10/06/2022 | Press release | Distributed by Public on 10/06/2022 19:16
FORM 4
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||||||
|
1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Boxer Capital, LLC 12860 EL CAMINO REAL, SUITE 300 SAN DIEGO, CA92130 |
|
X |
|
|
Boxer Asset Management Inc. CAY HOUSE, EP TAYLOR DRIVE N7776, LYFORD NEW PROVIDENCE, C5 |
|
X |
|
|
LEWIS JOSEPH CAY HOUSE, EP TAYLOR DRIVE N7776, LYFORD CAY NEW PROVIDENCE, C5 |
|
X |
|
Boxer Capital, LLC, By: /s/ Aaron I. Davis, Aaron I. Davis | 2022-10-06 |
**Signature of Reporting Person | Date |
Boxer Asset Management Inc., By: /s/ Jason Callender, Jason Callender | 2022-10-06 |
**Signature of Reporting Person | Date |
/s/ Joseph C. Lewis | 2022-10-06 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc. ("Boxer Management"), (iii) Joseph C. Lewis, (iv) BCTG Holdings, LLC, (v) MVA Investors, LLC, and (vi) Aaron I. Davis (collectively, the "Boxer Group"). Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. |