12/01/2021 | Press release | Distributed by Public on 12/01/2021 19:01
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JAB Indulgence B.V. PIET HEINKADE 55 AMSTERDAM, P71019 GM |
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X |
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JAB Holdings B.V. PIET HEINKADE 55 AMSTERDAM, P71019 GM |
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X |
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JAB Investments S.a r.l. 4, RUE JEAN MONNET LUXEMBOURG, N4L-2180 |
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X |
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JAB Holding Co s.a r.l. 4, RUE JEAN MONNET LUXEMBOURG, N4L-2180 |
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X |
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Joh. A. Benckiser B.V. PIET HEINKADE 55 AMSTERDAM, P71019 GM |
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X |
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Agnaten SE 4, RUE JEAN MONNET LUXEMBOURG, N4L-2180 |
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X |
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Lucresca SE 4, RUE JEAN MONNET LUXEMBOURG, N4L-2180 |
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X |
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/s/ Luuk Hoogeveen, Managing Director of JAB Holdings B.V. in its capacity as Managing Director of JAB Indulgence B.V.; /s/ Frank Engelen, Managing Director of JAB Holdings B.V. in its capacity as Managing Director of JAB Indulgence B.V. | 2021-12-01 |
**Signature of Reporting Person | Date |
/s/ Luuk Hoogeveen, Managing Director of JAB Holdings B.V.; /s/ Frank Engelen, Managing Director of JAB Holdings B.V. | 2021-12-01 |
**Signature of Reporting Person | Date |
/s/ Frank Engelen, Manager of JAB Investments s.a r.l.; /s/ Philippe Chenu, Manager of JAB Investments s.a r.l. | 2021-12-01 |
**Signature of Reporting Person | Date |
/s/ Frank Engelen, Manager of JAB Holding Company s.a r.l.; /s/ Joachim Creus, Manager of JAB Holding Company s.a r.l. | 2021-12-01 |
**Signature of Reporting Person | Date |
/s/ Joachim Creus, Director of Joh. A. Benckiser B.V.; /s/ Frank Engelen, Director of Joh. A. Benckiser B.V. | 2021-12-01 |
**Signature of Reporting Person | Date |
/s/ Joachim Creus, Authorized Representative of Lucresca SE | 2021-12-01 |
**Signature of Reporting Person | Date |
/s/ Joachim Creus, Authorized Representative of Agnaten SE | 2021-12-01 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 29, 2021, JAB Indulgence B.V. purchased shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") in open market transactions. |
(2) | The price reported in Column 4 is a weighted average price. These Shares were purchased at prices ranging from $15.0100 to $16.0000, inclusive. The Reporting Persons undertake to provide to Krispy Kreme, any security holder of Krispy Kreme or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range. |
(3) | These Shares are held and beneficially owned by JAB Indulgence B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Indulgence B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. |