Garrett Motion Inc.

06/14/2021 | Press release | Distributed by Public on 06/14/2021 09:17

Insider Trading Report (SEC Filing - 4)

SEC FORM 4SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Attestor Value Master Fund, LP
(Last) (First) (Middle)
PO BOX 309, UGLAND HOUSE
(Street)
GRAND CAYMAN E9 KY1-1104
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Garrett Motion Inc. [ GTXMQ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/11/2021 S 16,508 D $7.9517 2,603,048 I See footnote(1)
Series A Preferred Stock 06/11/2021 S 25,000 D $8.7 4,589,904 I See footnote(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Attestor Value Master Fund, LP
(Last) (First) (Middle)
PO BOX 309, UGLAND HOUSE
(Street)
GRAND CAYMAN E9 KY1-1104
(City) (State) (Zip)
1. Name and Address of Reporting Person*
Attestor Value Fund GP Ltd
(Last) (First) (Middle)
PO BOX 309
UGLAND HOUSE
(Street)
GRAND CAYMAN E9 KY1-1104
(City) (State) (Zip)
1. Name and Address of Reporting Person*
Attestor Capital Ltd
(Last) (First) (Middle)
PO BOX 309
UGLAND HOUSE
(Street)
GRAND CAYMAN E9 KY1-1104
(City) (State) (Zip)
1. Name and Address of Reporting Person*
Attestor Ltd
(Last) (First) (Middle)
7 SEYMOUR STREET
(Street)
LONDON X0 W1H 7JW
(City) (State) (Zip)
1. Name and Address of Reporting Person*
Peters Jan-Christoph
(Last) (First) (Middle)
C/O ATTESTOR LIMITED
7 SEYMOUR STREET
(Street)
LONDON X0 W1H 7JW
(City) (State) (Zip)
Explanation of Responses:
1. These securities of Garrett Motion Inc. (the 'Company') are beneficially owned by (a) Attestor Value Master Fund LP, a Cayman Islands exempted limited partnership ('Attestor'), as a result of its direct ownership of the Shares reported herein, (b) Attestor Value Fund GP Limited, a Cayman Islands exempted private limited company ('Attestor GP'), as the sole general partner of Attestor, (c) Attestor Capital Limited, a Cayman Islands exempted private limited company ('Attestor Capital'), as the manager to Attestor GP, (d) Attestor Limited, a private limited company registered in England and Wales (with company number 12080120) ('Attestor Limited'), as the investment manager to Attestor, and (e) Mr. Jan-Christoph Peters, as the sole director and sole indirect shareholder of Attestor Limited. Attestor, Attestor GP, Attestor Capital, Attestor Limited and Mr. Peters are collectively referred to as the 'Reporting Persons.'
Attestor Value Master Fund LP, acting by Attestor Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Authorised Attorney 06/14/2021
Attestor Value Fund GP Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Director 06/14/2021
Attestor Capital Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Director 06/14/2021
Attestor Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Authorised Attorney 06/14/2021
/s/ Jan-Christoph Peters, Name: Jan-Christoph Peters 06/14/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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