Energy Vault Holdings Inc.

05/25/2023 | Press release | Distributed by Public on 05/25/2023 14:06

Submission of Matters to a Vote of Security Holders - Form 8-K


Washington, D.C. 20549


Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 25, 2023
Energy Vault Holdings, Inc.
(Exact name of registrant as specified in its charter)

Delaware 001-39982 85-3230987
(State or other jurisdiction
of incorporation)
File Number)
(IRS Employer
Identification No.)
4360 Park Terrace Drive, Suite 100
Westlake Village, California
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (805) 852-0000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Trading symbol Name of each exchange
on which registered
Common Stock, par value $0.0001 per share NRGV New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 5.07 Submission of Matters to a Vote of Security Holders
On May 25, 2023, Energy Vault Holdings, Inc. (the "Company") held its Annual Meeting of Stockholders. The matters voted upon at the meeting and the preliminary results of those votes, as informed by the independent inspector of election of the Annual Meeting of Stockholders, were as follows:
Proposal 1 - Election of Class II Directors
Votes For Votes Withheld Broker Non-Votes
Zia Huque 90,542,661 1,632,886 19,672,794
Theresa Fariello 92,052,526 123,021 19,672,794
Thomas Ertel 88,384,941 3,790,606 19,672,794
Proposal 2 - Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023
Votes For Votes Against Votes Abstaining Broker Non-Votes
111,736,412 51,928 60,001 -
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits:
Cover page from this Current Report on Form 8-K, formatted in Inline XBRL


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 25, 2023
By: /s/ Josh McMorrow
Name: Josh McMorrow
Chief Legal Officer