18th Meeting of the Board

18th Meeting of the Board

On 24 May 2023, the Board of the Croatian Financial Services Supervisory Agency held its 18th meeting and adopted the following decisions of public interest:

1. Ordinance amending the Ordinance on supervisory reports of the central counterparty

1. Decision on compliance with the Guidelines on certain aspects of the MiFID II suitability requirements (ESMA35-43-3172)

1. Decision on compliance with the Guidelines on CCP recovery plan indicators (Article 9(5) of the Regulation on a framework for the recovery and resolution of central counterparties) (ESMA91-372-1702)

1. Decision on compliance with the Guidelines on CCP recovery plan scenarios (Article 9(12) of the Regulation on a framework for the recovery and resolution of central counterparties) (ESMA91-372-1701)

1. Decision on compliance with the Guidelines on certain aspects of the MIFID II remuneration requirements (ESMA35-43-3565)

1. Decision granting approval to the company INTERCAPITAL ASSET MANAGEMENT d.o.o. za upravljanje investicijskim fondovima, with its registered office in Zagreb, Masarykova ulica 1, OIB: 59300096187, LEI: 529900PWYTEP77IEKE59, for the merger of the company Generali Investments d.o.o. za upravljanje investicijskim fondovima, with its registered office in Zagreb, Savska cesta 106, OIB: 61865183767, LEI: 529900BXV0MD05Q6HD61; and granting approval to the company Generali Investments d.o.o. za upravljanje investicijskim fondovima, with its registered office in Zagreb, Savska cesta 106, OIB: 61865183767, LEI: 529900BXV0MD05Q6HD61, to be merged with the company INTERCAPITAL ASSET MANAGEMENT d.o.o. za upravljanje investicijskim fondovima, with its registered office in Zagreb, Masarykova ulica 1, OIB: 59300096187, LEI: 529900PWYTEP77IEKE59

1. Decision granting authorisation to Luka Pavlović to perform the function of a member of the Management Board of the investment fund management company ALLIANZ INVEST d.o.o. za upravljanje investicijskim fondovima, with its registered office in Zagreb, Ulica Vjekoslava Heinzela 70, OIB: 42194170044, LEI: 74780000J0MHQTIPDU55, for a term of office lasting for 2 (two) years, running as of the next working day following the receipt of this decision

1. Decision granting authorisation to conduct insurance distribution business to Dean Valković, founder of the insurance representation craft VIVE zastupanje, obrt za zastupanje u osiguranju, vl. Dean Valković, Pula, Tartinijeva ulica 24

1. Decision granting authorisation to conduct insurance distribution business to Matija Mravec, founder of the insurance representation craft osiguranju AZ Mravec, obrt za zastupanje u osiguranju, Matija Mravec, Osijek, Bistrička 14

1. Deciison granting approval to the company Središnje klirinško depozitarno društvo d.d., Zagreb, Heinzelova 62a, OIB: 64406809162, LEI: 747800V0CCQGC89GOW91 (Central Depository and Clearing Company), to amend its operative working rules

1. Decision granting approval to the company N3 Capital Partners d.o.o. za upravljanje alternativnim investicijskim fondovima, with its registered office in Zagreb, OIB: 38904991600, LEI: 2138009RTWM65OJ4V517, to establish and manage N3 High Yield open-ended alternative investment hedge fund with private offering

1. Decision granting approval to the company Erste Asset Management d.o.o., with its registered office in Zagreb, OIB: 68572873963, LEI: 529900OY10YUOZTM4Z35, to establish and manage ERSTE HORIZONT 2025 open-ended investment sub-fund with public offering, and to include this sub-fund in Erste Asset Management, the umbrella UCITS, which includes the approval of the prospectus and rules of the sub-fund, as well as the approval for the selection of the depositary for the sub-fund - the company ERSTE&STEIERMÄRKISCHE BANK d. d., with its registered office in Rijeka, OIB: 23057039320, LEI: 549300A2F46GR0UOM390

1. Decision granting approval to the company ERSTE d.o.o. za upravljanje obveznim i dobrovoljnim mirovinskim fondovima, with its registered office in Zagreb, Ulica Ivana Lučića 2A, OIB: 49659289650, LEI: 529900JNYHUFUO8D4Z14, for material amendments to the statute of A CATEGORY ERSTE PLAVI OBVEZNI MIROVINSKI FOND

1. Decision granting approval to the company ERSTE d.o.o. za upravljanje obveznim i dobrovoljnim mirovinskim fondovima, with its registered office in Zagreb, Ulica Ivana Lučića 2A, OIB: 49659289650, LEI: 529900JNYHUFUO8D4Z14, for material amendments to the statute of B CATEGORY ERSTE PLAVI OBVEZNI MIROVINSKI FOND

1. Decision granting approval to the company ERSTE d.o.o. za upravljanje obveznim i dobrovoljnim mirovinskim fondovima, with its registered office in Zagreb, Ulica Ivana Lučića 2A, OIB: 49659289650, LEI: 529900JNYHUFUO8D4Z14, for material amendments to the statute of C CATEGORY ERSTE PLAVI OBVEZNI MIROVINSKI FOND

1. Decision ordering the company ZB Invest d.o.o., Zagreb, OIB: 23889363045, LEI: 549300T0RFRCQ7Z21884, to improve its anti-money laundering and terrorist financing system by: updating its measures related to the ongoing monitoring of the business relationship, in particular as regards the exceeding of the amount planned to be invested by the client, and to the consistency of ongoing monitoring measures with the risk the company is exposed to when doing business with individual clients; and to improve its due diligence measures related to the determination and verification of legal persons' identities; all the above to be done until 31 December 2023; the report on the implementation of this decision is to be submitted within 7 days as of the deadline referred to in the decision

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