06/16/2021 | Press release | Distributed by Public on 06/16/2021 04:01
As filed with the Securities and Exchange Commission on June 15, 2021
No. 333-254729
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 3 TO
FORM S-4
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
TAILWIND ACQUISITION CORP.
(Exact name of registrant as specified in its charter)
Delaware | 6770 | 85-1288435 |
(State or other jurisdiction of | (Primary Standard Industrial | (I.R.S. Employer |
incorporation or organization) | Classification Code Number) | Identification No.) |
1545 Courtney Avenue
Los Angeles, CA
Telephone: (646) 432-0610
(Address, including zip code, and telephone number, including area code, of registrant's principal executive offices)
Chris Hollod
Chief Executive Officer
1545 Courtney Avenue
Los Angeles, CA 90046
Telephone: (646) 432-0610
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies of all communications, including communications sent to agent for service, should be sent to:
Christian O. Nagler, Esq. | Daniel R. Kahan. Esq. |
Peter S. Seligson, Esq. | Michael S. Hamilton, Esq. |
Aaron M. Schleicher, Esq. | King & Spalding LLP |
Kirkland & Ellis LLP | 1650 Tysons Boulevard, Suite 400 |
601 Lexington Avenue | McLean, VA 22102 |
New York, New York 10022 | Tel: (703) 245-1000 |
Tel: (212) 446-4800 | Fax: (703) 245-9900 |
Fax: (212) 446-4900 |
Approximate date of commencement of proposed sale to the public:
As soon as practicable after this registration statement becomes effective and on completion of the business combination described in the enclosed proxy statement/ prospectus.
If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box. ¨
If this Form is filed to registered additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or emerging growth company. See the definitions of 'large accelerated filer,' 'accelerated filer,' 'smaller reporting company,' and 'emerging growth company' in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | ¨ | Accelerated filer | ¨ |
Non-accelerated filer | x | Smaller reporting company | x |
Emerging growth company | x |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
If applicable, please place an x in the box to designate the appropriate rule provision relied upon in conducting this transaction:
Exchange Act Rule 13e-4(i) (Cross-Border Issuer Tender Offer) ¨
Exchange Act Rule 14d-1(d) (Cross-Border Third-Party Tender Offer) ¨
CALCULATION OF REGISTRATION FEE
Title of Each Class of Securities to be Registered |
Amount to be Registered(1) |
Proposed Maximum Offering Price Per Share |
Proposed Maximum Aggregate Offering Price(2) |
Amount of Registration Fee(3) |
Class A Common Stock, par value $0.0001 per share | 85,500,000 | $10.18 | $870,390,000 | $94,959.55(4) |
(1) | Represents the estimated maximum number of shares of the registrant's Class A common stock to be issued by the registrant to security holders of QOMPLX, Inc. in connection with the transactions described herein. This estimate is based on the sum of (a) approximately 84,000,000 shares of the registrant's Class A common stock issuable on the consummation of the Business Combination in respect of shares of QOMPLX, Inc. that are outstanding immediately prior to the Business Combination and (b) approximately 1,500,000 shares of the registrant's Class A common stock that may be issued in respect of certain outstanding vested options to purchase capital stock of QOMPLX, Inc., as described herein. |
(2) | Estimated solely for the purpose of calculating the registration fee, based on $10.18, the average of the high and low sales prices of the registrant's Class A common stock on March 19, 2021 (a date within five (5) business days prior to the date of this registration statement). This calculation is in accordance with Rule 457(c) and Rule 457(f)(1) of the Securities Act of 1933, as amended (the 'Securities Act'). |
(3) | Calculated pursuant to Rule 457 of the Securities Act by calculating the product of (i) the proposed maximum aggregate offering price and (ii) 0.0001091. |
(4) | Previously paid. |
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities act of 1933 or until this Registration Statement shall become effective on such date as the U.S. Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
Tailwind Acquisition Corp. is filing this Amendment No. 3 to its Registration Statement on Form S-4 (File No. 333-254729) as an exhibits-only filing. Accordingly, this amendment consists only of the facing page, this explanatory note, Item 21 of Part II of the Registration Statement, the signature page to the Registration Statement and the filed exhibits. The remainder of the Registration Statement is unchanged and has therefore been omitted.
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
II-1
Item 21. Exhibits and Financial Statement Schedules.
II-2
* | Filed herewith. |
*** | Previously filed. |
† | Certain of the exhibits and schedules to these exhibits have been omitted in accordance with Regulation S-K Item 601(a)(5). The registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement on Form S-4 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on June 15, 2021.
TAILWIND ACQUISITION CORP. |
By: | /s/ Chris Hollod | |
Name: Chris Hollod | ||
Title: Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Name | Title | Date | ||
* |
Chairman of the Board of Directors |
June 15, 2021 |
||
Philip Krim | ||||
* | Chief Executive Officer and Director | June 15, 2021 | ||
Chris Hollod | (Principal Executive Officer) | |||
/s/ Matt Eby | Chief Financial Officer and Director | June 15, 2021 | ||
Matt Eby | (Principal Financial and Accounting Officer) | |||
* | Director | June 15, 2021 | ||
Alan Sheriff | ||||
* | Director | June 15, 2021 | ||
Wisdom Lu | ||||
* | Director | June 15, 2021 | ||
Neha Parikh | ||||
* | Director | June 15, 2021 | ||
Will Quist |
By: | * /s/ Matt Eby | |
Matt Eby | ||
Attorney-in-fact |
II-4