CIRO to Hold a Settlement Hearing for Sean Joseph Howes

Halifax (Nova Scotia), April 30, 2024 - A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Mutual Fund Dealer Rules to consider a settlement agreement entered into between Enforcement Staff and Sean Joseph Howes.

The hearing will become open to the public in the event that the panel accepts the settlement agreement. If the settlement agreement is accepted, the panel's decision and the settlement agreement will be made available at www.ciro.ca.

Settlement Hearing Date: May 2, 2024 at 10:00 am (Atlantic Time)

Location: Halifax, Nova Scotia (by videoconference)

Members of the public who would like to obtain further particulars should fill out this questionnaire.

The Notice of Application announcing the settlement hearing is available at:

Howes, Sean - Notice of Hearing

At all material times, Sean Howes conducted business in the Halifax, Nova Scotia area.