New York Community Bancorp Inc.

03/29/2024 | Press release | Distributed by Public on 03/29/2024 16:15

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Liberty 77 Capital L.P.
2. Issuer Name and Ticker or Trading Symbol
NEW YORK COMMUNITY BANCORP, INC. [NYCB] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
2099 PENNSYLVANIA AVENUE NW ,
3. Date of Earliest Transaction (Month/Day/Year)
(Street)
WASHINGTON DC 20006
4. If Amendment, Date Original Filed(Month/Day/Year)
 6. Individual or Join/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code 4. Securities Acquired (A) or Disposed of (D) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) 6. Ownership Form: Direct (D) or Indirect (I) 7. Nature of Indirect Beneficial Ownership
Code V Amount (A) or (D) Price
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code 5. Number of Derivative Securities Acquired (A) or Disposed of (D) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security 8. Price of Derivative Security 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 11. Nature of Indirect Beneficial Ownership
Code V (A) (D) Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Liberty 77 Capital L.P.
2099 PENNSYLVANIA AVENUE NW

WASHINGTON, DC20006 		X

Liberty Strategic Capital (CEN) Holdings, LLC
C/O LIBERTY 77 CAPITAL L.P.
2099 PENNSYLVANIA AVENUE NW
WASHINGTON, DC20006 		X

Liberty 77 Capital Partners L.P.
C/O LIBERTY 77 CAPITAL L.P.
2099 PENNSYLVANIA AVENUE NW
WASHINGTON, DC20006 		X

Liberty Capital L.L.C.
C/O LIBERTY 77 CAPITAL L.P.
2099 PENNSYLVANIA AVENUE NW
WASHINGTON, DC20006 		X

STM Partners LLC
C/O LIBERTY 77 CAPITAL L.P.
2099 PENNSYLVANIA AVENUE NW
WASHINGTON, DC20006 		X

MNUCHIN STEVEN T
C/O LIBERTY 77 CAPITAL L.P.
2099 PENNSYLVANIA AVE NW
WASHINGTON, DC20006 		X

Signatures

/s/ See Signatures Included in Exhibit 99.1 2024-03-29
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Total includes 300 service based restricted stock units that will vest in shares of NYCB common stock over the passage of time and were granted to Steven T. Mnuchin.
(2) Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
(3) Total includes 31,072 service based restricted stock units that will be settled solely in cash ("cash-settled RSUs") over the passage of time. Each cash-settled RSU is economically equivalent to one share of NYCB common stock. Liberty 77 Capital L.P. (the "Liberty Manager"), a Delaware limited partnership, is the investment manager of the members of Liberty Strategic Capital (CEN) Holdings, LLC, a Delaware limited liability company. Liberty 77 Capital Partners L.P. ("Liberty Manager GP"), a Delaware limited partnership, is the general partner of the Liberty Manager. Liberty Capital L.L.C., a Delaware limited liability company, is the general partner of the Liberty Manager GP. STM Partners LLC, a Delaware limited liability company, indirectly controls the Liberty Manager. Steven T. Mnuchin is the trustee of the managing member of STM Partners LLC.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.