Unico American Corporation

06/22/2021 | Press release | Distributed by Public on 06/22/2021 14:57

(Former name or former address, if changed since last Report.) (Form 8-K)

(Former name or former address, if changed since last Report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Common Stock, No Par Value
UNAM
Nasdaq Global Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company |_|
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. |_|


Item 4.01. Changes in Registrant's Certifying Accountant.
(b) Engagement of New Independent Registered Public Accounting Firm
On June 16, 2021, Unico American Corporation (the 'Company') engaged Marcum LLP ('Marcum'), as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. The Audit Committee of the Board of Directors of the Company approved Marcum's engagement on June 11, 2021, subject to the standard client approval procedures of Marcum and execution of an engagement letter.
During the fiscal years ended December 31, 2020 and December 31, 2019, and the subsequent interim period through June 16, 2021, neither the Company nor anyone acting on its behalf has consulted with Marcum on any of the matters or events set forth in Item 304(a)(2)(i) or 304(a)(2)(ii) of Regulation S-K.