Amkor Technology Inc.

01/21/2022 | Press release | Distributed by Public on 01/21/2022 14:39

Statement of Changes in Beneficial Ownership (Form 4)

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
KIM SUSAN Y
2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC. [AMKR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
/ Member of 10% owner group (15)
(Last) (First) (Middle)
C/O SIANA CARR O'CONNOR & LYNAM, , 1500 EAST LANCASTER AVENUE
3. Date of Earliest Transaction (Month/Day/Year)
(Street)
PAOLI PA 19301-9713
4. If Amendment, Date Original Filed(Month/Day/Year)
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code 4. Securities Acquired (A) or Disposed of (D) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) 6. Ownership Form: Direct (D) or Indirect (I) 7. Nature of Indirect Beneficial Ownership
Code V Amount (A) or (D) Price
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code 5. Number of Derivative Securities Acquired (A) or Disposed of (D) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security 8. Price of Derivative Security 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 11. Nature of Indirect Beneficial Ownership
Code V (A) (D) Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KIM SUSAN Y
C/O SIANA CARR O'CONNOR & LYNAM,
1500 EAST LANCASTER AVENUE
PAOLI, PA19301-9713
X X
Member of 10% owner group (15)

Signatures

/s/ Richard D. Rosen, Attorney-in-Fact 2022-01-20
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) On July 1, 2021, the John T. Kim 2018 Qualified Annuity Trust under the John T. Kim 2018 Irrevocable Trust Agreement dated 2/6/18 distributed 174,810 shares of the Issuer's Common Stock to John T. Kim. John T. Kim and the reporting person are the co-trustees of the trust. John T. Kim and the reporting person are siblings. The reporting person inadvertently omitted the 1,028,132 shares of the Issuer's Common Stock held by the John T. Kim GRAT dtd 2/6/18 from her indirect holdings reported on her Form 4 filed with the Commission on January 4, 2022.
(2) On September 1, 2021, the James J. Kim 2020-1 Qualified Annuity Trust under the James J. Kim 2020-1 Qualified Annuity Trust Agreement dated 04/01/2021 distributed 163,200 shares of the Issuer's Common Stock to James J. Kim. James J. Kim and the reporting person are the co-trustees of the trust. James J. Kim and the reporting person are father and daughter.
(3) On October 1, 2021, the Qualified Annuity Trust under the James J. Kim 2018-1 Qualified Annuity Trust Agreement dtd 8/30/18 distributed 328,350 shares of the Issuer's Common Stock to James J. Kim. James J. Kim and the reporting person are the co-trustees of the trust.
(4) On October 4, 2021, the Qualified Annuity Trust under the James J. Kim 2018-1 Qualified Annuity Trust Agreement dtd 8/30/18 distributed 626,192 shares of the Issuer's Common Stock to John T. Kim.
(5) On October 4, 2021, the Qualified Annuity Trust under the James J. Kim 2018-1 Qualified Annuity Trust Agreement dtd 8/30/18 distributed 626,192 shares of the Issuer's Common Stock to the reporting person.
(6) On December 15, 2021, James J. Kim transferred 1,756,427 shares of the Issuer's Common Stock to the James J. Kim 2021 Qualified Annuity Trust U/A Dated 12/15/2021. James J. Kim and the reporting person are the co-trustees of the trust.
(7) On December 15, 2021, the Qualified Annuity Trust under the James J. Kim 2019-1 Qualified Annuity Trust Agreement dtd September 10, 2019 distributed 596,920 shares of the Issuer's Common Stock to James J. Kim. James J. Kim and Susan Y. Kim are the co-trustees of the trust.
(8) On December 15, 2021, James J. Kim transferred 596,920 shares of the Issuer's Common Stock to the James J. Kim 2021 Qualified Annuity Trust U/A Dated 12/15/2021.
(9) On December 27, 2021, the reporting person transferred 164,678 shares of the Issuer's Common Stock to Susins, LLC. Susins, LLC is being treated as a corporation for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). Its managers are John T. Kim and Liam E. Blaney.
(10) The reporting person is (i) a trustee of family trusts for the benefit of her immediate family members which own shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which she was the settlor and is the sole annuitant which own shares of the Issuer's Common stock and (iii) a manager of manager-managed limited liability companies whose members are her immediate family members which own shares of the Issuer's Common Stock.
(11) Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.
(12) On September 20, 2021, the Susan Y. Kim Irrevocable Trust Dated 4/16/98 fbo Alexandra Kim Panichello transferred 2,733,333 shares of the Issuer's Common Stock to Alexandra Investments, LLC a limited liability company 100% of whose membership interests were owned by such trust. Such limited liability company is being treated as a corporation for purposes of Section 16. Susan Y. Kim and John T. Kim are the co-trustees of the trust. Susan Y. Kim and Liam E. Blaney are the co-managers of the limited liability company. The beneficiary of the trust is the daughter of Susan Y. Kim. Pursuant to the Form 4 instructions, in her capacity as a co-trustee of the trust and a co-manager of the limited liability company, Susan Y. Kim is being treated as having a pecuniary interest in all of the shares of the Issuer's Common Stock held by both the trust and the limited liability company. Accordingly, the transfer from the trust to the limited liability company is not being reported on this Form 4.
(13) On September 20, 2021, the Susan Y. Kim Irrevocable Trust Dated 4/16/98 fbo Jacqueline Mary Panichello transferred 2,733,333 shares of the Issuer's Common Stock to Jacqueline Investments, LLC a limited liability company 100% of whose membership interests were owned by such trust. Such limited liability company is being treated as a corporation for purposes of Section 16. Susan Y. Kim and John T. Kim are the co-trustees of the trust. Susan Y. Kim and Liam E. Blaney are the co-managers of the limited liability company. The beneficiary of the trust is the daughter of Susan Y. Kim. Pursuant to the Form 4 instructions, in her capacity as a co-trustee of the trust and a co-manager of the limited liability company, Susan Y. Kim is being treated as having a pecuniary interest in all of the shares of the Issuer's Common Stock held by both the trust and the limited liability company. Accordingly, the transfer from the trust to the limited liability company is not being reported on this Form 4.
(14) On September 20, 2021, the Susan Y. Kim Irrevocable Trust Dated 4/16/98 fbo Dylan James Panichello transferred 2,733,334 shares of the Issuer's Common Stock to Dylan Investments, LLC a limited liability company 100% of whose membership interests were owned by such trust. Such limited liability company is being treated as a corporation for purposes of Section 16. Susan Y. Kim and John T. Kim are the co-trustees of the trust. Susan Y. Kim and Liam E. Blaney are the co-managers of the limited liability company. The beneficiary of the trust is the son of Susan Y. Kim. Pursuant to the Form 4 instructions, in her capacity as a co-trustee of the trust and a co-manager of the limited liability company, Susan Y. Kim is being treated as having a pecuniary interest in all of the shares of the Issuer's Common Stock held by both the trust and the limited liability company. Accordingly, the transfer from the trust to the limited liability company is not being reported on this Form 4.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.