10/03/2023 | Press release | Distributed by Public on 10/03/2023 14:05
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Manko Joseph M. Jr. 1717 ARCH STREET 37TH FLOOR PHILADELPHIA, PA19103 |
X | X |
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Horton Capital Management, LLC 1717 ARCH STREET 37TH FLOOR PHILADELPHIA, PA19103 |
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X |
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Horton Capital Partners, LLC 1717 ARCH STREET 37TH FLOOR PHILADELPHIA, PA19103 |
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X |
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Horton Capital Partners Fund, L.P. 1717 ARCH STREET 37TH FLOOR PHILADELPHIA, PA19103 |
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X |
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Horton Freedom, L.P. 1717 ARCH STREET 37TH FLOOR PHILADELPHIA, PA19103 |
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Less than 10% Owner |
/s/ Joseph M. Manko, Jr. | 2023-10-03 |
**Signature of Reporting Person | Date |
/s/ Joseph M. Manko, Jr., Managing Member of Horton Capital Management, LLC | 2023-10-03 |
**Signature of Reporting Person | Date |
/s/ Joseph M. Manko, Jr., Managing Member of Horton Capital Partners, LLC | 2023-10-03 |
**Signature of Reporting Person | Date |
/s/ Joseph M. Manko, Jr., Managing Member of Horton Capital Partners, LLC, the General Partner of Horton Capital Partners Fund, LP | 2023-10-03 |
**Signature of Reporting Person | Date |
/s/ Joseph M. Manko, Jr., Managing Member of Horton Capital Partners, LLC, the General Partner of Horton Freedom, L.P. | 2023-10-03 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Exhibit 99.1 to this Form 4 for explanation of note (1). |
(2) | See Exhibit 99.1 to this Form 4 for explanation of note (2). |