Ownership Submission
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL
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OMB Number:3235-0104Expires:January 31, 2005Estimated average burden hours per response...0.5
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1. Name and Address of Reporting Person *
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SBT Investors LLC
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2. Date of Event Requiring Statement (Month/Day/Year)
2022-08-10
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3. Issuer Name and Ticker or Trading Symbol
LSB INDUSTRIES, INC. [LXU]
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(Last)
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(First)
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(Middle)
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600 STEAMBOAT ROAD
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
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_____ 10% Owner
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_____ Officer (give title below)
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_____ Other (specify below)
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5. If Amendment, Date Original Filed(Month/Day/Year)
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(Street)
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GREENWICH
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CT
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06830
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6. Individual or Join/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
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2. Amount of Securities Beneficially Owned
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3. Ownership Form: Direct (D) or Indirect (I)
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4. Nature of Indirect Beneficial Ownership
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
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2. Date Exercisable and Expiration Date
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3. Title and Amount of Securities Underlying Derivative Security
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
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6. Nature of Indirect Beneficial Ownership
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Date Exercisable
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Expriation Date
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Title
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Amount or Number of Shares
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Reporting Owners
Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SBT Investors LLC
600 STEAMBOAT ROAD
GREENWICH, CT06830
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X
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Boehly Todd L
600 STEAMBOAT ROAD
GREENWICH, CT06830
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X
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Signatures
/s/ SBT Investors LLC, By: /s/ NZC Capital LLC, its Member Manager, By: /s/ Todd L. Boehly, Manager
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2022-08-16
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**Signature of Reporting Person
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Date
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/s/ Todd L. Boehly
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2022-08-16
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**Signature of Reporting Person
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Date
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Explanation of Responses:
(*)
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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(**)
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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SBT Investors LLC ("SBT") directly holds 24,803,398 of the reported securities of Common Stock.
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(2)
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EEH 2017, LLC ("EEH") directly holds 819,078 of the reported securities of Common Stock. SBT is the indirect controlling member of EEH and in such capacity, may be deemed to have voting and dispositive power over such portion of the reported securities held by EEH. SBT disclaims beneficial ownership of such reported securities held by EEH except to the extent of SBT's pecuniary interest therein.
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(3)
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Todd Boehly is the indirect controlling member of SBT and EEH and in such capacity, may be deemed to have voting and dispositive power over the reported securities. Mr. Boehly disclaims beneficial ownership except to the extent of his pecuniary interest therein.
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