Results
Investment Managers Series Trust II
08/17/2022 | Press release | Distributed by Public on 08/17/2022 11:13
Annual Proxy Voting Report by Investment Company - Form N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22894
INVESTMENT MANAGERS SERIES TRUST II
(Exact name of registrant as specified in charter)
| 235 W. Galena Street, Milwaukee, WI | 53212 |
| (Address of principal executive offices) | (Zip code) |
Diane J. Drake
Mutual Fund Administration, LLC
2220 E. Route 66, Suite 226
Glendora, California 91740
(Name and address of agent for service)
Registrant's telephone number, including area code: (626) 385-5777
Date of fiscal year end: July 31
Date of reporting period: July 1, 2021 - June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of1940 and rule 30bl-4 thereunder (17 CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ยง 3507.
ITEM 1. PROXY VOTING RECORD.
| IssuerName | MeetingDate | MeetingType | RecordDate | Ticker | SecurityID | ProposalText | Proponent | MgmtReco | VoteCast | FundName | LogicalBallotStatus |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect Richard T. Carucci | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect Juliana L. Chugg | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect Benno Dorer | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect Mark S. Hoplamazian | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect Laura W. Lang | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect W. Alan McCollough | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect W. Rodney McMullen | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect Clarence Otis, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect Steven E. Rendle | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect Carol L. Roberts | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect Matthew J. Shattock | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Elect Veronica B. Wu | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| V.F. Corporation | 7/27/2021 | Annual | 5/28/2021 | VFC | 918204108 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Elect Kofi A. Bruce | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Elect Leonard S. Coleman, Jr. | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Elect Jeffrey T. Huber | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Elect Talbott Roche | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Elect Richard A. Simonson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Elect Luis A. Ubinas | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Elect Heidi J. Ueberroth | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Elect Andrew Wilson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Permit Shareholders to Act by Written Consent | Mgmt | For | Abstain | AXS Change Finance ESG ETF | Voted |
| Electronic Arts Inc. | 8/12/2021 | Annual | 6/18/2021 | EA | 285512109 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Elect Michael F. Devine, III | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Elect David A. Burwick | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Elect Nelson C. Chan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Elect Cynthia L. Davis | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Elect Juan R. Figuereo | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Elect Maha S. Ibrahim | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Elect Victor Luis | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Elect David Powers | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Elect Lauri Shanahan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Elect Bonita C. Stewart | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Deckers Outdoor Corporation | 9/15/2021 | Annual | 7/19/2021 | DECK | 243537107 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 9/20/2021 | Special | 8/18/2021 | ISRG | 46120E602 | Increase in Authorized Common Stock | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elect R. Kerry Clark | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elect David M. Cordani | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elect Jeffrey L. Harmening | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elect Maria G. Henry | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elect Jo Ann Jenkins | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elect Elizabeth C. Lempres | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elect Diane L. Neal | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elect Stephen A. Odland | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elect Maria A. Sastre | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elect Eric D. Sprunk | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elect Jorge A. Uribe | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| General Mills, Inc. | 9/28/2021 | Annual | 7/30/2021 | GIS | 370334104 | Elimination of Supermajority Requirement | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Nike, Inc. | 10/6/2021 | Annual | 8/6/2021 | NKE | 654106103 | Elect Alan B. Graf, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Nike, Inc. | 10/6/2021 | Annual | 8/6/2021 | NKE | 654106103 | Elect Peter B. Henry | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Nike, Inc. | 10/6/2021 | Annual | 8/6/2021 | NKE | 654106103 | Elect Michelle A. Peluso | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Nike, Inc. | 10/6/2021 | Annual | 8/6/2021 | NKE | 654106103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Nike, Inc. | 10/6/2021 | Annual | 8/6/2021 | NKE | 654106103 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Nike, Inc. | 10/6/2021 | Annual | 8/6/2021 | NKE | 654106103 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Nike, Inc. | 10/6/2021 | Annual | 8/6/2021 | NKE | 654106103 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Nike, Inc. | 10/6/2021 | Annual | 8/6/2021 | NKE | 654106103 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Nike, Inc. | 10/6/2021 | Annual | 8/6/2021 | NKE | 654106103 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Tesla, Inc. | 10/7/2021 | Annual | 8/9/2021 | TSLA | 88160R101 | Elect James Murdoch | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Tesla, Inc. | 10/7/2021 | Annual | 8/9/2021 | TSLA | 88160R101 | Elect Kimbal Musk | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Tesla, Inc. | 10/7/2021 | Annual | 8/9/2021 | TSLA | 88160R101 | Reduce Director Terms from Three Years to Two Years | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Tesla, Inc. | 10/7/2021 | Annual | 8/9/2021 | TSLA | 88160R101 | Elimination of Supermajority Requirement | Mgmt | Abstain | For | AXS Change Finance ESG ETF | Voted |
| Tesla, Inc. | 10/7/2021 | Annual | 8/9/2021 | TSLA | 88160R101 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Tesla, Inc. | 10/7/2021 | Annual | 8/9/2021 | TSLA | 88160R101 | Shareholder Proposal Regarding Board Declassification | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Tesla, Inc. | 10/7/2021 | Annual | 8/9/2021 | TSLA | 88160R101 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Tesla, Inc. | 10/7/2021 | Annual | 8/9/2021 | TSLA | 88160R101 | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Tesla, Inc. | 10/7/2021 | Annual | 8/9/2021 | TSLA | 88160R101 | Shareholder Proposal Regarding Board Oversight of Human Capital Management | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Tesla, Inc. | 10/7/2021 | Annual | 8/9/2021 | TSLA | 88160R101 | Shareholder Proposal Regarding Human Rights Reporting | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Elect B. Thomas Golisano | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Elect Thomas F. Bonadio | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Elect Joseph G. Doody | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Elect David J. S. Flaschen | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Elect Pamela A. Joseph | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Elect Martin Mucci | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Elect Kevin A. Price | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Elect Joseph M. Tucci | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Elect Joseph M. Velli | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Elect Kara Wilson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Paychex, Inc. | 10/14/2021 | Annual | 8/16/2021 | PAYX | 704326107 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Elect Mark W. Adams | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Elect Shankar Arumugavelu | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Elect Pratik Bhatt | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Elect Judy Bruner | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Elect Michael R. Cannon | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Elect Jay L. Geldmacher | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Elect Dylan G. Haggart | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Elect William D. Mosley | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Elect Stephanie Tilenius | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Elect Edward J. Zander | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Seagate Technology Holdings Plc | 10/20/2021 | Annual | 8/25/2021 | STX | G7997R103 | Approval of the 2022 Equity Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Chubb Limited | 11/3/2021 | Special | 9/10/2021 | CB | H1467J104 | Authority to Repurchase Shares in Excess of 10% of Issued Share Capital | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Chubb Limited | 11/3/2021 | Special | 9/10/2021 | CB | H1467J104 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Chubb Limited | 11/3/2021 | Special | 9/10/2021 | CB | H1467J104 | Additional or Amended Proposals | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Lam Research Corporation | 11/8/2021 | Annual | 9/9/2021 | LRCX | 512807108 | Elect Sohail U. Ahmed | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Lam Research Corporation | 11/8/2021 | Annual | 9/9/2021 | LRCX | 512807108 | Elect Timothy M. Archer | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Lam Research Corporation | 11/8/2021 | Annual | 9/9/2021 | LRCX | 512807108 | Elect Eric K. Brandt | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Lam Research Corporation | 11/8/2021 | Annual | 9/9/2021 | LRCX | 512807108 | Elect Michael R. Cannon | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Lam Research Corporation | 11/8/2021 | Annual | 9/9/2021 | LRCX | 512807108 | Elect Catherine P. Lego | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Lam Research Corporation | 11/8/2021 | Annual | 9/9/2021 | LRCX | 512807108 | Elect Bethany J. Mayer | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Lam Research Corporation | 11/8/2021 | Annual | 9/9/2021 | LRCX | 512807108 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Lam Research Corporation | 11/8/2021 | Annual | 9/9/2021 | LRCX | 512807108 | Elect Rick Lih-Shyng TSAI | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Lam Research Corporation | 11/8/2021 | Annual | 9/9/2021 | LRCX | 512807108 | Elect Leslie F. Varon | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Lam Research Corporation | 11/8/2021 | Annual | 9/9/2021 | LRCX | 512807108 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Lam Research Corporation | 11/8/2021 | Annual | 9/9/2021 | LRCX | 512807108 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Elect Peter Bisson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Elect Richard T. Clark | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Elect Linnie M. Haynesworth | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Elect John P. Jones | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Elect Francine S. Katsoudas | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Elect Nazzic S. Keene | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Elect Thomas J. Lynch | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Elect Scott F. Powers | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Elect William J. Ready | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Elect Carlos A. Rodriguez | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Elect Sandra S. Wijnberg | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Automatic Data Processing, Inc. | 11/10/2021 | Annual | 9/13/2021 | ADP | 053015103 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Jeffrey S. Berg | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Michael J. Boskin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Safra A. Catz | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Bruce R. Chizen | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect George H. Conrades | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Lawrence J. Ellison | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Rona Fairhead | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Jeffrey O. Henley | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Renee J. James | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Charles W. Moorman IV | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Leon E. Panetta | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect William G. Parrett | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Naomi O. Seligman | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Elect Vishal Sikka | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Amendment to the 2020 Equity Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Oracle Corporation | 11/10/2021 | Annual | 9/13/2021 | ORCL | 68389X105 | Shareholder Proposal Regarding Requiring and Posting Disclosures from Outside Organizations | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Estee Lauder Cos., Inc. | 11/12/2021 | Annual | 9/13/2021 | EL | 518439104 | Elect Rose Marie Bravo | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Estee Lauder Cos., Inc. | 11/12/2021 | Annual | 9/13/2021 | EL | 518439104 | Elect Paul J. Fribourg | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Estee Lauder Cos., Inc. | 11/12/2021 | Annual | 9/13/2021 | EL | 518439104 | Elect Jennifer Hyman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Estee Lauder Cos., Inc. | 11/12/2021 | Annual | 9/13/2021 | EL | 518439104 | Elect Barry S. Sternlicht | Mgmt | For | Abstain | AXS Change Finance ESG ETF | Voted |
| Estee Lauder Cos., Inc. | 11/12/2021 | Annual | 9/13/2021 | EL | 518439104 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Estee Lauder Cos., Inc. | 11/12/2021 | Annual | 9/13/2021 | EL | 518439104 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect Reid G. Hoffman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect Hugh F. Johnston | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect Teri L. List | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect Satya Nadella | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect Sandra E. Peterson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect Penny S. Pritzker | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect Carlos A. Rodriguez | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect Charles W. Scharf | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect John W. Stanton | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect John W. Thompson | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect Emma N. Walmsley | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Elect Padmasree Warrior | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Microsoft Corporation | 11/30/2021 | Annual | 9/30/2021 | MSFT | 594918104 | Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Elect Richard H. Anderson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Elect Craig Arnold | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Elect Scott C. Donnelly | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Elect Andrea J. Goldsmith | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Elect Randall J. Hogan, III | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Elect Kevin E. Lofton | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Elect Geoffrey Straub Martha | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Elect Elizabeth G. Nabel | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Elect Denise M. O'Leary | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Elect Kendall J. Powell | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | 2021 Long Term Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Medtronic Plc | 12/9/2021 | Annual | 10/14/2021 | MDT | G5960L103 | Authority to Repurchase Shares | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Elect M. Michele Burns | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Elect Wesley G. Bush | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Elect Michael D. Capellas | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Elect Mark Garrett | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Elect John D. Harris II | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Elect Kristina M. Johnson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Elect Roderick C. McGeary | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Elect Charles H. Robbins | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Elect Brenton L. Saunders | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Elect Lisa T. Su | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Elect Marianna Tessel | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Cisco Systems, Inc. | 12/13/2021 | Annual | 10/15/2021 | CSCO | 17275R102 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Micron Technology, Inc. | 1/13/2022 | Annual | 11/19/2021 | MU | 595112103 | Elect Richard M. Beyer | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Micron Technology, Inc. | 1/13/2022 | Annual | 11/19/2021 | MU | 595112103 | Elect Lynn A. Dugle | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Micron Technology, Inc. | 1/13/2022 | Annual | 11/19/2021 | MU | 595112103 | Elect Steven J. Gomo | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Micron Technology, Inc. | 1/13/2022 | Annual | 11/19/2021 | MU | 595112103 | Elect Linnie M. Haynesworth | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Micron Technology, Inc. | 1/13/2022 | Annual | 11/19/2021 | MU | 595112103 | Elect Mary Pat McCarthy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Micron Technology, Inc. | 1/13/2022 | Annual | 11/19/2021 | MU | 595112103 | Elect Sanjay Mehrotra | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Micron Technology, Inc. | 1/13/2022 | Annual | 11/19/2021 | MU | 595112103 | Elect Robert E. Switz | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Micron Technology, Inc. | 1/13/2022 | Annual | 11/19/2021 | MU | 595112103 | Elect MaryAnn Wright | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Micron Technology, Inc. | 1/13/2022 | Annual | 11/19/2021 | MU | 595112103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Micron Technology, Inc. | 1/13/2022 | Annual | 11/19/2021 | MU | 595112103 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Eve Burton | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Scott D. Cook | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Richard Dalzell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Sasan Goodarzi | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Deborah Liu | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Tekedra Mawakana | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Suzanne Nora Johnson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Dennis D. Powell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Brad D. Smith | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Thomas J. Szkutak | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Raul Vazquez | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Elect Jeff Weiner | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Intuit Inc. | 1/20/2022 | Annual | 11/22/2021 | INTU | 461202103 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect Catherine M. Burzik | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect Carrie L. Byington | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect R. Andrew Eckert | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect Claire M. Fraser | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect Jeffrey W. Henderson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect Christopher Jones | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect Marshall O. Larsen | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect David F. Melcher | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect Thomas E. Polen | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect Claire Pomeroy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect Timothy M. Ring | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Elect Bertram L. Scott | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Becton, Dickinson and Company | 1/25/2022 | Annual | 12/6/2021 | BDX | 075887109 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Elect Lloyd A. Carney | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Elect Mary B. Cranston | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Elect Ramon L. Laguarta | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Elect John F. Lundgren | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Elect Robert W. Matschullat | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Elect Denise M. Morrison | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Elect Linda Rendle | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Elect Maynard G. Webb | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Visa Inc. | 1/25/2022 | Annual | 11/26/2021 | V | 92826C839 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Elect James A. Bell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Elect Timothy D. Cook | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Elect Albert A. Gore | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Elect Alex Gorsky | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Elect Andrea Jung | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Elect Arthur D. Levinson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Elect Monica C. Lozano | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Elect Ronald D. Sugar | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Elect Susan L. Wagner | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Approval of the 2022 Employee Stock Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Shareholder Proposal Regarding App Removals | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Shareholder Proposal Regarding Civil Rights Audit | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Apple Inc. | 3/4/2022 | Annual | 1/3/2022 | AAPL | 037833100 | Shareholder Proposal Regarding Concealment Clauses | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect Ray Stata | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect Vincent Roche | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect James A. Champy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect Anantha P. Chandrakasan | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect Tunc Doluca | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect Bruce R. Evans | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect Edward H. Frank | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect Laurie H. Glimcher | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect Karen M. Golz | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect Mercedes Johnson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect Kenton J. Sicchitano | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Elect Susie Wee | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Approval of the 2022 Employee Stock Purchase Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Analog Devices, Inc. | 3/9/2022 | Annual | 1/3/2022 | ADI | 032654105 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Elect Jean S. Blackwell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Elect Pierre E. Cohade | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Elect Michael E. Daniels | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Elect W. Roy Dunbar | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Elect Gretchen R. Haggerty | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Elect Simone Menne | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Elect George R. Oliver | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Elect Carl Jurgen Tinggren | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Elect Mark P. Vergnano | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Elect R. David Yost | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Elect John D. Young | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Appointment of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Authority to Set Auditor's Fees | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Authority to Repurchase Shares | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Johnson Controls International plc | 3/9/2022 | Annual | 1/6/2022 | JCI | G51502105 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Terrence R. Curtin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Carol A. Davidson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Lynn A. Dugle | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect William A. Jeffrey | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Shirley LIN Syaru | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Thomas J. Lynch | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Heath A. Mitts | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Yong Nam | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Mark C. Trudeau | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Dawn C. Willoughby | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Laura H. Wright | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Appoint Thomas J. Lynch as Board Chair | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Abhijit Y. Talwalkar as Management Development and Compensation Committee Member | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Mark C. Trudeau as Management Development and Compensation Committee Member | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Elect Dawn C. Willoughby as Management Development and Compensation Committee Member | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Appointment of Independent Proxy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Approval of Annual Report | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Approval of Statutory Financial Statements | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Approval of Consolidated Financial Statements | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Ratification of Board and Management Acts | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Appointment of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Appointment of Swiss Registered Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Appointment of Special Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Board Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Allocation of Profits | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Dividend from Reserves | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Authority to Repurchase Shares | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Renewal of Authorized Capital | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| TE Connectivity Ltd. | 3/9/2022 | Annual | 2/17/2022 | TEL | H84989104 | Right to Adjourn Meeting | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Elect Rani Borkar | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Elect Judy Bruner | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Elect Xun Chen | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Elect Aart J. de Geus | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Elect Gary E. Dickerson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Elect Thomas J. Iannotti | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Elect Alexander A. Karsner | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Elect Adrianna C. Ma | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Elect Yvonne McGill | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Elect Scott A. McGregor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Applied Materials, Inc. | 3/10/2022 | Annual | 1/12/2022 | AMAT | 038222105 | Shareholder Proposal Regarding Improvement of Executive Compensation Program | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Keysight Technologies, Inc. | 3/17/2022 | Annual | 1/18/2022 | KEYS | 49338L103 | Elect James G. Cullen | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Keysight Technologies, Inc. | 3/17/2022 | Annual | 1/18/2022 | KEYS | 49338L103 | Elect Michelle J. Holthaus | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Keysight Technologies, Inc. | 3/17/2022 | Annual | 1/18/2022 | KEYS | 49338L103 | Elect Jean M. Nye | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Keysight Technologies, Inc. | 3/17/2022 | Annual | 1/18/2022 | KEYS | 49338L103 | Elect Joanne B. Olsen | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Keysight Technologies, Inc. | 3/17/2022 | Annual | 1/18/2022 | KEYS | 49338L103 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Keysight Technologies, Inc. | 3/17/2022 | Annual | 1/18/2022 | KEYS | 49338L103 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Keysight Technologies, Inc. | 3/17/2022 | Annual | 1/18/2022 | KEYS | 49338L103 | Repeal of Classified Board | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Broadcom Inc. | 4/4/2022 | Annual | 2/7/2022 | AVGO | 11135F101 | Elect Diane M. Bryant | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Broadcom Inc. | 4/4/2022 | Annual | 2/7/2022 | AVGO | 11135F101 | Elect Gayla J. Delly | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Broadcom Inc. | 4/4/2022 | Annual | 2/7/2022 | AVGO | 11135F101 | Elect Raul J. Fernandez | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Broadcom Inc. | 4/4/2022 | Annual | 2/7/2022 | AVGO | 11135F101 | Elect Eddy W. Hartenstein | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Broadcom Inc. | 4/4/2022 | Annual | 2/7/2022 | AVGO | 11135F101 | Elect Check Kian Low | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Broadcom Inc. | 4/4/2022 | Annual | 2/7/2022 | AVGO | 11135F101 | Elect Justine F. Page | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Broadcom Inc. | 4/4/2022 | Annual | 2/7/2022 | AVGO | 11135F101 | Elect Dr. Henry S. Samueli | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Broadcom Inc. | 4/4/2022 | Annual | 2/7/2022 | AVGO | 11135F101 | Elect Hock E. Tan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Broadcom Inc. | 4/4/2022 | Annual | 2/7/2022 | AVGO | 11135F101 | Elect Harry L. You | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Broadcom Inc. | 4/4/2022 | Annual | 2/7/2022 | AVGO | 11135F101 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Broadcom Inc. | 4/4/2022 | Annual | 2/7/2022 | AVGO | 11135F101 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Elect Aart J. de Geus | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Elect Janice D. Chaffin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Elect Bruce R. Chizen | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Elect Mercedes Johnson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Elect Chrysostomos L. Nikias | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Elect Jeannine P. Sargent | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Elect John G. Schwarz | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Elect Roy A. Vallee | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Synopsys, Inc. | 4/12/2022 | Annual | 2/11/2022 | SNPS | 871607107 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Elect Linda Z. Cook | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Elect Joseph J. Echevarria | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Elect Thomas P. Gibbons | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Elect M. Amy Gilliland | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Elect Jeffrey A. Goldstein | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Elect K. Guru Gowrappan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Elect Ralph Izzo | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Elect Sandie O'Connor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Elect Elizabeth E. Robinson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Elect Frederick O. Terrell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Elect Alfred W. Zollar | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Bank of New York Mellon Corporation | 4/12/2022 | Annual | 2/16/2022 | BK | 064058100 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect Amy L. Banse | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect Brett Biggs | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect Melanie Boulden | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect Frank A. Calderoni | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect Laura Desmond | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect Shantanu Narayen | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect Spencer Neumann | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect Kathleen Oberg | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect Dheeraj Pandey | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect David A. Ricks | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect Daniel Rosensweig | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Elect John E. Warnock | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Adobe Inc. | 4/14/2022 | Annual | 2/15/2022 | ADBE | 00724F101 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Carrier Global Corporation | 4/14/2022 | Annual | 2/22/2022 | CARR | 14448C104 | Elect Jean-Pierre Garnier | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Carrier Global Corporation | 4/14/2022 | Annual | 2/22/2022 | CARR | 14448C104 | Elect David L. Gitlin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Carrier Global Corporation | 4/14/2022 | Annual | 2/22/2022 | CARR | 14448C104 | Elect John J. Greisch | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Carrier Global Corporation | 4/14/2022 | Annual | 2/22/2022 | CARR | 14448C104 | Elect Charles M. Holley, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Carrier Global Corporation | 4/14/2022 | Annual | 2/22/2022 | CARR | 14448C104 | Elect Michael M. McNamara | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Carrier Global Corporation | 4/14/2022 | Annual | 2/22/2022 | CARR | 14448C104 | Elect Michael A. Todman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Carrier Global Corporation | 4/14/2022 | Annual | 2/22/2022 | CARR | 14448C104 | Elect Virginia M. Wilson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Carrier Global Corporation | 4/14/2022 | Annual | 2/22/2022 | CARR | 14448C104 | Elect Beth A. Wozniak | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Carrier Global Corporation | 4/14/2022 | Annual | 2/22/2022 | CARR | 14448C104 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Carrier Global Corporation | 4/14/2022 | Annual | 2/22/2022 | CARR | 14448C104 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Aida M. Alvarez | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Shumeet Banerji | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Robert R. Bennett | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Charles V. Bergh | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Bruce Broussard | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Stacy Brown-Philpot | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Stephanie A. Burns | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Mary Anne Citrino | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Richard Clemmer | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Enrique Lores | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Judith Miscik | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Kim K.W. Rucker | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Elect Subra Suresh | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| HP Inc. | 4/19/2022 | Annual | 2/18/2022 | HPQ | 40434L105 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Elect Andrea J. Ayers | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Elect Patrick D. Campbell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Elect Carlos M. Cardoso | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Elect Robert B. Coutts | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Elect Debra A. Crew | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Elect Michael D. Hankin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Elect James M. Loree | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Elect Adrian V. Mitchell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Elect Jane M. Palmieri | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Elect Mojdeh Poul | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Elect Irving Tan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Approval of the 2022 Omnibus Award Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stanley Black & Decker, Inc. | 4/22/2022 | Annual | 2/24/2022 | SWK | 854502101 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect Thomas Buberl | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect David N. Farr | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect Alex Gorsky | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect Michelle Howard | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect Arvind Krishna | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect Andrew N. Liveris | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect F. William McNabb, III | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect Martha E. Pollack | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect Joseph R. Swedish | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect Peter R. Voser | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect Frederick H. Waddell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Elect Alfred W. Zollar | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| International Business Machines Corporation | 4/26/2022 | Annual | 2/25/2022 | IBM | 459200101 | Shareholder Proposal Regarding Concealment Clauses | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Elect Jorge A. Bermudez | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Elect Therese Esperdy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Elect Robert Fauber | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Elect Vincent A. Forlenza | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Elect Kathryn M. Hill | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Elect Lloyd W. Howell, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Elect Raymond W. McDaniel, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Elect Leslie Seidman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Elect Zig Serafin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Elect Bruce Van Saun | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Moody's Corporation | 4/26/2022 | Annual | 2/28/2022 | MCO | 615369105 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Rollins, Inc. | 4/26/2022 | Annual | 3/1/2022 | ROL | 775711104 | Elect Susan R. Bell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Rollins, Inc. | 4/26/2022 | Annual | 3/1/2022 | ROL | 775711104 | Elect Donald P. Carson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Rollins, Inc. | 4/26/2022 | Annual | 3/1/2022 | ROL | 775711104 | Elect Louise S. Sams | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Rollins, Inc. | 4/26/2022 | Annual | 3/1/2022 | ROL | 775711104 | Elect John F. Wilson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Rollins, Inc. | 4/26/2022 | Annual | 3/1/2022 | ROL | 775711104 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Rollins, Inc. | 4/26/2022 | Annual | 3/1/2022 | ROL | 775711104 | Approval of the 2022 Employee Stock Purchase Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ameriprise Financial, Inc. | 4/27/2022 | Annual | 2/28/2022 | AMP | 03076C106 | Elect James M. Cracchiolo | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ameriprise Financial, Inc. | 4/27/2022 | Annual | 2/28/2022 | AMP | 03076C106 | Elect Dianne Neal Blixt | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ameriprise Financial, Inc. | 4/27/2022 | Annual | 2/28/2022 | AMP | 03076C106 | Elect Amy DiGeso | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ameriprise Financial, Inc. | 4/27/2022 | Annual | 2/28/2022 | AMP | 03076C106 | Elect Lon R. Greenberg | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ameriprise Financial, Inc. | 4/27/2022 | Annual | 2/28/2022 | AMP | 03076C106 | Elect Robert F. Sharpe, Jr. | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Ameriprise Financial, Inc. | 4/27/2022 | Annual | 2/28/2022 | AMP | 03076C106 | Elect Brian T. Shea | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ameriprise Financial, Inc. | 4/27/2022 | Annual | 2/28/2022 | AMP | 03076C106 | Elect W. Edward Walter | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Ameriprise Financial, Inc. | 4/27/2022 | Annual | 2/28/2022 | AMP | 03076C106 | Elect Christopher J. Williams | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ameriprise Financial, Inc. | 4/27/2022 | Annual | 2/28/2022 | AMP | 03076C106 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Ameriprise Financial, Inc. | 4/27/2022 | Annual | 2/28/2022 | AMP | 03076C106 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Elect David M. Cordani | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Elect William J. DeLaney | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Elect Eric J. Foss | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Elect Dr. Elder Granger | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Elect Neesha Hathi | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Elect George Kurian | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Elect Kathleen M. Mazzarella | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Elect Mark B. McClellan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Elect Kimberly A. Ross | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Elect Eric C. Wiseman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Elect Donna F. Zarcone | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Cigna Corporation | 4/27/2022 | Annual | 3/8/2022 | CI | 125523100 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect Sylvia M. Burwell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect John W. Culver | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect Robert W. Decherd | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect Michael D. Hsu | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect Mae C. Jemison | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect S. Todd Maclin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect Deirdre Mahlan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect Sherilyn S. McCoy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect Christa Quarles | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect Jaime A. Ramirez | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect Dunia A. Shive | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect Mark T. Smucker | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Elect Michael D. White | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Kimberly-Clark Corporation | 4/27/2022 | Annual | 2/28/2022 | KMB | 494368103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Elect Craig H. Barratt | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Elect Joseph C. Beery | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Elect Gary S. Guthart | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Elect Amal M. Johnson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Elect Don R. Kania | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Elect Amy L. Ladd | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Elect Alan J. Levy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Elect Jami Dover Nachtsheim | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Elect Monica P. Reed | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Elect Mark J. Rubash | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intuitive Surgical, Inc. | 4/28/2022 | Annual | 3/1/2022 | ISRG | 46120E602 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Mark A. Blinn | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Todd M. Bluedorn | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Janet F. Clark | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Carrie S. Cox | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Martin S. Craighead | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Jean M. Hobby | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Michael D. Hsu | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Haviv Ilan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Ronald Kirk | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Pamela H. Patsley | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Robert E. Sanchez | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Elect Richard K. Templeton | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Texas Instruments Incorporated | 4/28/2022 | Annual | 3/2/2022 | TXN | 882508104 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect Robert J. Alpern | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect Sally E. Blount | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect Robert B. Ford | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect Paola Gonzalez | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect Michelle A. Kumbier | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect Darren W. McDew | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect Nancy McKinstry | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect William A. Osborn | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect Michael F. Roman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect Daniel J. Starks | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect John G. Stratton | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Elect Glenn F. Tilton | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Shareholder Proposal Regarding 10b5-1 Plans | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Abbott Laboratories | 4/29/2022 | Annual | 3/2/2022 | ABT | 002824100 | Shareholder Proposal Regarding a Report on Investment to Slow Antimicrobial Resistance | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Elect Raul Alvarez | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Elect Kimberly H. Johnson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Elect Juan R. Luciano | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Repeal of Classified Board | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Elimination of Supermajority Requirements | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Amendment to Articles to Allow Shareholders to Amend Bylaws | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Eli Lilly and Company | 5/2/2022 | Annual | 2/22/2022 | LLY | 532457108 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Charlene Barshefsky | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect John J. Brennan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Peter Chernin | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Ralph de la Vega | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Michael O. Leavitt | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Theodore J. Leonsis | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Karen L. Parkhill | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Charles E. Phillips, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Lynn A. Pike | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Stephen J. Squeri | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Daniel L. Vasella | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Lisa W. Wardell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Elect Christopher D. Young | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Express Company | 5/3/2022 | Annual | 3/7/2022 | AXP | 025816109 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Elect Peter J. Arduini | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Elect Giovanni Caforio | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Elect Julia A. Haller | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Elect Manuel Hidalgo Medina | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Elect Paula A. Price | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Elect Derica W. Rice | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Elect Theodore R. Samuels, II | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Elect Gerald Storch | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Elect Karen H. Vousden | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Elect Phyllis R. Yale | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Bristol-Myers Squibb Company | 5/3/2022 | Annual | 3/14/2022 | BMY | 110122108 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Terrence A. Duffy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Timothy S. Bitsberger | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Charles P. Carey | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Dennis H. Chookaszian | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Bryan T. Durkin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Ana Dutra | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Martin J. Gepsman | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Larry G. Gerdes | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Daniel R. Glickman | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Daniel G. Kaye | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Phyllis M. Lockett | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Deborah J. Lucas | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Terry L. Savage | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Rahael Seifu | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect William R. Shepard | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Howard J. Siegel | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Elect Dennis A. Suskind | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Amendment to the Omnibus Stock Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Amendment to the Director Stock Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CME Group Inc. | 5/4/2022 | Annual | 3/7/2022 | CME | 12572Q105 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Elect Hamid R. Moghadam | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Elect Cristina G. Bita | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Elect George L. Fotiades | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Elect Lydia H. Kennard | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Elect Irving F. Lyons, III | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Elect Avid Modjtabai | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Elect David P. O'Connor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Elect Olivier Piani | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Elect Jeffrey L. Skelton | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Elect Carl B. Webb | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Elect William D. Zollars | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Prologis, Inc. | 5/4/2022 | Annual | 3/7/2022 | PLD | 74340W103 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Elect Brian P. Anderson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Elect Bryce Blair | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Elect Thomas J. Folliard | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Elect Cheryl W. Grise | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Elect Andre J. Hawaux | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Elect J. Phillip Holloman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Elect Ryan R. Marshall | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Elect John R. Peshkin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Elect Scott F. Powers | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Elect Lila Snyder | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Amendment to the 382 Rights Agreement | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PulteGroup, Inc. | 5/4/2022 | Annual | 3/15/2022 | PHM | 745867101 | Approval of the 2022 Stock Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Marco Alvera | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Jacques Esculier | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Gay Huey Evans | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect William D. Green | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Stephanie C. Hill | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Rebecca Jacoby | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Robert P. Kelly | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Ian P. Livingston | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Deborah D. McWhinney | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Maria R. Morris | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Douglas L. Peterson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Edward B. Rust, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Richard E. Thornburgh | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Elect Gregory Washington | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| S&P Global Inc. | 5/4/2022 | Annual | 3/7/2022 | SPGI | 78409V104 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Elect Alan R. Buckwalter, III | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Elect Anthony L. Coelho | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Elect Jakki L. Haussler | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Elect Victor L. Lund | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Elect Ellen Ochoa | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Elect Thomas L. Ryan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Elect C. Park Shaper | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Elect Sara Martinez Tucker | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Elect W. Blair Waltrip | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Elect Marcus A. Watts | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Service Corporation International | 5/4/2022 | Annual | 3/7/2022 | SCI | 817565104 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Elect Mary K. Brainerd | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Elect Giovanni Caforio | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Elect Srikant M. Datar | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Elect Allan C. Golston | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Elect Kevin A. Lobo | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Elect Sherilyn S. McCoy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Elect Andrew K. Silvernail | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Elect Lisa M. Skeete Tatum | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Elect Ronda E. Stryker | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Elect Rajeev Suri | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Stryker Corporation | 5/4/2022 | Annual | 3/7/2022 | SYK | 863667101 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect Shari L Ballard | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect Barbara J. Beck | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect Christophe Beck | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect Jeffrey M. Ettinger | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect Arthur J. Higgins | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect Michael Larson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect David W. MacLennan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect Tracy B. McKibben | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect Lionel L. Nowell, III | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect Victoria J. Reich | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect Suzanne M. Vautrinot | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Elect John J. Zillmer | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Ecolab Inc. | 5/5/2022 | Annual | 3/8/2022 | ECL | 278865100 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| AbbVie Inc. | 5/6/2022 | Annual | 3/7/2022 | ABBV | 00287Y109 | Elect William H.L. Burnside | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| AbbVie Inc. | 5/6/2022 | Annual | 3/7/2022 | ABBV | 00287Y109 | Elect Thomas C. Freyman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AbbVie Inc. | 5/6/2022 | Annual | 3/7/2022 | ABBV | 00287Y109 | Elect Brett J. Hart | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| AbbVie Inc. | 5/6/2022 | Annual | 3/7/2022 | ABBV | 00287Y109 | Elect Edward J. Rapp | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| AbbVie Inc. | 5/6/2022 | Annual | 3/7/2022 | ABBV | 00287Y109 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AbbVie Inc. | 5/6/2022 | Annual | 3/7/2022 | ABBV | 00287Y109 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AbbVie Inc. | 5/6/2022 | Annual | 3/7/2022 | ABBV | 00287Y109 | Elimination of Supermajority Requirement | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AbbVie Inc. | 5/6/2022 | Annual | 3/7/2022 | ABBV | 00287Y109 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| AbbVie Inc. | 5/6/2022 | Annual | 3/7/2022 | ABBV | 00287Y109 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| AbbVie Inc. | 5/6/2022 | Annual | 3/7/2022 | ABBV | 00287Y109 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| AbbVie Inc. | 5/6/2022 | Annual | 3/7/2022 | ABBV | 00287Y109 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Elect John P. Bilbrey | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Elect John T. Cahill | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Elect Lisa M. Edwards | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Elect C. Martin Harris | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Elect Martina Hund-Mejean | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Elect Kimberly A. Nelson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Elect Lorrie M. Norrington | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Elect Michael B. Polk | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Elect Stephen I. Sadove | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Elect Noel R. Wallace | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Colgate-Palmolive Company | 5/6/2022 | Annual | 3/7/2022 | CL | 194162103 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Elect Daniel J. Brutto | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Elect Susan Crown | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Elect Darrell L. Ford | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Elect James W. Griffith | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Elect Jay L. Henderson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Elect Richard H. Lenny | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Elect E. Scott Santi | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Elect David H. B. Smith, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Elect Pamela B. Strobel | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Elect Anre D. Williams | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Illinois Tool Works Inc. | 5/6/2022 | Annual | 3/7/2022 | ITW | 452308109 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect N. Thomas Linebarger | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect Jennifer W. Rumsey | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect Robert J. Bernhard | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect Franklin R. Chang Diaz | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect Stephen B. Dobbs | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect Carla A. Harris | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect Robert K. Herdman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect Thomas J. Lynch | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect William I. Miller | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect Georgia R. Nelson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect Kimberly A. Nelson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Elect Karen H. Quintos | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Cummins Inc. | 5/10/2022 | Annual | 3/8/2022 | CMI | 231021106 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Glenn R. August | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Mark S. Bartlett | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Mary K. Bush | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Dina Dublon | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Freeman A. Hrabowski III | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Robert F. MacLellan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Eileen P. Rominger | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Robert W. Sharps | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Robert J. Stevens | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect William J. Stromberg | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Richard R. Verma | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Sandra S. Wijnberg | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Elect Alan D. Wilson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| T. Rowe Price Group, Inc. | 5/10/2022 | Annual | 3/1/2022 | TROW | 74144T108 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Elect Elisabeth B. Donohue | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Elect Robert J. Fisher | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Elect William S. Fisher | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Elect Tracy Gardner | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Elect Kathryn Hall | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Elect Bob L. Martin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Elect Amy Miles | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Elect Chris O'Neill | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Elect Mayo A. Shattuck III | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Elect Salaam Coleman Smith | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Elect Sonia Syngal | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| The Gap, Inc. | 5/10/2022 | Annual | 3/14/2022 | GPS | 364760108 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Elect Jeffrey N. Edwards | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Elect Martha Clark Goss | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Elect M. Susan Hardwick | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Elect Kimberly J. Harris | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Elect Julia L. Johnson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Elect Patricia L. Kampling | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Elect Karl F. Kurz | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Elect George MacKenzie | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Elect James G. Stavridis | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| American Water Works Company, Inc. | 5/11/2022 | Annual | 3/17/2022 | AWK | 030420103 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| ANSYS, Inc. | 5/12/2022 | Annual | 3/15/2022 | ANSS | 03662Q105 | Elect Anil Chakravarthy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ANSYS, Inc. | 5/12/2022 | Annual | 3/15/2022 | ANSS | 03662Q105 | Elect Barbara V. Scherer | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ANSYS, Inc. | 5/12/2022 | Annual | 3/15/2022 | ANSS | 03662Q105 | Elect Ravi K. Vijayaraghavan | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| ANSYS, Inc. | 5/12/2022 | Annual | 3/15/2022 | ANSS | 03662Q105 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| ANSYS, Inc. | 5/12/2022 | Annual | 3/15/2022 | ANSS | 03662Q105 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ANSYS, Inc. | 5/12/2022 | Annual | 3/15/2022 | ANSS | 03662Q105 | Elimination of Supermajority Requirement to Remove a Director | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ANSYS, Inc. | 5/12/2022 | Annual | 3/15/2022 | ANSS | 03662Q105 | Elimination of Supermajority Requirement to Amend or Repeal the By-Laws | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ANSYS, Inc. | 5/12/2022 | Annual | 3/15/2022 | ANSS | 03662Q105 | Elimination of Supermajority Requirement to Approve Amendments to or Repeal Certain Provisions of the Charter | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ANSYS, Inc. | 5/12/2022 | Annual | 3/15/2022 | ANSS | 03662Q105 | Approval of the 2022 Employee Stock Purchase Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ANSYS, Inc. | 5/12/2022 | Annual | 3/15/2022 | ANSS | 03662Q105 | Shareholder Proposal Regarding Board Declassification | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Elect Patrick P. Gelsinger | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Elect James J. Goetz | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Elect Andrea J. Goldsmith | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Elect Alyssa H. Henry | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Elect Omar Ishrak | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Elect Tsu-Jae King Liu | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Elect Gregory D. Smith | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Elect Dion J. Weisler | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Elect Frank D. Yeary | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Intel Corporation | 5/12/2022 | Annual | 3/18/2022 | INTC | 458140100 | Shareholder Proposal Regarding Report on Racism in Company Culture | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Elect Sharon Y. Bowen | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Elect Shantella E. Cooper | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Elect Duriya M. Farooqui | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Elect Lord Hague of Richmond | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Elect Mark F. Mulhern | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Elect Thomas E. Noonan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Elect Caroline L. Silver | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Elect Jeffrey C. Sprecher | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Elect Judith A. Sprieser | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Elect Martha A. Tirinnanzi | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Approval of the 2022 Omnibus Employee Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Approval of the 2022 Omnibus Non-Employee Director Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Elimination of Supermajority Requirements | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Intercontinental Exchange, Inc. | 5/13/2022 | Annual | 3/15/2022 | ICE | 45866F104 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Elect John K. Adams, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Elect Stephen A. Ellis | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Elect Brian M. Levitt | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Elect Arun Sarin | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Elect Charles R. Schwab | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Elect Paula A. Sneed | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Repeal of Classified Board | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Approval of the 2022 Stock Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Adoption of Proxy Access | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| The Charles Schwab Corporation | 5/17/2022 | Annual | 3/18/2022 | SCHW | 808513105 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Elect Frank J. Bisignano | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Elect Alison Davis | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Elect Henrique de Castro | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Elect Harry F. DiSimone | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Elect Dylan G. Haggart | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Elect Wafaa Mamilli | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Elect Heidi G. Miller | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Elect Doyle R. Simons | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Elect Kevin M. Warren | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Fiserv, Inc. | 5/18/2022 | Annual | 3/21/2022 | FISV | 337738108 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | Abstain | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect Scott T. Ford | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect Glenn H. Hutchins | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect William E. Kennard | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect Debra L. Lee | Mgmt | For | Abstain | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect Stephen J. Luczo | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect Michael B. McCallister | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect Beth E. Mooney | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect Matthew K. Rose | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect John T. Stankey | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect Cindy B. Taylor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect Luis A. Ubinas | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Elect Geoffrey Y. Yang | Mgmt | For | Abstain | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Shareholder Proposal Regarding Pay Ratio | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| AT&T Inc. | 5/19/2022 | Annual | 3/21/2022 | T | 00206R102 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Elect Larry Page | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Elect Sergey Brin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Elect Sundar Pichai | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Elect John L. Hennessy | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Elect Frances H. Arnold | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Elect L. John Doerr | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Elect Ann Mather | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Elect K. Ram Shriram | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Elect Robin L. Washington | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Amendment to the 2021 Stock Plan | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Increase in Authorized Common Stock | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Report on Physical Risks of Climate Change | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Report on Water Management Risks | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Concealment Clauses | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Algorithm Disclosures | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Human Rights Impact Assessment Report | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Report on Board Diversity | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Employee Representative Director | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Alphabet Inc. | 6/1/2022 | Annual | 4/5/2022 | GOOGL | 38259P508 | Shareholder Proposal Regarding Report on Military Policing Agencies | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Netflix, Inc. | 6/2/2022 | Annual | 4/4/2022 | NFLX | 64110L106 | Elect Timothy M. Haley | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Netflix, Inc. | 6/2/2022 | Annual | 4/4/2022 | NFLX | 64110L106 | Elect Leslie J. Kilgore | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Netflix, Inc. | 6/2/2022 | Annual | 4/4/2022 | NFLX | 64110L106 | Elect Strive T. Masiyiwa | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Netflix, Inc. | 6/2/2022 | Annual | 4/4/2022 | NFLX | 64110L106 | Elect Ann Mather | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Netflix, Inc. | 6/2/2022 | Annual | 4/4/2022 | NFLX | 64110L106 | Repeal of Classified Board | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Netflix, Inc. | 6/2/2022 | Annual | 4/4/2022 | NFLX | 64110L106 | Elimination of Supermajority Requirement | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Netflix, Inc. | 6/2/2022 | Annual | 4/4/2022 | NFLX | 64110L106 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Netflix, Inc. | 6/2/2022 | Annual | 4/4/2022 | NFLX | 64110L106 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Netflix, Inc. | 6/2/2022 | Annual | 4/4/2022 | NFLX | 64110L106 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Netflix, Inc. | 6/2/2022 | Annual | 4/4/2022 | NFLX | 64110L106 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Netflix, Inc. | 6/2/2022 | Annual | 4/4/2022 | NFLX | 64110L106 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect Robert K. Burgess | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect Tench Coxe | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect John O. Dabiri | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect Persis S. Drell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect Jen-Hsun Huang | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect Dawn Hudson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect Harvey C. Jones | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect Michael G. McCaffery | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect Stephen C. Neal | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect Mark L. Perry | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect A. Brooke Seawell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect Aarti Shah | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Elect Mark A. Stevens | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Increase in Authorized Common Stock | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| NVIDIA Corporation | 6/2/2022 | Annual | 4/4/2022 | NVDA | 67066G104 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect Rodney C. Adkins | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect Jonathan Christodoro | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect John J. Donahoe II | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect David W. Dorman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect Belinda J. Johnson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect Enrique Lores | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect Gail J. McGovern | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect Deborah M. Messemer | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect David M. Moffett | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect Ann M. Sarnoff | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect Daniel H. Schulman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Elect Frank D. Yeary | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| PayPal Holdings, Inc. | 6/2/2022 | Annual | 4/5/2022 | PYPL | 70450Y103 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Sunrun Inc. | 6/2/2022 | Annual | 4/7/2022 | RUN | 86771W105 | Elect Lynn Jurich | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Sunrun Inc. | 6/2/2022 | Annual | 4/7/2022 | RUN | 86771W105 | Elect Alan Ferber | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Sunrun Inc. | 6/2/2022 | Annual | 4/7/2022 | RUN | 86771W105 | Elect Manjula Talreja | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Sunrun Inc. | 6/2/2022 | Annual | 4/7/2022 | RUN | 86771W105 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Sunrun Inc. | 6/2/2022 | Annual | 4/7/2022 | RUN | 86771W105 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Sunrun Inc. | 6/2/2022 | Annual | 4/7/2022 | RUN | 86771W105 | Shareholder Proposal Regarding Concealment Clauses | ShrHoldr | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Elect Kirk E. Arnold | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Elect Ann C. Berzin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Elect April Miller Boise | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Elect John Bruton | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Elect Jared L. Cohon | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Elect Gary D. Forsee | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Elect Linda P. Hudson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Elect Myles Lee | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Elect David S. Regnery | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Elect John P. Surma | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Elect Tony L. White | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Trane Technologies plc | 6/2/2022 | Annual | 4/8/2022 | TT | G8994E103 | Set the Price Range at which the Company can Re-Allot Treasury Shares | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Elect Zein Abdalla | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Elect Vinita K. Bali | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Elect Maureen Breakiron-Evans | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Elect Archana Deskus | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Elect John M. Dineen | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Elect Brian Humphries | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Elect Michael Patsalos-Fox | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Elect Stephen J. Rohleder | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Elect Joseph M. Velli | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Elect Sandra S. Wijnberg | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Cognizant Technology Solutions Corporation | 6/7/2022 | Annual | 4/11/2022 | CTSH | 192446102 | Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Elect Jose B. Alvarez | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Elect Alan M. Bennett | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Elect Rosemary T. Berkery | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Elect David T. Ching | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Elect C. Kim Goodwin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Elect Ernie Herrman | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Elect Michael F. Hines | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Elect Amy B. Lane | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Elect Carol Meyrowitz | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Elect Jackwyn L. Nemerov | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Elect John F. O'Brien | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Approval of the 2022 Stock Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Shareholder Proposal Regarding Report on Supply Chain Due Diligence | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| The TJX Companies, Inc. | 6/7/2022 | Annual | 4/8/2022 | TJX | 872540109 | Shareholder Proposal Regarding Paid Sick Leave | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Elect Corie S. Barry | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Elect Lisa M. Caputo | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Elect J. Patrick Doyle | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Elect David W. Kenny | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Elect Mario J. Marte | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Elect Karen A. McLoughlin | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Elect Thomas L. Millner | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Elect Claudia Fan Munce | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Elect Richelle P. Parham | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Elect Steven E. Rendle | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Elect Eugene A. Woods | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Best Buy Co., Inc. | 6/9/2022 | Annual | 4/11/2022 | BBY | 086516101 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Marc R. Benioff | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Bret Taylor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Laura Alber | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Craig A. Conway | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Parker Harris | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Alan G. Hassenfeld | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Neelie Kroes | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Oscar Munoz | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Sanford R. Robertson | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect John V. Roos | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Robin L. Washington | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Maynard G. Webb | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Elect Susan D. Wojcicki | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Salesforce, Inc. | 6/9/2022 | Annual | 4/14/2022 | CRM | 79466L302 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| ServiceNow, Inc. | 6/9/2022 | Annual | 4/11/2022 | NOW | 81762P102 | Elect Susan L. Bostrom | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ServiceNow, Inc. | 6/9/2022 | Annual | 4/11/2022 | NOW | 81762P102 | Elect Teresa Briggs | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ServiceNow, Inc. | 6/9/2022 | Annual | 4/11/2022 | NOW | 81762P102 | Elect Jonathan C. Chadwick | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| ServiceNow, Inc. | 6/9/2022 | Annual | 4/11/2022 | NOW | 81762P102 | Elect Paul E. Chamberlain | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| ServiceNow, Inc. | 6/9/2022 | Annual | 4/11/2022 | NOW | 81762P102 | Elect Lawrence J Jackson, Jr. | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ServiceNow, Inc. | 6/9/2022 | Annual | 4/11/2022 | NOW | 81762P102 | Elect Frederic B. Luddy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ServiceNow, Inc. | 6/9/2022 | Annual | 4/11/2022 | NOW | 81762P102 | Elect Jeffrey A. Miller | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ServiceNow, Inc. | 6/9/2022 | Annual | 4/11/2022 | NOW | 81762P102 | Elect Joseph Quinlan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ServiceNow, Inc. | 6/9/2022 | Annual | 4/11/2022 | NOW | 81762P102 | Elect Sukumar Rathnam | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| ServiceNow, Inc. | 6/9/2022 | Annual | 4/11/2022 | NOW | 81762P102 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| ServiceNow, Inc. | 6/9/2022 | Annual | 4/11/2022 | NOW | 81762P102 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Block, Inc. | 6/14/2022 | Annual | 4/21/2022 | SQ | 852234103 | Elect Jack Dorsey | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Block, Inc. | 6/14/2022 | Annual | 4/21/2022 | SQ | 852234103 | Elect Paul Deighton | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Block, Inc. | 6/14/2022 | Annual | 4/21/2022 | SQ | 852234103 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Block, Inc. | 6/14/2022 | Annual | 4/21/2022 | SQ | 852234103 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | AXS Change Finance ESG ETF | Voted |
| Block, Inc. | 6/14/2022 | Annual | 4/21/2022 | SQ | 852234103 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Block, Inc. | 6/14/2022 | Annual | 4/21/2022 | SQ | 852234103 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Elect Andrew Anagnost | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Elect Karen Blasing | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Elect Reid French | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Elect Ayanna M. Howard | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Elect Blake J. Irving | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Elect Mary T. McDowell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Elect Stephen D. Milligan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Elect Lorrie M. Norrington | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Elect Elizabeth S. Rafael | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Elect Stacy J. Smith | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Autodesk, Inc. | 6/16/2022 | Annual | 4/19/2022 | ADSK | 052769106 | Approval of the 2022 Equity Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Elect Lester B. Knight | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Elect Gregory C. Case | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Elect Jin-Yong Cai | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Elect Jeffrey C. Campbell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Elect Fulvio Conti | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Elect Cheryl A. Francis | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Elect J. Michael Losh | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Elect Richard C. Notebaert | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Elect Gloria Santona | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Elect Byron O. Spruell | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Elect Carolyn Y. Woo | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Appointment of Statutory Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Aon plc | 6/17/2022 | Annual | 4/14/2022 | AON | G0408V102 | Authority to Set Auditor's Fees | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Merit E. Janow | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Candido Botelho Bracher | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Richard K. Davis | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Julius Genachowski | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect GOH Choon Phong | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Oki Matsumoto | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Michael Miebach | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Youngme E. Moon | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Rima Qureshi | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Gabrielle Sulzberger | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Jackson P. Tai | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Harit Talwar | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Elect Lance Uggla | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Advisory Vote on Executive Compensation | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Ratification of Auditor | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Shareholder Proposal Regarding Political Donations to Objectors | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | AXS Change Finance ESG ETF | Voted |
| Mastercard Incorporated | 6/21/2022 | Annual | 4/22/2022 | MA | 57636Q104 | Shareholder Proposal Regarding Report on Untraceable Firearms | ShrHoldr | Against | For | AXS Change Finance ESG ETF | Voted |
| Workday, Inc. | 6/22/2022 | Annual | 4/25/2022 | WDAY | 98138H101 | Elect Lynne M. Doughtie | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Workday, Inc. | 6/22/2022 | Annual | 4/25/2022 | WDAY | 98138H101 | Elect Carl Eschenbach | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Workday, Inc. | 6/22/2022 | Annual | 4/25/2022 | WDAY | 98138H101 | Elect Michael M. McNamara | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| Workday, Inc. | 6/22/2022 | Annual | 4/25/2022 | WDAY | 98138H101 | Elect Jerry Yang | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Workday, Inc. | 6/22/2022 | Annual | 4/25/2022 | WDAY | 98138H101 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Workday, Inc. | 6/22/2022 | Annual | 4/25/2022 | WDAY | 98138H101 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Workday, Inc. | 6/22/2022 | Annual | 4/25/2022 | WDAY | 98138H101 | Approval of the 2022 Equity Incentive Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Workday, Inc. | 6/22/2022 | Annual | 4/25/2022 | WDAY | 98138H101 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Elect Sara C. Andrews | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Elect William Tudor Brown | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Elect Brad W. Buss | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Elect Edward H. Frank | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Elect Richard S. Hill | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Elect Marachel L. Knight | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Elect Matthew J. Murphy | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Elect Michael G. Strachan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Elect Robert E. Switz | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Elect Ford Tamer | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Advisory Vote on Executive Compensation | Mgmt | For | Against | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Amendment to the 2020 Employee Stock Purchase Plan | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| Marvell Technology, Inc. | 6/23/2022 | Annual | 4/28/2022 | MRVL | 573874104 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CrowdStrike Holdings, Inc. | 6/29/2022 | Annual | 5/2/2022 | CRWD | 22788C105 | Elect Cary J. Davis | Mgmt | For | Withhold | AXS Change Finance ESG ETF | Voted |
| CrowdStrike Holdings, Inc. | 6/29/2022 | Annual | 5/2/2022 | CRWD | 22788C105 | Elect George R. Kurtz | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CrowdStrike Holdings, Inc. | 6/29/2022 | Annual | 5/2/2022 | CRWD | 22788C105 | Elect Laura J. Schumacher | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
| CrowdStrike Holdings, Inc. | 6/29/2022 | Annual | 5/2/2022 | CRWD | 22788C105 | Ratification of Auditor | Mgmt | For | For | AXS Change Finance ESG ETF | Voted |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Investment Managers Series Trust II
| By (Signature and Title)* | /s/ Terrance P. Gallagher | ||
| Terrance P. Gallagher, President and Principal Executive Officer | |||
| Date | August 17, 2022 |
| * | Print the name and title of each signing officer under his or her signature. |