Red Violet Inc.
05/31/2023 | Press release | Distributed by Public on 05/31/2023 14:42
Management Change - Form 8-K
8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
_________________
FORM 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): May 31, 2023
_________________
RED VIOLET, INC.
(Exact name of Registrant as specified in its charter)
_________________
|
Delaware (State or other jurisdiction of incorporation or organization) |
001-38407 (Commission File Number) |
82-2408531
(I.R.S. Employer |
2650 North Military Trail, Suite 300, Boca Raton, FL 33431
(Address of principal executive offices) (Zip Code)
561-757-4000
(Registrant's telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
_________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
|
Title of each class |
Trading Symbol (s) |
Name of each exchange on which registered |
|
Common Stock, $0.001 par value per share |
RDVT |
The NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
The information set forth under Item 5.07 is incorporated herein by reference.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 31, 2023, Red Violet, Inc. (the "Company") held its 2023 Annual Meeting of Stockholders (the "Annual Meeting"). At the Annual Meeting, the total number of shares represented in person or by proxy was 12,849,917 of the 13,961,643 shares of common stock outstanding and entitled to vote at the Annual Meeting as of the record date, April 12, 2023. The following matters were voted upon at the Annual Meeting:
1.
Election of Directors. The following named persons were elected as Directors of the Company to serve until the next Annual Meeting of Stockholders in 2024 or until their successors are elected and qualified. The votes cast were as follows:
|
Director Nominee |
For |
Vote Withheld |
Broker Non-Vote |
|
Derek Dubner |
11,370,389 |
31,026 |
1,448,502 |
|
Peter Benz |
11,198,777 |
202,638 |
1,448,502 |
|
Steven Rubin |
9,650,671 |
1,750,744 |
1,448,502 |
|
Lisa Stanton |
10,070,213 |
1,331,202 |
1,448,502 |
|
Robert Swayman |
11,198,824 |
202,591 |
1,448,502 |
2.
Ratification of Independent Public Accounting Firm for 2023. The stockholders voted to ratify the appointment of Grant Thornton, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. The stockholder vote was as follows:
|
For |
Against |
Abstain |
Broker Non-Vote |
|
12,840,696 |
2,540 |
6,681 |
0 |
3.
Say on Pay. The stockholders voted to approve, on an advisory basis, the Company's named executive officers' compensation for 2022, as described in the proxy statementfor the Annual Meeting in accordance with Regulation S-K, Item 402. The stockholder vote was as follows:
|
For |
Against |
Abstain |
Broker Non-Vote |
|
11,248,251 |
151,096 |
2,068 |
1,448,502 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
Red Violet, Inc. |
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Date: May 31, 2023 |
By: |
/s/ Derek Dubner |
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|
Derek Dubner |
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|
Chief Executive Officer (Principal Executive Officer) |
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