BSE Ltd.

06/08/2023 | Press release | Distributed by Public on 06/08/2023 07:13

Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)

NOTICES
Notice No. 20230608-41 Notice Date 08 Jun 2023
Category Compliance Segment General
Subject Upstreaming of clients' funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
Attachments Annexure.pdf ;
Content

We draw your attention to SEBI circular ref. no. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/ 84 dated June 08, 2023 regarding Upstreaming of clients' funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs).

A copy of the said SEBI circular is enclosed as Annexure.<_o3a_p>

Members are requested to take note of the contents of the aforesaid SEBI circular.<_o3a_p>

In case of any queries/clarifications, you may reach us on the following contact details.<_o3a_p>

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Contact Nos.<_o3a_p>

Email ID<_o3a_p>

022- 2272 8435/5785<_o3a_p>

[email protected]<_o3a_p>

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For and on behalf of BSE Ltd.<_o3a_p>

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Richa Ghosh Josephine Baretto<_o3a_p>

Asst. Gen. Manager Manager<_o3a_p>

Brokers' Supervision Brokers' Supervision <_o3a_p>

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