Gold Resource Corporation

05/06/2024 | Press release | Distributed by Public on 05/06/2024 13:20

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
HOLYOAK CHET
2. Issuer Name and Ticker or Trading Symbol
GOLD RESOURCE CORP [GORO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
Chief Financial Officer /
(Last) (First) (Middle)
7900 E. UNION AVE, SUITE 320
3. Date of Earliest Transaction (Month/Day/Year)
(Street)
DENVER CO 80237
4. If Amendment, Date Original Filed(Month/Day/Year)
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code 4. Securities Acquired (A) or Disposed of (D) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) 6. Ownership Form: Direct (D) or Indirect (I) 7. Nature of Indirect Beneficial Ownership
Code V Amount (A) or (D) Price
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code 5. Number of Derivative Securities Acquired (A) or Disposed of (D) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security 8. Price of Derivative Security 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 11. Nature of Indirect Beneficial Ownership
Code V (A) (D) Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HOLYOAK CHET
7900 E. UNION AVE, SUITE 320

DENVER, CO80237


Chief Financial Officer

Signatures

/s/ Chet Holyoak 2024-05-06
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Represents restricted stock units issued ("RSUs") under Gold Resource Corporation's 2016 Equity Incentive Plan that were granted under the Long Term Incentive Plan. The RSUs are scheduled to vest in three equal tranches on January 1,2025, January 1, 2026, and January 1, 2027.
(2) Represents restricted stock units issued ("RSUs") under Gold Resource Corporation's 2016 Equity Incentive Plan that were granted in lieu of the 2023 bonus. The RSUs are scheduled to vest in three equal tranches on January 1,2025, January 1, 2026, and January 1, 2027.
(3) Represents Performance Share Units ("PSUs") granted on 04/29/2024 under Gold Resource Corporation's 2016 Equity Incentive Plan and will vest on January 1, 2027. Each PSU represents the right to receive the value of up to 1.5 shares of the Company's common stock in cash or common shares at the discretion of the Compensation Committee.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.