01/18/2022 | Press release | Distributed by Public on 01/18/2022 16:08
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Date Exercisable and Expiration Date | 3. Title and Amount of Securities Underlying Derivative Security | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 6. Nature of Indirect Beneficial Ownership |
Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Batchelor Joshua Lane 2121 SAGE ROAD, SUITE 325 HOUSTON,, TX77056 |
X | X |
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Member of 10% owner group |
Sage Road Capital, LLC 2121 SAGE ROAD, SUITE 325 HOUSTON, TX77056 |
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X |
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Member of 10% owner group |
Banner Oil & Gas, LLC 2121 SAGE ROAD SUITE 325 HOUSTON, TX77056 |
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X |
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Member of 10% owner group |
Woodford Petroleum, LLC 2121 SAGE ROAD SUITE 325 HOUSTON, TX77056 |
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Member of 10% owner group |
Llano Energy LLC 2121 SAGE ROAD SUITE 325 HOUSTON, TX77056 |
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Member of 10% owner group |
Stamets Benjamin Andrew 2121 SAGE ROAD, SUITE 325 HOUSTON, TX77056 |
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X |
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Member of 10% owner group |
/s/ Joshua L. Batchelor | 2022-01-18 |
**Signature of Reporting Person | Date |
/s/ Benjamin A. Stamets | 2022-01-18 |
**Signature of Reporting Person | Date |
/s/ Joshua L. Batchelor, Managing Partner of Sage Road Capital, LLC | 2022-01-18 |
**Signature of Reporting Person | Date |
/s/ Joshua L. Batchelor, Manager of Banner Oil & Gas, LLC | 2022-01-18 |
**Signature of Reporting Person | Date |
/s/ Joshua L. Batchelor, Manager of Woodford Petroleum, LLC | 2022-01-18 |
**Signature of Reporting Person | Date |
/s/ Joshua L. Batchelor, Manager of Llano Energy LLC | 2022-01-18 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Excludes shares of common stock relating to the voting group described below under "Remarks", except as described in footnotes (2), (3) and (4). |
(2) | Represents shares of common stock, $0.01 par value per share of the Issuer, held by Banner Oil & Gas, LLC ("Banner"). The shares held by Banner may be deemed to be beneficially owned by Sage Road Capital, LLC ("Sage Road"), which indirectly controls Banner and manages certain funds which own a majority interest of Banner, and by Mr. Batchelor and Mr. Stamets, due to their status as co-Managing Partners of Sage Road. Mr. Batchelor and Mr. Stamets disclaim beneficial ownership of the securities reported herein except to the extent of each of their pecuniary interest therein. |
(3) | Represents shares of common stock, $0.01 par value per share of the Issuer, held by Woodford Petroleum, LLC ("Woodford"). The shares held by Woodford may be deemed to be beneficially owned by Sage Road, which indirectly controls Woodford and manages certain funds which own a majority interest of Woodford, and by Mr. Batchelor and Mr. Stamets, due to their status as co-Managing Partners of Sage Road. Mr. Batchelor and Mr. Stamets disclaim beneficial ownership of the securities reported herein except to the extent of each of their pecuniary interest therein. |
(4) | Represents shares of common stock, $0.01 par value per share of the Issuer, held by Llano Energy LLC ("Llano"). The shares held by Llano may be deemed to be beneficially owned by Sage Road, which indirectly controls Llano and manages certain funds which own a majority interest of Llano, and by Mr. Batchelor and Mr. Stamets, due to their status as co-Managing Partners of Sage Road. Mr. Batchelor and Mr. Stamets disclaim beneficial ownership of the securities reported herein except to the extent of each of their pecuniary interest therein. |