12/11/2024 | Press release | Distributed by Public on 12/11/2024 16:19
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Liuzza Nicholas Reyland JR 79 WAPPING ROAD PORTSMOUTH, RI 02871 |
CEO of Subsidiary |
/s/ Nicholas Liuzza Jr | 12/11/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transaction is being reported as the transaction was previously exempt from reporting in reliance with Rule 16a-6 which allows deferred reporting of any acquisition which does not exceed $10,000 in market value, and after giving the other transactions disclosed herein which occurred within six months, the $10,000 market value threshold has been exceeded. |
(2) | The price reported in Column 4 is a weighted average price. These securities were bought in multiple transactions ranging from $0.495 to $0.5343, inclusive. The reporting person undertakes to provide to Eastside Distilling, Inc., any security holder of Eastside Distilling, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. |
(3) | The price reported in Column 4 is a weighted average price. These securities were bought in multiple transactions ranging from $0.7745 to $0.77, inclusive. The reporting person undertakes to provide to Eastside Distilling, Inc., any security holder of Eastside Distilling, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. |
(4) | The price reported in Column 4 is a weighted average price. These securities were bought in multiple transactions ranging from $0.82 to $0.84, inclusive. The reporting person undertakes to provide to Eastside Distilling, Inc., any security holder of Eastside Distilling, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. |