl L. Wilson Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Approve Omnibus Stock Plan Management For Yes No
Provide Right to Act by Written Consent Share Holder For Yes Yes
HYDRO ONE LIMITED
Ticker: H
Primary CUSIP: 448811208
Meeting Date: 26-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Cherie Brant Management For Yes No
Elect Director Blair Cowper-Smith Management For Yes No
Elect Director David Hay Management For Yes No
Elect Director Timothy Hodgson Management For Yes No
Elect Director Jessica McDonald Management For Yes No
Elect Director Stacey Mowbray Management For Yes No
Elect Director Mark Poweska Management For Yes No
Elect Director Russel Robertson Management For Yes No
Elect Director William Sheffield Management For Yes No
Elect Director Melissa Sonberg Management For Yes No
Elect Director Susan Wolburgh Jenah Management For Yes No
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Management For Yes No
Advisory Vote on Executive Compensation Approach Management For Yes No
ONEOK, INC.
Ticker: OKE
Primary CUSIP: 682680103
Meeting Date: 26-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Brian L. Derksen Management For Yes No
Elect Director Julie H. Edwards Management For Yes No
Elect Director John W. Gibson Management For Yes No
Elect Director Mark W. Helderman Management For Yes No
Elect Director Randall J. Larson Management For Yes No
Elect Director Steven J. Malcolm Management For Yes No
Elect Director Jim W. Mogg Management For Yes No
Elect Director Pattye L. Moore Management For Yes No
Elect Director Eduardo A. Rodriguez Management For Yes No
Elect Director Gerald B. Smith Management For Yes No
Elect Director Terry K. Spencer Management For Yes No
Ratify PricewaterhouseCoopers LLP as Auditors Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
THE SOUTHERN COMPANY
Ticker: SO
Primary CUSIP: 842587107
Meeting Date: 26-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Janaki Akella Management For Yes No
Elect Director Juanita Powell Baranco Management For Yes No
Elect Director Henry A. Clark, III Management For Yes No
Elect Director Anthony F. Earley, Jr. Management For Yes No
Elect Director Thomas A. Fanning Management For Yes No
Elect Director David J. Grain Management For Yes No
Elect Director Colette D. Honorable Management For Yes No
Elect Director Donald M. James Management For Yes No
Elect Director John D. Johns Management For Yes No
Elect Director Dale E. Klein Management For Yes No
Elect Director Ernest J. Moniz Management For Yes No
Elect Director William G. Smith, Jr. Management For Yes No
Elect Director E. Jenner Wood, III Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Approve Omnibus Stock Plan Management For Yes No
Ratify Deloitte & Touche LLP as Auditors Management For Yes No
Reduce Supermajority Vote Requirement Management For Yes No
ONE GAS, INC.
Ticker: OGS
Primary CUSIP: 68235P108
Meeting Date: 27-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Robert B. Evans Management For Yes No
Elect Director John W. Gibson Management For Yes No
Elect Director Tracy E. Hart Management For Yes No
Elect Director Michael G. Hutchinson Management For Yes No
Elect Director Pattye L. Moore Management For Yes No
Elect Director Pierce H. Norton, II Management For Yes No
Elect Director Eduardo A. Rodriguez Management For Yes No
Elect Director Douglas H. Yaeger Management For Yes No
Ratify PricewaterhouseCoopers LLP as Auditors Management For Yes No
Amend Qualified Employee Stock Purchase Plan Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Advisory Vote on Say on Pay Frequency Management One Year Yes No
QUANTA SERVICES, INC.
Ticker: PWR
Primary CUSIP: 74762E102
Meeting Date: 27-May-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Elect Director Earl C. (Duke) Austin, Jr. Management For Yes No
Elect Director Doyle N. Beneby Management For Yes No
Elect Director Vincent D. Foster Management For Yes No
Elect Director Bernard Fried Management For Yes No
Elect Director Worthing F. Jackman Management For Yes No
Elect Director David M. McClanahan Management For Yes No
Elect Director Margaret B. Shannon Management For Yes No
Elect Director Pat Wood, III Management For Yes No
Elect Director Martha B. Wyrsch Management For Yes No
Advisory Vote to Ratify Named Executive Officers' Compensation Management For Yes No
Ratify PricewaterhouseCoopers LLP as Auditors Management For Yes No
IBERDROLA SA
Ticker: IBE
Primary CUSIP: E6165F166
Meeting Date: 17-Jun-21
Proposal Text Proponent Vote Instruction Voted Vote Against Management
Approve Consolidated and Standalone Financial Statements Management For Yes No
Approve Consolidated and Standalone Management Reports Management For Yes No
Approve Non-Financial Information Statement Management For Yes No
Approve Discharge of Board Management For Yes No
Amend Articles Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements Management For Yes No
Amend Article 10 to Reflect Changes in Capital Management For Yes No
Amend Articles Re: New Regulations Regarding Long-Term Involvement of Shareholders Management For Yes No
Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format Management For Yes No
Amend Article 32 Re: Climate Action Plan Management For Yes No
Amend Articles Re: Meetings of Board of Directors and its Committees Management For Yes No
Amend Articles Re: Annual Financial and Non-Financial Information Management For Yes No
Amend Articles Re: Technical Improvements Management For Yes No
Amend Articles of General Meeting Regulations Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements Management For Yes No
Amend Articles of General Meeting Regulations Re: New Regulations Regarding Long-Term Involvement of Shareholders Management For Yes No
Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format Management For Yes No
Approve Remuneration Policy Management For Yes No
Approve Allocation of Income and Dividends Management For Yes No
Approve Scrip Dividends Management For Yes No
Approve Scrip Dividends Management For Yes No
Reelect Juan Manuel Gonzalez Serna as Director Management For Yes No
Reelect Francisco Martinez Corcoles as Director Management For Yes No
Ratify Appointment of and Elect Angel Jesus Acebes Paniagua as Director Management For Yes No
Fix Number of Directors at 14 Management For Yes No
Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 30 Billion and Issuance of Notes up to EUR 6 Billion Management For Yes No
Authorize Board to Ratify and Execute Approved Resolutions Management For Yes No
Advisory Vote on Remuneration Report Management For Yes No
Advisory Vote on Company's Climate Action Plan Management For Yes No

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)

FIRST TRUST MLP AND ENERGY FUND

By (Signature and Title)* /s/ James M. Dykas
James M. Dykas, President and Chief Executive Officer
Date August 2, 2021

* Print the name and title of each signing officer under his or her signature.