Advisors Inner Circle Fund III
08/18/2022 | Press release | Distributed by Public on 08/18/2022 14:54
Annual Proxy Voting Report by Investment Company - Form N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22920
The Advisors' Inner Circle Fund III
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors' Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant's telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2021 to June 30, 2022
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which
is a series of The Advisors' Inner Circle Fund III:
is a series of The Advisors' Inner Circle Fund III:
First Foundation Fixed Income Fund
First Foundation Total Return Fund
First Foundation Fixed Income Fund
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| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| ARES DYNAMIC CREDIT ALLOCATION FUND | ||||
| Security ID: 04014F102 Ticker: ARDC | ||||
| Meeting Date: 12-May-22 | ||||
| 1 | Miscellaneous Corporate Actions | Management | For | Voted - For |
| ATHENE HOLDING LTD | ||||
| Security ID: 04686J309 Ticker: ATHPRC | ||||
| Meeting Date: 21-Dec-21 | ||||
| 1 | Approve Merger Agreement | Management | For | Voted - For |
| 2 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
| CREATIVE MEDIA & COMMUNITY TRUST CORP. | ||||
| Security ID: 125525584 Ticker: CMCT | ||||
| Meeting Date: 30-Jun-22 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| 5 | Election of Directors | Management | For | Voted - For |
| 6 | Election of Directors | Management | For | Voted - For |
| 7 | Election of Directors | Management | For | Voted - For |
| 8 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| DOUBLELINE INCOME SOLUTIONS FUND | ||||
| Security ID: 258622109 Ticker: DSL | ||||
| Meeting Date: 18-Feb-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| DOUBLELINE OPPORTUNISTIC CREDIT FUND | ||||
| Security ID: 258623107 Ticker: DBL | ||||
| Meeting Date: 18-Feb-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1
First Foundation Fixed Income Fund
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| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| OAKTREE SPECIALTY LENDING CORPORATION | ||||
| Security ID: 67401P108 Ticker: OCSL | ||||
| Meeting Date: 04-Mar-22 | ||||
| 1 | Stock Issuance | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| ORION OFFICE REIT INC. | ||||
| Security ID: 68629Y103 Ticker: ONL | ||||
| Meeting Date: 25-May-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| PGIM INVESTMENTS | ||||
| Security ID: 69346H100 Ticker: ISD | ||||
| Meeting Date: 09-Mar-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| PIMCO CLOSED-END FUNDS | ||||
| Security ID: 69355M107 Ticker: PDO | ||||
| Meeting Date: 26-Apr-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| PIMCO DYNAMIC INCOME FUND | ||||
| Security ID: 72201Y101 Ticker: PDI | ||||
| Meeting Date: 28-Jun-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2
First Foundation Fixed Income Fund
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| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| REALTY INCOME CORPORATION | ||||
| Security ID: 756109104 Ticker: O | ||||
| Meeting Date: 17-May-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 12 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 13 | 14A Executive Compensation | Management | For | Voted - For |
| 14 | Authorize Common Stock Increase | Management | For | Voted - For |
| RIVERNORTH DOUBLELINE STRATEGIC | ||||
| Security ID: 76882G107 Ticker: OPP | ||||
| Meeting Date: 27-Aug-21 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | S/H Proposal - Convert Closed-End Fund to Open-End | |||
| Fund | Shareholder | Against | Voted - Against | |
| RIVERNORTH DOUBLELINE STRATEGIC | ||||
| Security ID: 76882G206 Ticker: OPPPRA | ||||
| Meeting Date: 27-Aug-21 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | S/H Proposal - Convert Closed-End Fund to Open-End | |||
| Fund | Shareholder | Against | Voted - Against | |
| UNIT CORPORATION | ||||
| Security ID: 909218406 Ticker: UNTC | ||||
| Meeting Date: 07-Dec-21 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
3
| First Foundation Fixed Income Fund |
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| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| VEREIT, INC. | ||||
| Security ID: 92339V308 Ticker: VER | ||||
| Meeting Date: 12-Aug-21 | ||||
| 1 | Approve Merger Agreement | Management | For | Voted - For |
| 2 | 14A Executive Compensation | Management | For | Voted - For |
| 3 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
4
First Foundation Total Return Fund
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| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| ADOBE INC. | ||||
| Security ID: 00724F101 Ticker: ADBE | ||||
| Meeting Date: 14-Apr-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 13 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 14 | 14A Executive Compensation | Management | For | Voted - For |
| ALCON INC. | ||||
| Security ID: H01301128 Ticker: ALC | ||||
| Meeting Date: 27-Apr-22 | ||||
| 1 | Adopt Accounts for Past Year | Management | For | Voted - For |
| 2 | Approve Financial Statements, Allocation of Income, | |||
| and Discharge Directors | Management | For | Voted - For | |
| 3 | Dividends | Management | For | Voted - For |
| 4 | Adopt Accounts for Past Year | Management | For | Voted - For |
| 5 | Miscellaneous Corporate Actions | Management | For | Voted - For |
| 6 | 14A Executive Compensation | Management | For | Voted - For |
| 7 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 8 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 9 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 10 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 11 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 12 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 13 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 14 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 15 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 16 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 17 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 18 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 19 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 20 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 21 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 22 | Miscellaneous Corporate Actions | Management | For | Voted - For |
5
First Foundation Total Return Fund
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| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 23 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 24 | Miscellaneous Corporate Actions | Management | For | Voted - For |
| ALPHABET INC. | ||||
| Security ID: 02079K305 Ticker: GOOGL | ||||
| Meeting Date: 01-Jun-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 12 | Amend Stock Option Plan | Management | For | Voted - For |
| 13 | Approve Charter Amendment | Management | For | Voted - For |
| 14 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
| 15 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
| 16 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
| 17 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
| 18 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 19 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 20 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 21 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
| 22 | S/H Proposal - Human Rights Related | Shareholder | Against | Voted - Against |
| 23 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 24 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 25 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 26 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 27 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 28 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
| 29 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 30 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| AMAZON.COM, INC. | ||||
| Security ID: 023135106 Ticker: AMZN | ||||
| Meeting Date: 25-May-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6
First Foundation Total Return Fund
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| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 12 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 13 | 14A Executive Compensation | Management | For | Voted - For |
| 14 | Approve Reverse Stock Split | Management | For | Voted - For |
| 15 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 16 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 17 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 18 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 19 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 20 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 21 | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | Voted - Against |
| 22 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 23 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 24 | S/H Proposal - Research Renewable Energy | Shareholder | Against | Voted - Against |
| 25 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 26 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 27 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 28 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 29 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| BECLE SAB DE CV | ||||
| Security ID: P0929Y106 | ||||
| Meeting Date: 02-Aug-21 | ||||
| 1 | Management Proposal | Management | For | Voted - For |
| 2 | Management Proposal | Management | For | Voted - For |
| Meeting Date: 29-Apr-22 | ||||
| 1 | Management Proposal | Management | For | Voted - For |
| 2 | Management Proposal | Management | For | Voted - For |
| 3 | Management Proposal | Management | For | Voted - For |
| 4 | Management Proposal | Management | For | Voted - For |
| 5 | Management Proposal | Management | For | Voted - For |
| 6 | Management Proposal | Management | For | Voted - For |
| 7 | Management Proposal | Management | For | Voted - For |
| 8 | Management Proposal | Management | For | Voted - For |
7
First Foundation Total Return Fund
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| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| BERKSHIRE HATHAWAY INC. | ||||
| Security ID: 084670702 Ticker: BRKB | ||||
| Meeting Date: 30-Apr-22 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| 5 | Election of Directors | Management | For | Voted - For |
| 6 | Election of Directors | Management | For | Voted - For |
| 7 | Election of Directors | Management | For | Voted - For |
| 8 | Election of Directors | Management | For | Voted - For |
| 9 | Election of Directors | Management | For | Voted - For |
| 10 | Election of Directors | Management | For | Voted - For |
| 11 | Election of Directors | Management | For | Voted - For |
| 12 | Election of Directors | Management | For | Voted - For |
| 13 | Election of Directors | Management | For | Voted - For |
| 14 | Election of Directors | Management | For | Voted - For |
| 15 | Election of Directors | Management | For | Voted - For |
| 16 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - Against |
| 17 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
| 18 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
| 19 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| BLACKROCK CORE BOND TRUST | ||||
| Security ID: 09249E101 Ticker: BHK | ||||
| Meeting Date: 29-Jul-21 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| BOLLORE SE | ||||
| Security ID: F10659260 | ||||
| Meeting Date: 25-May-22 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 5 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 6 | Management Proposal | Management | For | Voted - For |
| 7 | Management Proposal | Management | For | Voted - For |
| 8 | Management Proposal | Management | For | Voted - For |
8
First Foundation Total Return Fund
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| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 9 | Management Proposal | Management | For | Voted - For |
| 10 | Management Proposal | Management | For | Voted - For |
| 11 | Management Proposal | Management | For | Voted - For |
| 12 | Management Proposal | Management | For | Voted - For |
| 13 | Management Proposal | Management | For | Voted - For |
| 14 | Management Proposal | Management | For | Voted - For |
| 15 | Management Proposal | Management | For | Voted - For |
| 16 | Management Proposal | Management | For | Voted - For |
| 17 | Management Proposal | Management | For | Voted - For |
| 18 | Management Proposal | Management | For | Voted - For |
| 19 | Management Proposal | Management | For | Voted - For |
| 20 | Management Proposal | Management | For | Voted - For |
| 21 | Management Proposal | Management | For | Voted - For |
| 22 | Management Proposal | Management | For | Voted - For |
| 23 | Management Proposal | Management | For | Voted - For |
| 24 | Management Proposal | Management | For | Voted - For |
| 25 | Management Proposal | Management | For | Voted - For |
| 26 | Management Proposal | Management | For | Voted - For |
| 27 | Management Proposal | Management | For | Voted - For |
| 28 | Management Proposal | Management | For | Voted - For |
| 29 | Management Proposal | Management | For | Voted - For |
| 30 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 31 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 32 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| BRITISH AMERICAN TOBACCO P.L.C. | ||||
| Security ID: 110448107 Ticker: BTI | ||||
| Meeting Date: 28-Apr-22 | ||||
| 1 | Adopt Accounts for Past Year | Management | For | Voted - For |
| 2 | Approve Remuneration of Directors and Auditors | Management | For | Voted - For |
| 3 | Approve Remuneration of Directors and Auditors | Management | For | Voted - For |
| 4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 5 | Approve Remuneration of Directors and Auditors | Management | For | Voted - For |
| 6 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 7 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 8 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 9 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 10 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 11 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 12 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 13 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 14 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 16 | Miscellaneous Corporate Actions | Management | For | Voted - For |
| 17 | Allot Securities | Management | For | Voted - For |
| 18 | Eliminate Pre-Emptive Rights | Management | For | Voted - For |
| 19 | Authorize Directors to Repurchase Shares | Management | For | Voted - For |
9
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| First Foundation Total Return Fund | ||||
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 20 | Miscellaneous Corporate Actions | Management | For | Voted - For |
| BROOKFIELD ASSET MANAGEMENT INC. | ||||
| Security ID: 112585104 Ticker: BAM | ||||
| Meeting Date: 10-Jun-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 10 | 14A Executive Compensation | Management | For | Voted - For |
| 11 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| COCA-COLA EUROPACIFIC PARTNERS PLC | ||||
| Security ID: G25839104 Ticker: CCEP | ||||
| Meeting Date: 27-May-22 | ||||
| 1 | Miscellaneous Corporate Actions | Management | For | Voted - For |
| 2 | Approve Remuneration of Directors and Auditors | Management | For | Voted - For |
| 3 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 4 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 5 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 6 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 7 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 8 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 9 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 10 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 11 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 12 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 13 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 14 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 15 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 16 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 17 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 18 | Election of Directors (Full Slate) | Management | For | Voted - For |
| 19 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 20 | Approve Remuneration of Directors and Auditors | Management | For | Voted - For |
| 21 | Miscellaneous Corporate Actions | Management | For | Voted - For |
| 22 | Allot Securities | Management | For | Voted - For |
| 23 | Miscellaneous Corporate Actions | Management | For | Voted - For |
| 24 | Adopt Employee Stock Purchase Plan | Management | For | Voted - For |
| 25 | Eliminate Pre-Emptive Rights | Management | For | Voted - For |
10
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 26 | Eliminate Pre-Emptive Rights | Management | For | Voted - For |
| 27 | Authorize Purchase of Assets | Management | For | Voted - For |
| 28 | Authorize Purchase of Assets | Management | For | Voted - For |
| 29 | Miscellaneous Corporate Actions | Management | For | Voted - For |
| COMPAGNIE DE L'ODET SE | ||||
| Security ID: F5758F103 | ||||
| Meeting Date: 25-May-22 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 5 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 6 | Management Proposal | Management | For | Voted - For |
| 7 | Management Proposal | Management | For | Voted - For |
| 8 | Management Proposal | Management | For | Voted - For |
| 9 | Management Proposal | Management | For | Voted - For |
| 10 | Management Proposal | Management | For | Voted - For |
| 11 | Management Proposal | Management | For | Voted - For |
| 12 | Management Proposal | Management | For | Voted - For |
| 13 | Management Proposal | Management | For | Voted - For |
| 14 | Management Proposal | Management | For | Voted - For |
| 15 | Management Proposal | Management | For | Voted - For |
| 16 | Management Proposal | Management | For | Voted - For |
| 17 | Management Proposal | Management | For | Voted - For |
| 18 | Management Proposal | Management | For | Voted - For |
| 19 | Management Proposal | Management | For | Voted - For |
| 20 | Management Proposal | Management | For | Voted - For |
| 21 | Management Proposal | Management | For | Voted - For |
| 22 | Management Proposal | Management | For | Voted - For |
| 23 | Management Proposal | Management | For | Voted - For |
| 24 | Management Proposal | Management | For | Voted - For |
| 25 | Management Proposal | Management | For | Voted - For |
| 26 | Management Proposal | Management | For | Voted - For |
| 27 | Management Proposal | Management | For | Voted - For |
| 28 | Management Proposal | Management | For | Voted - For |
| 29 | Management Proposal | Management | For | Voted - For |
| 30 | Management Proposal | Management | For | Voted - For |
| 31 | Management Proposal | Management | For | Voted - For |
| 32 | Management Proposal | Management | For | Voted - For |
| 33 | Management Proposal | Management | For | Voted - For |
| 34 | Management Proposal | Management | For | Voted - For |
| 35 | Management Proposal | Management | For | Voted - For |
| 36 | Management Proposal | Management | For | Voted - For |
| 37 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
11
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| COMPAGNIE DU CAMBODGE | ||||
| Security ID: F13272129 | ||||
| Meeting Date: 02-Jun-22 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 5 | Management Proposal | Management | For | Voted - For |
| 6 | Management Proposal | Management | For | Voted - For |
| 7 | Management Proposal | Management | For | Voted - For |
| 8 | Management Proposal | Management | For | Voted - For |
| 9 | Management Proposal | Management | For | Voted - For |
| 10 | Management Proposal | Management | For | Voted - For |
| 11 | Management Proposal | Management | For | Voted - For |
| 12 | Management Proposal | Management | For | Voted - For |
| 13 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 14 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| COMPASS MINERALS INTERNATIONAL, INC. | ||||
| Security ID: 20451N101 Ticker: CMP | ||||
| Meeting Date: 24-Feb-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | 14A Executive Compensation | Management | For | Voted - For |
| 9 | Amend Stock Compensation Plan | Management | For | Voted - For |
| 10 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| CREATIVE MEDIA & COMMUNITY TRUST CORP. | ||||
| Security ID: 125525584 Ticker: CMCT | ||||
| Meeting Date: 09-Dec-21 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| 5 | Election of Directors | Management | For | Voted - For |
| 6 | Election of Directors | Management | For | Voted - For |
| 7 | Election of Directors | Management | For | Voted - For |
12
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 8 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 9 | 14A Executive Compensation | Management | For | Voted - For |
| 10 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| Meeting Date: 30-Jun-22 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| 5 | Election of Directors | Management | For | Voted - For |
| 6 | Election of Directors | Management | For | Voted - For |
| 7 | Election of Directors | Management | For | Voted - For |
| 8 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| CTO REALTY GROWTH, INC. | ||||
| Security ID: 22948Q101 Ticker: CTO | ||||
| Meeting Date: 22-Jun-22 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| 5 | Election of Directors | Management | For | Voted - For |
| 6 | Election of Directors | Management | For | Voted - For |
| 7 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 8 | 14A Executive Compensation | Management | For | Voted - For |
| DAVIDE CAMPARI-MILANO N.V. | ||||
| Security ID: N24565108 | ||||
| Meeting Date: 12-Apr-22 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 4 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 5 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 6 | Management Proposal | Management | For | Voted - For |
| 7 | Management Proposal | Management | For | Voted - For |
| 8 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 9 | Management Proposal | Management | For | Voted - For |
| 10 | Management Proposal | Management | For | Voted - For |
| 11 | Management Proposal | Management | For | Voted - For |
| 12 | Management Proposal | Management | For | Voted - For |
| 13 | Management Proposal | Management | For | Voted - For |
| 14 | Management Proposal | Management | For | Voted - For |
| 15 | Management Proposal | Management | For | Voted - For |
13
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 16 | Management Proposal | Management | For | Voted - For |
| 17 | Management Proposal | Management | For | Voted - For |
| 18 | Management Proposal | Management | For | Voted - For |
| 19 | Management Proposal | Management | For | Voted - For |
| 20 | Management Proposal | Management | For | Voted - For |
| 21 | Management Proposal | Management | For | Voted - For |
| 22 | Management Proposal | Management | For | Voted - For |
| 23 | Management Proposal | Management | For | Voted - For |
| 24 | Management Proposal | Management | For | Voted - For |
| 25 | Management Proposal | Management | For | Voted - For |
| 26 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 27 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| DIGITALBRIDGE GROUP, INC. | ||||
| Security ID: 25401T108 Ticker: DBRG | ||||
| Meeting Date: 04-May-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | 14A Executive Compensation | Management | For | Voted - For |
| 11 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| DISCOVERY, INC. | ||||
| Security ID: 25470F302 Ticker: DISCK | ||||
| Meeting Date: 11-Mar-22 | ||||
| 1 | Miscellaneous Corporate Governance | Management | Voted - For | |
| DOUBLELINE OPPORTUNISTIC CREDIT FUND | ||||
| Security ID: 258623107 Ticker: DBL | ||||
| Meeting Date: 18-Feb-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
14
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| EQUITY COMMONWEALTH | ||||
| Security ID: 294628102 Ticker: EQC | ||||
| Meeting Date: 31-Aug-21 | ||||
| 1 | Approve Merger Agreement | Management | For | Voted - For |
| 2 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
| 3 | Approve Merger Agreement | Management | For | Voted - For |
| 4 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
| EQUITY LIFESTYLE PROPERTIES, INC. | ||||
| Security ID: 29472R108 Ticker: ELS | ||||
| Meeting Date: 26-Apr-22 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| 5 | Election of Directors | Management | For | Voted - For |
| 6 | Election of Directors | Management | For | Voted - For |
| 7 | Election of Directors | Management | For | Voted - For |
| 8 | Election of Directors | Management | For | Voted - For |
| 9 | Election of Directors | Management | For | Voted - For |
| 10 | Election of Directors | Management | For | Voted - For |
| 11 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 12 | 14A Executive Compensation | Management | For | Voted - For |
| EXOR N.V. | ||||
| Security ID: N3140A107 | ||||
| Meeting Date: 24-May-22 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 3 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 4 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 5 | Management Proposal | Management | For | Voted - For |
| 6 | Management Proposal | Management | For | Voted - For |
| 7 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 8 | Management Proposal | Management | For | Voted - For |
| 9 | Management Proposal | Management | For | Voted - For |
| 10 | Management Proposal | Management | For | Voted - For |
| 11 | Management Proposal | Management | For | Voted - For |
| 12 | Management Proposal | Management | For | Voted - For |
| 13 | Management Proposal | Management | For | Voted - For |
| 14 | Management Proposal | Management | For | Voted - For |
| 15 | Management Proposal | Management | For | Voted - For |
15
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 16 | Management Proposal | Management | For | Voted - For |
| 17 | Management Proposal | Management | For | Voted - For |
| 18 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 19 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 20 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| FINANCIERE MONCEY SA | ||||
| Security ID: F37044116 | ||||
| Meeting Date: 02-Jun-22 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 5 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 6 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 7 | Management Proposal | Management | For | Voted - For |
| 8 | Management Proposal | Management | For | Voted - For |
| 9 | Management Proposal | Management | For | Voted - For |
| 10 | Management Proposal | Management | For | Voted - For |
| 11 | Management Proposal | Management | For | Voted - For |
| 12 | Management Proposal | Management | For | Voted - For |
| 13 | Management Proposal | Management | For | Voted - For |
| 14 | Management Proposal | Management | For | Voted - For |
| 15 | Management Proposal | Management | For | Voted - For |
| 16 | Management Proposal | Management | For | Voted - For |
| 17 | Management Proposal | Management | For | Voted - For |
| 18 | Management Proposal | Management | For | Voted - For |
| 19 | Management Proposal | Management | For | Voted - For |
| 20 | Management Proposal | Management | For | Voted - For |
| 21 | Management Proposal | Management | For | Voted - For |
| 22 | Management Proposal | Management | For | Voted - For |
| GREENFIRST FOREST PRODUCTS INC | ||||
| Security ID: 39526A100 | ||||
| Meeting Date: 02-Dec-21 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 3 | Management Proposal | Management | For | Voted - For |
| 4 | Management Proposal | Management | For | Voted - For |
| 5 | Management Proposal | Management | For | Voted - For |
| 6 | Management Proposal | Management | For | Voted - For |
| 7 | Management Proposal | Management | For | Voted - For |
| 8 | Management Proposal | Management | For | Voted - For |
| 9 | Management Proposal | Management | For | Voted - For |
| 10 | Management Proposal | Management | For | Voted - For |
16
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 11 | Management Proposal | Management | For | Voted - For |
| 12 | Management Proposal | Management | For | Voted - For |
| 13 | Management Proposal | Management | For | Voted - For |
| 14 | Management Proposal | Management | For | Voted - For |
| 15 | Management Proposal | Management | For | Voted - For |
| 16 | Management Proposal | Management | For | Voted - For |
| Meeting Date: 16-Jun-22 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 2 | Management Proposal | Management | For | Voted - For |
| 3 | Management Proposal | Management | For | Voted - For |
| 4 | Management Proposal | Management | For | Voted - For |
| 5 | Management Proposal | Management | For | Voted - For |
| 6 | Management Proposal | Management | For | Voted - For |
| 7 | Management Proposal | Management | For | Voted - For |
| 8 | Management Proposal | Management | For | Voted - For |
| 9 | Management Proposal | Management | For | Voted - For |
| 10 | Management Proposal | Management | For | Voted - For |
| 11 | Management Proposal | Management | For | Voted - For |
| 12 | Management Proposal | Management | For | Voted - For |
| HASBRO, INC. | ||||
| Security ID: 418056107 Ticker: HAS | ||||
| Meeting Date: 08-Jun-22 | ||||
| 1 | Election of Directors | Management | For | Non-Voting |
| 2 | Election of Directors | Management | For | Non-Voting |
| 3 | Election of Directors | Management | For | Non-Voting |
| 4 | Election of Directors | Management | For | Non-Voting |
| 5 | Election of Directors | Management | For | Non-Voting |
| 6 | Election of Directors | Management | For | Non-Voting |
| 7 | Election of Directors | Management | For | Non-Voting |
| 8 | Election of Directors | Management | For | Non-Voting |
| 9 | Election of Directors | Management | For | Non-Voting |
| 10 | Election of Directors | Management | For | Non-Voting |
| 11 | Election of Directors | Management | For | Non-Voting |
| 12 | Election of Directors | Management | For | Non-Voting |
| 13 | Election of Directors | Management | For | Non-Voting |
| 14 | 14A Executive Compensation | Management | For | Non-Voting |
| 15 | Ratify Appointment of Independent Auditors | Management | For | Non-Voting |
| 16 | Election of Directors | Management | For | Voted - For |
| 17 | Election of Directors | Management | For | Voted - For |
| 18 | Election of Directors | Management | For | Voted - For |
| 19 | Election of Directors | Management | For | Voted - Withheld |
| 20 | Election of Directors | Management | For | Voted - Withheld |
| 21 | Election of Directors | Management | For | Voted - Withheld |
| 22 | Election of Directors | Management | For | Voted - Withheld |
17
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 23 | Election of Directors | Management | For | Voted - Withheld |
| 24 | Election of Directors | Management | For | Voted - Withheld |
| 25 | Election of Directors | Management | For | Voted - Withheld |
| 26 | Election of Directors | Management | For | Voted - Withheld |
| 27 | Election of Directors | Management | For | Voted - Withheld |
| 28 | Election of Directors | Management | For | Voted - Withheld |
| 29 | 14A Executive Compensation | Management | Against | Voted - Against |
| 30 | Ratify Appointment of Independent Auditors | Management | Voted - For | |
| 31 | Election of Directors | Management | For | Non-Voting |
| 32 | Election of Directors | Management | For | Non-Voting |
| 33 | Election of Directors | Management | For | Non-Voting |
| 34 | Election of Directors | Management | For | Non-Voting |
| 35 | Election of Directors | Management | For | Non-Voting |
| 36 | Election of Directors | Management | For | Non-Voting |
| 37 | Election of Directors | Management | For | Non-Voting |
| 38 | Election of Directors | Management | For | Non-Voting |
| 39 | Election of Directors | Management | For | Non-Voting |
| 40 | Election of Directors | Management | For | Non-Voting |
| 41 | Election of Directors | Management | For | Non-Voting |
| 42 | Election of Directors | Management | For | Non-Voting |
| 43 | Election of Directors | Management | For | Non-Voting |
| 44 | 14A Executive Compensation | Management | Against | Non-Voting |
| 45 | Ratify Appointment of Independent Auditors | Management | Non-Voting | |
| INTUITIVE SURGICAL, INC. | ||||
| Security ID: 46120E602 Ticker: ISRG | ||||
| Meeting Date: 28-Apr-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 12 | 14A Executive Compensation | Management | For | Voted - For |
| 13 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 14 | Amend Stock Compensation Plan | Management | For | Voted - For |
18
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| JPMORGAN CHASE & CO. | ||||
| Security ID: 46625H100 Ticker: JPM | ||||
| Meeting Date: 17-May-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | 14A Executive Compensation | Management | For | Voted - For |
| 12 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 13 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
| 14 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 15 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - Against |
| 16 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 17 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 18 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| KEWEENAW LAND ASSOCIATION, LIMITED | ||||
| Security ID: 493026108 Ticker: KEWL | ||||
| Meeting Date: 20-Dec-21 | ||||
| 1 | Authorize Sale of Assets | Management | For | Voted - For |
| 2 | Approve Liquidation Plan | Management | For | Voted - For |
| 3 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
| KHOSLA VENTURES ACQUISITION CO. | ||||
| Security ID: 482504107 Ticker: KVSA | ||||
| Meeting Date: 16-Nov-21 | ||||
| 1 | Approve Merger Agreement | Management | For | Voted - For |
| 2 | Approve Charter Amendment | Management | For | Voted - For |
| 3 | Approve Charter Amendment | Management | For | Voted - For |
| 4 | Stock Issuance | Management | For | Voted - For |
| 5 | Approve Stock Compensation Plan | Management | For | Voted - For |
| 6 | Adopt Employee Stock Purchase Plan | Management | For | Voted - For |
| 7 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
19
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| LIBERTY BROADBAND CORPORATION | ||||
| Security ID: 530307503 Ticker: LBRDP | ||||
| Meeting Date: 14-Jun-22 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| LIBERTY MEDIA CORPORATION | ||||
| Security ID: 531229870 Ticker: FWONA | ||||
| Meeting Date: 14-Jun-22 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 5 | Adopt Omnibus Stock Option Plan | Management | For | Voted - For |
| LINCOLN EDUCATIONAL SERVICES CORPORATION | ||||
| Security ID: 533535100 Ticker: LINC | ||||
| Meeting Date: 05-May-22 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| 5 | Election of Directors | Management | For | Voted - For |
| 6 | Election of Directors | Management | For | Voted - For |
| 7 | Election of Directors | Management | For | Voted - For |
| 8 | Election of Directors | Management | For | Voted - For |
| 9 | 14A Executive Compensation | Management | For | Voted - For |
| 10 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| MEDTRONIC PLC | ||||
| Security ID: G5960L103 Ticker: MDT | ||||
| Meeting Date: 09-Dec-21 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
20
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 12 | 14A Executive Compensation | Management | For | Voted - For |
| 13 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Voted - 3 Years |
| 14 | Approve Stock Compensation Plan | Management | For | Voted - For |
| 15 | Stock Issuance | Management | For | Voted - For |
| 16 | Eliminate Pre-Emptive Rights | Management | For | Voted - For |
| 17 | Stock Repurchase Plan | Management | For | Voted - For |
| NINTENDO CO.,LTD. | ||||
| Security ID: J51699106 | ||||
| Meeting Date: 29-Jun-22 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 2 | Approve Appropriation of Surplus | Management | For | Voted - For |
| 3 | Amend the Articles of Incorporation | Management | For | Voted - For |
| 4 | Appoint a Director | Management | For | Voted - For |
| 5 | Appoint a Director | Management | For | Voted - For |
| 6 | Appoint a Director | Management | For | Voted - For |
| 7 | Appoint a Director | Management | For | Voted - For |
| 8 | Appoint a Director | Management | For | Voted - For |
| 9 | Appoint a Director | Management | For | Voted - For |
| 10 | Appoint a Director | Management | For | Voted - For |
| 11 | Appoint a Director | Management | For | Voted - For |
| 12 | Appoint a Director | Management | For | Voted - For |
| 13 | Appoint a Director | Management | For | Voted - For |
| 14 | Amend the Compensation to be received by Corporate | |||
| Officers | Management | For | Voted - For | |
| 15 | Amend the Compensation to be received by Corporate | |||
| Officers | Management | For | Voted - For | |
| PHILIP MORRIS INTERNATIONAL INC. | ||||
| Security ID: 718172109 Ticker: PM | ||||
| Meeting Date: 04-May-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
21
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 15 | 14A Executive Compensation | Management | For | Voted - For |
| 16 | Approve Stock Compensation Plan | Management | For | Voted - For |
| 17 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 18 | S/H Proposal - Health Issues | Shareholder | Against | Voted - Against |
| RIVERNORTH DOUBLELINE STRATEGIC | ||||
| Security ID: 76882G206 Ticker: OPPPRA | ||||
| Meeting Date: 27-Aug-21 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | S/H Proposal - Convert Closed-End Fund to Open-End | |||
| Fund | Shareholder | Against | Voted - Against | |
| SOCIETE INDUSTRIELLE ET FINANCIERE DE L' ARTOIS SA | ||||
| Security ID: F8730A101 | ||||
| Meeting Date: 02-Jun-22 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 5 | Management Proposal | Management | For | Voted - For |
| 6 | Management Proposal | Management | For | Voted - For |
| 7 | Management Proposal | Management | For | Voted - For |
| 8 | Management Proposal | Management | For | Voted - For |
| 9 | Management Proposal | Management | For | Voted - For |
| 10 | Management Proposal | Management | For | Voted - For |
| 11 | Management Proposal | Management | For | Voted - For |
| 12 | Management Proposal | Management | For | Voted - For |
| 13 | Management Proposal | Management | For | Voted - For |
| 14 | Management Proposal | Management | For | Voted - For |
| 15 | Management Proposal | Management | For | Voted - For |
| 16 | Management Proposal | Management | For | Voted - For |
| 17 | Management Proposal | Management | For | Voted - For |
| 18 | Management Proposal | Management | For | Voted - For |
| 19 | Management Proposal | Management | For | Voted - For |
| 20 | Management Proposal | Management | For | Voted - For |
| 21 | Management Proposal | Management | For | Voted - For |
| 22 | Management Proposal | Management | For | Voted - For |
| 23 | Management Proposal | Management | For | Voted - For |
| 24 | Management Proposal | Management | For | Voted - For |
22
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 25 | Management Proposal | Management | For | Voted - For |
| 26 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 27 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| SONY GROUP CORPORATION | ||||
| Security ID: 835699307 Ticker: SONY | ||||
| Meeting Date: 28-Jun-22 | ||||
| 1 | Approve Article Amendments | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 12 | Approve Option Grants | Management | For | Voted - For |
| SOUTHWEST AIRLINES CO. | ||||
| Security ID: 844741108 Ticker: LUV | ||||
| Meeting Date: 18-May-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 14 | 14A Executive Compensation | Management | For | Voted - For |
| 15 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
| 16 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 17 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 18 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
23
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| TANDY LEATHER FACTORY, INC. | ||||
| Security ID: 87538X105 Ticker: TLFA | ||||
| Meeting Date: 01-Jul-21 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| 5 | Election of Directors | Management | For | Voted - For |
| 6 | Election of Directors | Management | For | Voted - For |
| 7 | Election of Directors | Management | For | Voted - For |
| 8 | Election of Directors | Management | For | Voted - For |
| 9 | 14A Executive Compensation | Management | For | Voted - For |
| Meeting Date: 07-Jun-22 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| 5 | Election of Directors | Management | For | Voted - For |
| 6 | Election of Directors | Management | For | Voted - For |
| 7 | Election of Directors | Management | For | Voted - For |
| 8 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 9 | 14A Executive Compensation | Management | For | Voted - For |
| 10 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Voted - 3 Years |
| TCW STRATEGIC INCOME FUND, INC. | ||||
| Security ID: 872340104 Ticker: TSI | ||||
| Meeting Date: 21-Sep-21 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| 5 | Election of Directors | Management | For | Voted - For |
| 6 | Election of Directors | Management | For | Voted - For |
| 7 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 8 | Transact Other Business | Management | For | Voted - For |
| THE TJX COMPANIES, INC. | ||||
| Security ID: 872540109 Ticker: TJX | ||||
| Meeting Date: 07-Jun-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
24
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 12 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 13 | Approve Stock Compensation Plan | Management | For | Voted - For |
| 14 | 14A Executive Compensation | Management | For | Voted - For |
| 15 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 16 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 17 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 18 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| THE WALT DISNEY COMPANY | ||||
| Security ID: 254687106 Ticker: DIS | ||||
| Meeting Date: 09-Mar-22 | ||||
| 1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
| 12 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
| 13 | 14A Executive Compensation | Management | For | Voted - For |
| 14 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
| 15 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
| 16 | S/H Proposal - Human Rights Related | Shareholder | Against | Voted - Against |
| 17 | S/H Proposal - Create a Non-Discriminatory Sexual | |||
| Orientation Policy | Shareholder | Against | Voted - Against | |
| 18 | S/H Proposal - Create a Non-Discriminatory Sexual | |||
| Orientation Policy | Shareholder | Against | Voted - Against | |
| UNIVERSAL MUSIC GROUP N.V. | ||||
| Security ID: N90313102 | ||||
| Meeting Date: 12-May-22 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
25
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 4 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 5 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 6 | Management Proposal | Management | For | Voted - For |
| 7 | Management Proposal | Management | For | Voted - For |
| 8 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 9 | Management Proposal | Management | For | Voted - For |
| 10 | Management Proposal | Management | For | Voted - For |
| 11 | Management Proposal | Management | For | Voted - For |
| 12 | Management Proposal | Management | For | Voted - For |
| 13 | Management Proposal | Management | For | Voted - For |
| 14 | Management Proposal | Management | For | Voted - For |
| 15 | Management Proposal | Management | For | Voted - For |
| 16 | Management Proposal | Management | For | Voted - For |
| 17 | Management Proposal | Management | For | Voted - For |
| 18 | Management Proposal | Management | For | Voted - For |
| 19 | Management Proposal | Management | For | Voted - For |
| 20 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 21 | Non-Voting Proposal Note | Non-Voting | Non-Voting | Non-Voting |
| 22 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| VEREIT, INC. | ||||
| Security ID: 92339V308 Ticker: VER | ||||
| Meeting Date: 12-Aug-21 | ||||
| 1 | Approve Merger Agreement | Management | For | Voted - For |
| 2 | 14A Executive Compensation | Management | For | Voted - For |
| 3 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
| VIVENDI SE | ||||
| Security ID: F97982106 | ||||
| Meeting Date: 25-Apr-22 | ||||
| 1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 5 | Management Proposal | Management | For | Non-Voting |
| 6 | Management Proposal | Management | For | Non-Voting |
| 7 | Management Proposal | Management | For | Non-Voting |
| 8 | Management Proposal | Management | For | Non-Voting |
| 9 | Management Proposal | Management | For | Non-Voting |
| 10 | Management Proposal | Management | For | Non-Voting |
| 11 | Management Proposal | Management | For | Non-Voting |
| 12 | Management Proposal | Management | For | Non-Voting |
| 13 | Management Proposal | Management | For | Non-Voting |
26
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 14 | Management Proposal | Management | For | Non-Voting |
| 15 | Management Proposal | Management | For | Non-Voting |
| 16 | Management Proposal | Management | For | Non-Voting |
| 17 | Management Proposal | Management | For | Non-Voting |
| 18 | Management Proposal | Management | For | Non-Voting |
| 19 | Management Proposal | Management | For | Non-Voting |
| 20 | Management Proposal | Management | For | Non-Voting |
| 21 | Management Proposal | Management | For | Non-Voting |
| 22 | Management Proposal | Management | For | Non-Voting |
| 23 | Management Proposal | Management | For | Non-Voting |
| 24 | Management Proposal | Management | For | Non-Voting |
| 25 | Management Proposal | Management | For | Non-Voting |
| 26 | Management Proposal | Management | For | Non-Voting |
| 27 | Management Proposal | Management | For | Non-Voting |
| 28 | Management Proposal | Management | For | Non-Voting |
| 29 | Management Proposal | Management | For | Non-Voting |
| 30 | Management Proposal | Management | For | Non-Voting |
| 31 | Management Proposal | Management | For | Non-Voting |
| 32 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 33 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 34 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 35 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 36 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| 37 | Management Proposal | Management | For | Voted - For |
| 38 | Management Proposal | Management | For | Voted - For |
| 39 | Management Proposal | Management | For | Voted - For |
| 40 | Management Proposal | Management | For | Voted - For |
| 41 | Management Proposal | Management | For | Voted - For |
| 42 | Management Proposal | Management | For | Voted - For |
| 43 | Management Proposal | Management | For | Voted - For |
| 44 | Management Proposal | Management | For | Voted - For |
| 45 | Management Proposal | Management | For | Voted - For |
| 46 | Management Proposal | Management | For | Voted - For |
| 47 | Management Proposal | Management | For | Voted - For |
| 48 | Management Proposal | Management | For | Voted - For |
| 49 | Management Proposal | Management | For | Voted - For |
| 50 | Management Proposal | Management | For | Voted - For |
| 51 | Management Proposal | Management | For | Voted - For |
| 52 | Management Proposal | Management | For | Voted - For |
| 53 | Management Proposal | Management | For | Voted - For |
| 54 | Management Proposal | Management | For | Voted - For |
| 55 | Management Proposal | Management | For | Voted - For |
| 56 | Management Proposal | Management | For | Voted - For |
| 57 | Management Proposal | Management | For | Voted - For |
| 58 | Management Proposal | Management | For | Voted - For |
| 59 | Management Proposal | Management | For | Voted - For |
| 60 | Management Proposal | Management | For | Voted - For |
| 61 | Management Proposal | Management | For | Voted - For |
| 62 | Management Proposal | Management | For | Voted - For |
27
First Foundation Total Return Fund
|
|
|
|
|
|
| Proposal | Proposed by | Mgt. Position | Registrant Voted | |
| 63 | Management Proposal | Management | For | Voted - For |
| 64 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
| WINDROCK LAND COMPANY | ||||
| Security ID: 97349V107 Ticker: WRLC | ||||
| Meeting Date: 26-May-22 | ||||
| 1 | Election of Directors | Management | For | Voted - For |
| 2 | Election of Directors | Management | For | Voted - For |
| 3 | Election of Directors | Management | For | Voted - For |
| 4 | Election of Directors | Management | For | Voted - For |
| 5 | Election of Directors | Management | For | Voted - For |
| 6 | Election of Directors | Management | For | Voted - For |
| 7 | Election of Directors | Management | For | Voted - For |
| 8 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
28
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors' Inner Circle Fund III
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 17, 2022