Ameriprise Financial Inc.

05/16/2022 | Press release | Distributed by Public on 05/16/2022 09:26

Initial Quarterly Holdings Report by Institutional Manager (Form 13F-HR)

SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: Oct 31, 2018
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2022
Check here if Amendment Amendment Number:
This Amendment (Check only one.): is a restatement.
adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: AMERIPRISE FINANCIAL INC
Address: 1099 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS, MN55474
Form 13F File Number: 028-00139

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Michael G. Clarke
Title: Senior Vice President, Head of Global Operations
Phone: 617-385-9594
Signature, Place, and Date of Signing:
Michael G. Clarke Boston, MA 05-16-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
X 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-10477 Columbia Management Investment Advisers, LLC
028-10458 Ameriprise Trust Co
028-00140 Ameriprise Certificate Co
028-00143 RiverSource Life Insurance Co
028-10460 RiverSource Life Insurance Co of New York
028-10644 Threadneedle Asset Management Holdings LTD
028-03639 Columbia Wanger Asset Management, LLC.
028-18942 Ameriprise Bank, FSB
028-17429 Pyrford International Ltd
028-10846 BMO Asset Management Ltd
028-10849 Thames River Capital LLP
028-12261 LGM Investments Ltd
028-14918 Ameriprise Financial Services, LLC
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 13
Form 13F Information Table Entry Total: 11,604
Form 13F Information Table Value Total: 338,884,603
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
No. Form 13F File Number Name
2 028-10477 Columbia Management Investment Advisers, LLC
3 028-10458 Ameriprise Trust Co
4 028-00140 Ameriprise Certificate Co
5 028-00143 RiverSource Life Insurance Co
6 028-10460 RiverSource Life Insurance Co of New York
10 028-10644 Threadneedle Asset Management Holdings LTD
16 028-14918 Ameriprise Financial Services, LLC
17 028-03639 Columbia Wanger Asset Management, LLC.
18 028-18942 Ameriprise Bank, FSB
19 028-10846 BMO Asset Management Ltd
20 028-17429 Pyrford International Ltd
22 028-12261 LGM Investments Ltd
23 028-10849 Thames River Capital LLP