Order in respect of Mr.Vivek Krishnamoorthy - Trade Sharks.

NOTICES

Notice No.		20240418-62		Notice Date		18 Apr 2024
Category		Compliance		Segment		General
Subject		Order in respect of Mr.Vivek Krishnamoorthy - Trade Sharks.
Attachments		Order in respect of Mr Vivek Krishnamoorthy Trade Sharks.pdf ;
Content

To<_o3a_p>

All Trading Members of the Exchanges<_o3a_p>

Sub: Order in respect of Mr.Vivek Krishnamoorthy - Trade Sharks.<_o3a_p>

SEBI vide its order no. QJA/AA/SRO/SRO/30278/2024-25 dated April 18, 2024, has inter-alia issued following directions:<_o3a_p>

· The Noticee, Mr. Vivek Krishnamoorthy, is restrained from accessing the securities market, directly or indirectly and is prohibited from buying, selling or otherwise dealing in the securities market, directly or indirectly in any manner whatsoever, for a period of six months from the date of this order or till the expiry of six months from the date of completion of refunds to complainants/ investors as directed in paragraph 40 (a) above, whichever is later.<_o3a_p><_o3a_p> · It is hereby clarified that if the Noticee has any open position in any exchange traded derivative contracts, as on the date of this order, he can close out/ square off such open positions within 3 months from the date of order or at the expiry of such contracts, whichever is earlier. The Noticee is permitted to settle the pay in and pay out obligations in respect of transactions, if any, which have taken place before the close of trading on the date of this order<_o3a_p>

This Order is effective from the date of the order.<_o3a_p>

A copy of the said Order is attached herewith and available on the SEBI website www.sebi.gov.in.<_o3a_p>

Trading members are advised to take note of the same and ensure compliance.<_o3a_p>

<_o3a_p><_o3a_p>

Jeevan Noronha Vinayak Bhalavi<_o3a_p>

Regulatory Correspondence Regulatory Correspondence<_o3a_p>

Date: April 18, 2024<_o3a_p>

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